SEC Form 4 · accession 0001225208-17-018737
Univar Inc. · UNVR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark John Byrne
Director
Period of report
Dec 14, 2017
Accepted (ET)
Dec 15, 2017 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001494319
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2017 | M | 63,132 | $18.54 | A | 77,626 | D | |
| Common StockF1 | Dec 14, 2017 | S | 63,132 | $29.0088 | D | 14,494 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F2 | $18.54 | Dec 14, 2017 | M | 63,132 | D | Feb 1, 2014 | Feb 1, 2024 | Common Stock | 63,132 | 98,787 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.78 to $29.225, inclusive. The Reporting Person undertakes to provide to Univar Inc., and any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- F2These options were granted on February 1, 2014 and became vested and exercisable in 12 installments beginning on the grant date and ending on December 28, 2014.