SEC Form 4 · accession 0001225208-17-018745
COMCAST CORP · CMCSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian L Roberts
Officer — Chairman of Board, Pres. & CEO · Director
Period of report
Dec 14, 2017
Accepted (ET)
Dec 15, 2017 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001166691
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 14, 2017 | M | 800,000 | $9.49 | A | 1,711,798 | D | |
| Class A Common StockF2 | Dec 14, 2017 | S | 318,835 | $38.47 | D | 1,392,963 | D | |
| Class A Common Stock | Dec 14, 2017 | F | 481,165 | $38.77 | D | 911,798 | D | |
| Class A Common StockF3 | Dec 14, 2017 | S | 265,000 | $38.9008 | D | 286,044 | I | By Spouse |
| Class A Common Stock | holding | — | — | — | 480 | I | By Daughter | |
| Class A Common Stock | holding | — | — | — | 22,752,309 | I | By LLC | |
| Class A Common Stock | holding | — | — | — | 1,195,090 | I | By Trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase | $9.49 | Dec 14, 2017 | M | 800,000 | D | Mar 28, 2009 | Mar 27, 2018 | Class A Common Stock | 800,000 | 806,000 | D |
Explanation of responses
- F1Transaction was effected pursuant to a Rule 10b5-1 trading plan.
- F2This transaction was executed in multiple trades at prices ranging from $38.22 to $38.80. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $38.195 to $39.675. The price reported above reflects the weighted-average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.