SEC Form 4/A · accession 0000082811-17-000123
REGAL REXNORD CORP · RRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert A. Lazzerini
Officer — Chief Accounting Officer
Period of report
May 10, 2017
Accepted (ET)
Dec 15, 2017 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000082811
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1,F2 | $80.70 | May 10, 2017 | A | 1,084 | A | May 10, 2019 | May 10, 2027 | Common Stock | 1,084 | 1,084 | D |
Explanation of responses
- F1This amended Form 4 is being filed to correct an error in the calculation of the number of Stock Appreciation Rights ("SARs") awarded to the reporting person May 10, 2017. The original Form 4 filed on May 11, 2017 reported 1,093 SARs awarded.
- F2Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.