SEC Form 4 · accession 0001225208-17-018742
Alexander & Baldwin, Inc. · ALEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul K Ito
Officer — Sr. Vice Pres. and Treasurer
Period of report
Dec 13, 2017
Accepted (ET)
Dec 15, 2017 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001545654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2017 | M | 23,466 | $13.11 | A | 56,378 | D | |
| Common Stock | Dec 13, 2017 | M | 9,889 | $7.53 | A | 66,267 | D | |
| Common StockF1 | Dec 13, 2017 | F | 23,289 | $28.85 | D | 42,978 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $13.11 | Dec 13, 2017 | M | 23,466 | D | Jan 26, 2012 | Jan 25, 2021 | Common Stock | 23,466 | 0 | D |
| Stock Option | $7.53 | Dec 13, 2017 | M | 9,889 | D | Jan 28, 2010 | Jan 27, 2019 | Common Stock | 9,889 | 0 | D |
Explanation of responses
- F1Represents shares withheld by Issuer in connection with a net settlement of a stock option exercise.
Remarks
Pursuant to a merger effected on November 8, 2017, Alexander & Baldwin REIT Holdings, Inc. became the parent holding company of Alexander & Baldwin, Inc. and the successor issuer to Alexander & Baldwin, Inc., without any change in the relative interests of security holders. Immediately following the merger, Alexander & Baldwin REIT Holdings, Inc. changed its name to Alexander & Baldwin, Inc.