SEC Form 4 · accession 0001246360-17-003337
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter D Hunt
Officer — PRES & COO/VIRGIN AMER
Period of report
Dec 14, 2017
Accepted (ET)
Dec 15, 2017 · 7:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | holding | — | — | — | 11,288 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITSF2 | $0.00 | Dec 14, 2017 | A | 13,642 | A | Jun 14, 2018 | Dec 14, 2020 | COMMON STOCK | 13,642 | 13,642 | D |
Explanation of responses
- F1TOTAL HELD IN COLUMN 5 INCLUDES 11,288 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 12/14/2016 UNDER THE ISSUER'S 2016 PERFORMANCE INCENTIVE PLAN (PREVIOUSLY REPORTED ON TABLE 1 COLUMN AS RESTRICTED STOCK UNITS).
- F250% OF THE RESTRICTED STOCK UNITS ARE SCHEDULED TO VEST ON 6/14/2018; THE REMAINING 50% ARE SCHEDULED TO VEST IN SIX SUBSTANTIALLY EQUAL MONTHLY INSTALLMENTS AFTER 6/14/2018.