SEC Form 4 · accession 0001534701-17-000110
Phillips 66 · PSX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chukwuemeka A. Oyolu
Officer — Vice President & Controller
Period of report
Dec 15, 2017
Accepted (ET)
Dec 18, 2017 · 2:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001534701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2017 | M | 2,700 | $72.255 | A | 2,700 | D | |
| Common Stock | Dec 15, 2017 | S | 2,700 | $100.25 | D | 0 | D | |
| Restricted Stock Units | holding | — | — | — | 22,895 | D | ||
| Common StockF1 | holding | — | — | — | 823 | I | By Phillips 66 Savings Plan | |
| Common Stock | holding | — | — | — | 124 | I | Held by wife | |
| Common StockF1 | holding | — | — | — | 533 | I | Held by Wife in Phillips 66 Savings Plan | |
| Restricted Stock Units | holding | — | — | — | 733 | I | Held by Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $72.255 | Dec 15, 2017 | M | 2,700 | D | — | Feb 6, 2024 | Common Stock | 2,700 | 0 | D |
Explanation of responses
- F1Includes shares acquired through on-going acquisitions under 401(k) plan and/or routine dividend transactions that are exempt under rule 16a-1.
- F2The stock options became exercisable in three equal annual installments beginning on February 6, 2015.