SEC Form 4 · accession 0000006281-17-000152
ANALOG DEVICES INC · ADI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Hassett
Officer — SVP, Global Operations & Tech
Period of report
Dec 14, 2017
Accepted (ET)
Dec 15, 2017 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006281
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comm Stock - $.16-2/3 value | Dec 14, 2017 | M | 18,400 | $39.79 | A | 30,139 | D | |
| Comm Stock - $.16-2/3 valueF1 | Dec 14, 2017 | S | 18,400 | $85.056 | D | 11,739 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $39.79 | Dec 14, 2017 | M | 18,400 | D | Mar 15, 2013 | Mar 15, 2022 | Comm Stock - $.16-2/3 value | 18,400 | 0 | D |
Explanation of responses
- F1These shares were disposed of in multiple transactions on December 14, 2017 at actual sales prices ranging from $84.840 to $85.300 per share. The price reported reflects the weighted average sale price for the transaction. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 15, 2012.