SEC Form 4 · accession 0001209191-17-066060
SKYWORKS SOLUTIONS, INC. · SWKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Liam Griffin
Officer — President and CEO · Director
Period of report
Dec 14, 2017
Accepted (ET)
Dec 15, 2017 · 7:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000004127
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2017 | M | 13,212 | $77.66 | A | 62,359 | D | |
| Common StockF2 | Dec 14, 2017 | S | 13,212 | $95.10 | D | 49,147 | D | |
| Common Stock | Dec 14, 2017 | S | 1,847 | $95.00 | D | 47,300 | D | |
| Common StockF3 | holding | — | — | — | 11,757 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $77.66 | Dec 14, 2017 | M | 13,212 | D | — | Nov 9, 2023 | Common Stock | 13,212 | 39,633 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/15/2017.
- F2The price reflects the average selling price of the shares sold. Actual sale prices ranged from $95.00 per share to $95.89 per share.
- F3This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 11/30/2017.
- F4This stock option vests in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020.