SEC Form 4 · accession 0001179110-17-015447
2U, Inc. · TWOU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Paucek
Officer — Chief Executive Officer · Director
Period of report
Dec 14, 2017
Accepted (ET)
Dec 15, 2017 · 8:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2017 | M | 50,000 | $0.60 | A | 182,694 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $0.60 | Dec 14, 2017 | M | 50,000 | D | — | Jan 23, 2019 | Common Stock | 50,000 | 334,000 | D |
Explanation of responses
- F1The shares underlying this option are fully vested.