SEC Form 4 · accession 0000040729-17-000392
Ally Financial Inc. · ALLY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David J Debrunner
Officer — VP, CAO, Controller
Period of report
Dec 15, 2017
Accepted (ET)
Dec 18, 2017 · 1:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000040729
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2017 | M | 124 | $0.00 | A | 119,155 | D | |
| Common StockF2 | Dec 15, 2017 | D | 124 | $27.89 | D | 119,031 | D | |
| Common StockF3 | Dec 15, 2017 | A | 8,711 | $0.00 | A | 127,742 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock Units (DSU)F4 | — | Dec 15, 2017 | M | 124 | D | — | — | Common Stock | 124 | 123 | D |
Explanation of responses
- F1The common stock reported includes shares issued upon the settlement of a portion of DSUs awarded in prior periods.
- F2Represents the per share fair market value of the Company's common stock as of December 6, 2017.
- F3Represents a grant of Restricted Stock Units (RSUs) that are a contingent right to receive one share of the Company's common stock on the applicable settlement dates. The RSUs will vest in 25% increments on December 15 of each of 2018, 2019, 2020 and 2021. May reflect rounding of fractional shares.
- F4Each Deferred Stock Unit (DSU) represents a vested right to receive the value of one share of the Company's common stock in cash equal to the fair market value of a share of the Company's common stock. DSUs do not have an expiration or exercise date or carry a conversion price. May reflect rounding of fractional shares.