SEC Form 4 · accession 0001140361-17-046475
CARVER BANCORP INC · CARV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig C MacKay
Director
Period of report
Dec 14, 2017
Accepted (ET)
Dec 18, 2017 · 1:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001016178
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2017 | A | 1,000 | $0.00 | A | 1,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $3.48 | Dec 14, 2017 | A | 1,000 | A | Dec 14, 2018 | Dec 14, 2027 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Shares of restricted stock vest at a rate of 25% per year commencing on December 14, 2018.
- F2Stock options vest at a rate of 25% per year commencing on December 14, 2018.