SEC Form 4 · accession 0000831641-17-000148
TETRA TECH INC · TTEK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan L Batrack
Officer — CHAIRMAN AND CEO · Director
Period of report
Dec 13, 2017
Accepted (ET)
Dec 15, 2017 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000831641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Dec 13, 2017 | M | 10,874 | $24.26 | A | 286,551 | D | |
| COMMON STOCKF1 | Dec 13, 2017 | S | 10,874 | $48.3441 | D | 275,677 | D | |
| COMMON STOCK | Dec 14, 2017 | M | 159 | $24.26 | A | 275,836 | D | |
| COMMON STOCKF2 | Dec 14, 2017 | S | 159 | $47.90 | D | 275,677 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F3 | $24.26 | Dec 13, 2017 | M | 10,874 | D | Nov 16, 2016 | Nov 16, 2020 | COMMON STOCK | 10,874 | 68,429 | D |
| STOCK OPTION (RIGHT TO BUY)F3 | $24.26 | Dec 14, 2017 | M | 159 | D | Nov 16, 2016 | Nov 16, 2020 | COMMON STOCK | 159 | 68,270 | D |
Explanation of responses
- F1$48.3441 is an average price. Shares were sold at prices ranging from $48.25 to $48.50 per share.
- F2All shares sold at an exact price.
- F3The option was fully exercisable on November 16, 2016.