SEC Form 4 · accession 0001437749-17-020798
Hyperscale Data, Inc. · GPUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert O Smith
Director
Period of report
May 30, 2017
Accepted (ET)
Dec 15, 2017 · 6:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000896493
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series C Preferred StockF1 | $0.60 | May 30, 2017 | A | 10,833 | A | May 30, 2017 | — | Common Stock | 43,332 | 260,832 | D |
| WarrantsF1 | $1.00 | May 30, 2017 | A | 43,333 | A | Dec 1, 2017 | May 30, 2022 | Common Stock | 43,333 | 304,164 | D |
Explanation of responses
- F1On May 30, 2017, the reporting person purchased for $26,000 one-half unit consisting of 10,833 shares of Series C preferred stock and a five year warrant to purchase 43,333 shares of common stock at $1.00 per share. Each share of Series C preferred stock is convertible into four shares of common stock.