SEC Form 4 · accession 0001127602-17-034802
Arthur J. Gallagher & Co. · AJG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas K Howell
Officer — VP & Chief Financial Officer
Period of report
Dec 13, 2017
Accepted (ET)
Dec 15, 2017 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354190
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Notional Stock UnitsF1,F2 | $0.00 | Dec 13, 2017 | I | 181 | A | — | — | Common Stock | 181 | 28,975 | D |
| Notional Stock UnitsF1,F3 | $0.00 | Dec 13, 2017 | I | 127 | A | — | — | Common Stock | 127 | 18,314 | D |
| Notional Stock UnitsF1,F4 | $0.00 | Dec 13, 2017 | I | 54 | A | — | — | Common Stock | 54 | 8,791 | D |
| Notional Stock UnitsF1,F5 | $0.00 | Dec 13, 2017 | I | 43 | A | — | — | Common Stock | 43 | 6,993 | D |
| Notional Stock UnitsF1,F6 | $0.00 | Dec 13, 2017 | I | 423 | A | — | — | Common Stock | 423 | 69,821 | D |
Explanation of responses
- F1Each notional stock unit represents a right to receive one share of Gallagher common stock.
- F2The notional stock units become payable in July 2018.
- F3The notional stock units become payable in July 2020.
- F4The notional stock units become payable in July 2021.
- F5The notional stock units become payable in July 2022.
- F6The notional stock units become payable following the reporting person's separation from service with Gallagher.