SEC Form 4 · accession 0001209191-17-065973
DYNAVAX TECHNOLOGIES CORP · DVAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Coffman
Officer — Senior Vice President
Period of report
Dec 13, 2017
Accepted (ET)
Dec 15, 2017 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001029142
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 13, 2017 | M | 7,500 | $5.40 | A | 13,808 | D | |
| Common Stock | Dec 13, 2017 | S | 7,500 | $18.90 | D | 6,308 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $5.40 | Dec 13, 2017 | M | 7,500 | D | — | Mar 9, 2019 | Common Stock | 7,500 | 0 | D |
Explanation of responses
- F1Includes 1,561 shares obtained upon the vesting of an RSU on February 5, 2015
- F2Option is fully-vested and exercisable