Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Nov 6, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

324 filings · trading day Nov 6, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 3, 2017 AForm 4 →	Nov 6, 11:18 am EST	CHEMED CORPCHE	Kevin J McNamarapresident and CEO, Director	55,000	$231.91	$12,755,050	377,299	—
Nov 3, 2017 AForm 4 →	Nov 6, 11:19 am EST	CHEMED CORPCHE	David Patrick Williamsexecutive vice president & CFO	20,000	$231.91	$4,638,200	125,406	—
Nov 3, 2017 AForm 4 →	Nov 6, 11:21 am EST	CHEMED CORPCHE	Nicholas Michael WestfallExecutive Vice President	19,600	$231.91	$4,545,436	84,519	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:33 pm EDT	UNITED TECHNOLOGIES CORP /DE/UTX	Judith Fran MarksPresident, Otis	24,990	$120.12	$3,001,799	8,330	—
Nov 3, 2017 AForm 4 →	Nov 6, 11:20 am EST	CHEMED CORPCHE	Spencer S Leeexecutive vice president	9,000	$231.91	$2,087,190	29,100	—
Nov 3, 2017 AForm 4 →	Nov 6, 11:16 am EST	CHEMED CORPCHE	Naomi C DallobVP and Chief Legal Officer	8,600	$231.91	$1,994,426	35,900	—
Nov 3, 2017 AForm 4 →	Nov 6, 11:14 am EST	CHEMED CORPCHE	Michael D Witzemanvice president and controller	8,000	$231.91	$1,855,280	33,551	—
Nov 3, 2017 AForm 4 →	Nov 6, 11:13 am EST	CHEMED CORPCHE	Thomas C Huttonvice president, Director	4,500	$231.91	$1,043,595	22,300	—
Nov 3, 2017 MForm 4 →	Nov 3, 5:23 pm EDT	CURTISS WRIGHT CORPCW	David Charles AdamsChairman & CEO	17,000	$29.88	$507,960	17,414	—
Nov 2, 2017 AForm 4 →	Nov 6, 3:15 pm EST	Fidelity National Information Services, Inc.FIS	Louise M ParentDirector	5,023	$93.36	$468,947	5,023	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:44 pm EDT	MEDNAX, INC.MD	Cesar L AlvarezDirector	10,668	$32.33	$344,843	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:36 pm EDT	MASIMO CORPMASI	Steven BarkerDirector	10,000	$27.25	$272,500	10,000	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:32 pm EDT	UNITED TECHNOLOGIES CORP /DE/UTX	Margaret L. O'SullivanDirector	2,206	$120.12	$265,000	833	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:21 pm EDT	Walgreens Boots Alliance, Inc.WBA	Janice M. BabiakDirector	2,985	$67.01	$200,000	16,275	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:21 pm EDT	Walgreens Boots Alliance, Inc.WBA	David J BrailerDirector	2,985	$67.01	$200,000	29,205	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:22 pm EDT	Walgreens Boots Alliance, Inc.WBA	William C FooteDirector	2,985	$67.01	$200,000	50,889	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:22 pm EDT	Walgreens Boots Alliance, Inc.WBA	Ginger L GrahamDirector	2,985	$67.01	$200,000	26,977	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:25 pm EDT	Walgreens Boots Alliance, Inc.WBA	John Anthony LedererDirector	2,985	$67.01	$200,000	9,677	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:25 pm EDT	Walgreens Boots Alliance, Inc.WBA	Dominic MurphyDirector	2,985	$67.01	$200,000	18,612	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:26 pm EDT	Walgreens Boots Alliance, Inc.WBA	Leonard D SchaefferDirector	2,985	$67.01	$200,000	6,300	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:37 pm EDT	MASIMO CORPMASI	Yongsam LeeEVP & CIO	5,000	$30.79	$153,950	5,000	—
Nov 2, 2017 MForm 4 →	Nov 6, 3:28 pm EST	SUMMIT FINANCIAL GROUP INCSMMF	Robert S TissueSenior VP & CFO	3,880	$19.26	$74,745	3,200	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:33 pm EDT	TransUnionTRU	Todd M CelloEVP & CFO	7,393	$8.54	$63,156	5,700	—
Nov 1, 2017 JForm 4 →	Nov 3, 4:21 pm EDT	LIQUIDITY SERVICES INCLQDT	James M RalloPresident RSCG and CAG	11,054	$5.62	$62,123	0	—
Nov 6, 2017 MForm 4 →	Nov 6, 1:21 pm EST	SOUTHERN FIRST BANCSHARES INCSFST	F Justin StricklandPresident	8,000	$6.01	$48,080	52,150	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:39 pm EDT	ACUITY BRANDS INCAYI	Mary A WinstonDirector	257	$160.49	$41,246	692	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:36 pm EDT	ACUITY BRANDS INCAYI	W. Patrick BattleDirector	195	$160.49	$31,296	1,865	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:36 pm EDT	ACUITY BRANDS INCAYI	Peter C BrowningDirector	195	$160.49	$31,296	23,261	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:36 pm EDT	ACUITY BRANDS INCAYI	George Douglas Dillard Jr.Director	195	$160.49	$31,296	195	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:37 pm EDT	ACUITY BRANDS INCAYI	Gordon D HarnettDirector	195	$160.49	$31,296	13,871	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:38 pm EDT	ACUITY BRANDS INCAYI	Dominic J PileggiDirector	195	$160.49	$31,296	4,237	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:39 pm EDT	ACUITY BRANDS INCAYI	Norman H WesleyDirector	195	$160.49	$31,296	6,328	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:44 pm EDT	Calumet Specialty Products Partners, L.P.CLMT	Robert E FunkDirector	3,315	$8.95	$29,669	6,565	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:58 pm EDT	Calumet Specialty Products Partners, L.P.CLMT	Stephen P MawerDirector	3,221	$8.95	$28,828	4,265	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:42 pm EDT	Calumet Specialty Products Partners, L.P.CLMT	James S CarterDirector	3,128	$8.95	$27,996	5,891	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:52 pm EDT	Calumet Specialty Products Partners, L.P.CLMT	Amy M SchumacherDirector	2,943	$8.95	$26,340	5,458	—
Nov 1, 2017 AMForm 4 →	Nov 3, 6:14 pm EDT	ELECTRONIC ARTS INC.EA	Luis A UbinasDirector	506	$103.75	$26,249	0	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:54 pm EDT	Calumet Specialty Products Partners, L.P.CLMT	Fred M Fehsenfeld Jr.Director	2,793	$8.95	$24,997	5,261	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:56 pm EDT	Calumet Specialty Products Partners, L.P.CLMT	Daniel J SajkowskiDirector	2,793	$8.95	$24,997	5,261	—
Nov 1, 2017 AMForm 4 →	Nov 3, 6:14 pm EDT	ELECTRONIC ARTS INC.EA	Richard A SimonsonDirector	432	$104.17	$22,501	0	—
Nov 1, 2017 AMForm 4 →	Nov 3, 6:14 pm EDT	ELECTRONIC ARTS INC.EA	Jeff HuberDirector	362	$103.60	$18,752	0	—
Nov 1, 2017 AMForm 4 →	Nov 3, 6:15 pm EDT	ELECTRONIC ARTS INC.EA	Denise WarrenDirector	360	$104.17	$18,751	0	—
Nov 1, 2017 AMForm 4 →	Nov 3, 6:14 pm EDT	ELECTRONIC ARTS INC.EA	Roche L Talbott HoskinsDirector	348	$104.17	$18,126	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 6:03 pm EDT	TELEFLEX INCTFX	Stephen K. Klasko M.D.Director	200	$46.12	$9,224	600	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:55 pm EDT	WOLVERINE WORLD WIDE INC /DE/WWW	David T KollatDirector	179	$27.13	$4,852	81,045	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:52 pm EDT	WOLVERINE WORLD WIDE INC /DE/WWW	Joseph R GromekDirector	165	$27.13	$4,484	74,901	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:43 pm EDT	WOLVERINE WORLD WIDE INC /DE/WWW	Jeffrey M BoromisaDirector	135	$27.13	$3,667	61,253	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:18 pm EDT	WOLVERINE WORLD WIDE INC /DE/WWW	Michael A VolkemaDirector	119	$27.13	$3,222	53,815	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:57 pm EDT	WOLVERINE WORLD WIDE INC /DE/WWW	Brenda J LauderbackDirector	114	$27.13	$3,098	51,753	—
Nov 2, 2017 AForm 4 →	Nov 6, 12:24 pm EST	VERIZON COMMUNICATIONS INCVZ	Lowell C McAdamChairman and CEO, Director	227	$13.54	$3,069	365,586	—
Nov 2, 2017 AForm 4 →	Nov 6, 12:26 pm EST	VERIZON COMMUNICATIONS INCVZ	Craig L. SillimanEVP of PubPolicy & Gen Counsel	147	$13.54	$1,984	76,529	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:27 pm EDT	WOLVERINE WORLD WIDE INC /DE/WWW	William K GerberDirector	67	$27.13	$1,808	30,202	—
Nov 2, 2017 AForm 4 →	Nov 6, 12:27 pm EST	VERIZON COMMUNICATIONS INCVZ	John G StrattonEVP&Pres - Global Operations	116	$13.54	$1,569	130,304	—
Nov 2, 2017 AForm 4 →	Nov 6, 12:27 pm EST	VERIZON COMMUNICATIONS INCVZ	Marni M WaldenEVP&Pres - Global Media	116	$13.54	$1,569	212,126	—
Nov 3, 2017 AForm 4 →	Nov 6, 12:31 pm EST	FRANKLIN RESOURCES INCBEN	Peter K BarkerDirector	35	$42.79	$1,500	13,208	—
Nov 3, 2017 AForm 4 →	Nov 6, 12:36 pm EST	FRANKLIN RESOURCES INCBEN	Mark C PigottDirector	35	$42.79	$1,500	33,293	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:16 pm EDT	WOLVERINE WORLD WIDE INC /DE/WWW	Timothy J OdonovanDirector	51	$27.13	$1,371	22,902	—
Nov 2, 2017 AForm 4 →	Nov 6, 1:05 pm EST	CEL SCI CORPCVM	Geert R KerstenChief Executive Officer, Director	128,550	$0.01	$1,286	1,105,361	—
Nov 2, 2017 AForm 4 →	Nov 6, 12:25 pm EST	VERIZON COMMUNICATIONS INCVZ	Marc C ReedEVP & Chief Admin. Officer	90	$13.54	$1,223	70,311	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:59 pm EDT	WOLVERINE WORLD WIDE INC /DE/WWW	Nicholas T. LongDirector	41	$27.13	$1,122	18,741	—
Nov 2, 2017 AForm 4 →	Nov 6, 12:24 pm EST	VERIZON COMMUNICATIONS INCVZ	Matthew D. EllisEVP and CFO	82	$13.54	$1,108	12,662	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:48 pm EDT	WOLVERINE WORLD WIDE INC /DE/WWW	Roxane DivolDirector	38	$27.13	$1,040	17,374	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:26 pm EDT	WOLVERINE WORLD WIDE INC /DE/WWW	Gina BoswellDirector	25	$27.13	$688	11,495	—
Nov 2, 2017 AForm 4 →	Nov 6, 12:26 pm EST	VERIZON COMMUNICATIONS INCVZ	Anthony T SkiadasSVP & Controller	33	$13.54	$450	50,810	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:43 pm EDT	XCEL ENERGY INCXEL	Jeffrey S SavageSVP & Controller	5	$49.23	$250	28,060	—
Nov 3, 2017 AForm 4 →	Nov 6, 3:42 pm EST	FULLER H B COFUL	Zhiwei CaiSr. VP, Engineering Adhesives	4	$55.75	$244	675	—
Nov 2, 2017 AForm 4 →	Nov 6, 12:47 pm EST	CEL SCI CORPCVM	Patricia B PrichepSenior Vice President	5,459	$0.01	$55	177,481	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:00 pm EDT	AGIOS PHARMACEUTICALS INCAGIO	David P SchenkeinChief Executive Officer, Director	6,000	—	—	26,656	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:01 pm EDT	AGIOS PHARMACEUTICALS INCAGIO	Scott BillerChief Scientific Officer	2,146	—	—	32,185	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:04 pm EDT	SMARTFINANCIAL INC.SMBK	James Beaumont WicksDirector	2,266	—	—	2,266	—	amended
Nov 1, 2017 MForm 4 →	Nov 3, 4:04 pm EDT	TESCO CORPTESO	Nicholas MawfordVice President, TCUS	4,666	—	—	9,334	—
Nov 2, 2017 MForm 4 →	Nov 3, 4:05 pm EDT	CME GROUP INC.CME	John W. PietrowiczSr MD Chief Financial Officer	5,175	—	—	0	—
Nov 1, 2017 CForm 4 →	Nov 3, 4:05 pm EDT	DYNEGY INC.DYN	Richard Lee KuersteinerDirector	7,109	—	—	0	—
Nov 2, 2017 MForm 4 →	Nov 3, 4:05 pm EDT	Amphastar Pharmaceuticals, Inc.AMPH	Stephen B. ShohetDirector	7,862	—	—	47,176	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:06 pm EDT	Novan, Inc.NOVN	Jeff N HunterEVP & Chief Business Officer	25,000	—	—	50,000	—
Nov 2, 2017 MForm 4 →	Nov 3, 4:06 pm EDT	MARKETAXESS HOLDINGS INCMKTX	Nicholas ThemelisChief Information Officer	4,000	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:06 pm EDT	bluebird bio, Inc.BLUE	David DavidsonChief Medical Officer	4,000	—	—	83,151	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:06 pm EDT	ROYAL BANCSHARES OF PENNSYLVANIA INCRBPAA	Lars B EllerEVP CHIEF RETAIL BANKING OFF.	6,666	—	—	3,334	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:06 pm EDT	SIMMONS FIRST NATIONAL CORPSFNC	Barry K LedbetterEVP & CBO, Simmons Bank	1,900	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:07 pm EDT	bluebird bio, Inc.BLUE	Philip D GregoryChief Scientific Officer	1,250	—	—	23,250	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:08 pm EDT	bluebird bio, Inc.BLUE	Nick LeschlyPresident and CEO, Director	2,127	—	—	241,228	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:08 pm EDT	bluebird bio, Inc.BLUE	Jeffrey T. WalshChief Financial	35,000	—	—	27,585	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:08 pm EDT	Midstates Petroleum Company, Inc.MPO	David J. SambrooksPresident & CEO, Director	135,778	—	—	135,778	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:10 pm EDT	TESCO CORPTESO	John DielwartDirector	5,266	—	—	10,534	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:11 pm EDT	ZYNGA INCZNGA	Regina E DuganDirector	34,843	—	—	69,686	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:12 pm EDT	TESCO CORPTESO	Elijio V SerranoDirector	5,266	—	—	10,534	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:12 pm EDT	ZYNGA INCZNGA	William B GordonDirector	34,843	—	—	69,686	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:13 pm EDT	ZYNGA INCZNGA	Louis J Lavigne Jr.Director	17,422	—	—	34,843	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:13 pm EDT	ZYNGA INCZNGA	Carol MillsDirector	17,422	—	—	34,843	—
Nov 1, 2017 XForm 4 →	Nov 3, 4:14 pm EDT	Quintiles IMS Holdings, Inc.Q	Ari BousbibSee Remarks, Director	46,080	—	—	184,320	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:14 pm EDT	ZYNGA INCZNGA	Janice M RobertsDirector	17,422	—	—	34,843	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:14 pm EDT	ZYNGA INCZNGA	Ellen F SiminoffDirector	17,422	—	—	34,843	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:15 pm EDT	PENTAIR plcPNR	Karl R. FrykmanPresident Aquatic Systems	11,386	—	—	7,385	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:16 pm EDT	NCR CORPNCR	Mark D BenjaminPresident, COO	61,046	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:19 pm EDT	PENTAIR plcPNR	William T MonahanDirector	10,000	—	—	0	—
Nov 1, 2017 SForm 4 →	Nov 3, 4:20 pm EDT	CASTLE A M & COCTAM	Corre Partners Management, LLC10% Owner	—	—	—	—	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:21 pm EDT	Invuity, Inc.IVTY	Douglas W HeigelSVP, Operations	10,000	—	—	10,000	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:26 pm EDT	TYLER TECHNOLOGIES INCTYL	John S Marr Jr.CEO and Chairman of the Board, Director	47,248	—	—	20,600	—
Nov 3, 2017 MForm 4 →	Nov 3, 4:27 pm EDT	AFFILIATED MANAGERS GROUP, INC.AMG	Dwight D. ChurchillDirector	2,080	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:28 pm EDT	STAMPS.COM INCSTMP	Amine KhechfeChief Strategy Officer	1,200	—	—	60,400	—
Nov 2, 2017 AForm 4 →	Nov 3, 4:29 pm EDT	MISONIX INCMSON	Christopher H WrightVP-US Sales	12,000	—	—	12,000	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:30 pm EDT	Smart & Final Stores, Inc.SFS	Michael A. MortensenSVP Sales & Merchandising	19,304	—	—	9,652	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:31 pm EDT	TELETECH HOLDINGS INCTTEC	Regina PaolilloEVP, CFO & CAO	20,000	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:31 pm EDT	O REILLY AUTOMOTIVE INCORLY	Randy JohnsonSVP OF INVENTORY MANAGEMENT	1,040	—	—	7,300	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:31 pm EDT	VALERO ENERGY CORP/TXVLO	Jay D. BrowningEVP & GC	11,060	—	—	11,060	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:32 pm EDT	BRISTOL MYERS SQUIBB COBMY	John E ElickerSVP, Public Affairs & IR	494	—	—	0	—
Nov 2, 2017 MForm 4 →	Nov 3, 4:33 pm EDT	WESTAMERICA BANCORPORATIONWABC	Dennis R HansenSVP/Systems & Operations Mgr.	20,000	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:34 pm EDT	CytomX Therapeutics, Inc.CTMX	Sean A. McCarthyPresident and CEO, Director	14,342	—	—	119,293	—
Nov 2, 2017 MForm 4 →	Nov 3, 4:34 pm EDT	EXELON CORPEXC	Mayo A Shattuck IIIDirector	519,316	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:35 pm EDT	Michael Kors Holdings LtdKORS	Krista A McDonoughSVP, General Counsel	1,489	—	—	4,467	—
Nov 2, 2017 AForm 4 →	Nov 3, 4:36 pm EDT	MISONIX INCMSON	John Joseph SalernoVP-Quality & Regulatory	12,000	—	—	12,000	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:36 pm EDT	Ensco plcESV	Jack E GoldenDirector	23,799	—	—	23,799	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:36 pm EDT	VALERO ENERGY CORP/TXVLO	Michael S CiskowskiEVP and CFO	25,530	—	—	25,530	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:36 pm EDT	Ensco plcESV	Phil D WedemeyerDirector	23,799	—	—	23,799	—
Nov 2, 2017 MForm 4 →	Nov 3, 4:37 pm EDT	RYDER SYSTEM INCR	Karen M. JonesEVP & Chief Marketing Officer	4,790	—	—	9,580	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:37 pm EDT	Blueprint Medicines CorpBPMC	Christopher K. MurraySVP, Technical Operations	75,000	—	—	75,000	—
Nov 2, 2017 AForm 4 →	Nov 3, 4:38 pm EDT	MISONIX INCMSON	Joseph J BrennanVP, Operations	12,000	—	—	12,000	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:39 pm EDT	AMERICAN INTERNATIONAL GROUP INCAIG	Thomas B LeonardiExecutive Vice President	33,184	—	—	33,184	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:39 pm EDT	QUALYS, INC.QLYS	Sumedh S ThakarChief Product Officer	15,000	—	—	45,011	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:41 pm EDT	VALERO ENERGY CORP/TXVLO	Joseph W GorderCOB, President and CEO, Director	71,300	—	—	71,300	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:41 pm EDT	BIO-TECHNE CorpTECH	Robert V BaumgartnerDirector	5,000	—	—	0	—
Nov 2, 2017 AForm 4 →	Nov 3, 4:41 pm EDT	MISONIX INCMSON	Robert S LudeckerSVP-Global Sales & Mktg.	24,000	—	—	24,000	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:42 pm EDT	QUALYS, INC.QLYS	Amer DeebaVP Corp Dev & Strat Alliances	2,000	—	—	33,000	—
Nov 2, 2017 AForm 4 →	Nov 3, 4:43 pm EDT	MISONIX INCMSON	Joseph P DwyerCFO	12,000	—	—	12,000	—
Nov 2, 2017 MForm 4 →	Nov 3, 4:43 pm EDT	QUALYS, INC.QLYS	Philippe F CourtotChairman, President & CEO, Director, 10% Owner	20,000	—	—	561,927	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:44 pm EDT	Veritex Holdings, Inc.VBTX	Michael BryanChief Information Officer	17,500	—	—	7,500	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:46 pm EDT	VALERO ENERGY CORP/TXVLO	R. Lane RiggsEVP	15,640	—	—	15,640	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:48 pm EDT	BOINGO WIRELESS INCWIFI	Derek PetersonChief Technology Officer	3,826	—	—	13,893	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:48 pm EDT	BOINGO WIRELESS INCWIFI	Dawn CallahanChief Marketing Officer	3,826	—	—	13,893	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:48 pm EDT	BOINGO WIRELESS INCWIFI	Tom TraceySenior VP of Operations	3,131	—	—	10,420	—
Nov 2, 2017 MForm 4 →	Nov 3, 4:49 pm EDT	ENVESTNET, INC.ENV	Shelly O'BrienChief Legal Officer	2,083	—	—	14,585	—	amended
Nov 1, 2017 CMForm 4 →	Nov 3, 4:50 pm EDT	FITBIT INCFIT	Andy MissanEVP, GC, & SECRETARY	15,000	—	—	0	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:51 pm EDT	VALERO ENERGY CORP/TXVLO	Gary K. SimmonsSVP	7,640	—	—	7,640	—
Nov 2, 2017 MForm 4 →	Nov 3, 4:51 pm EDT	NOBLE ENERGY INCNBL	James E CraddockDirector	18,787	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:55 pm EDT	PEGASYSTEMS INCPEGA	Douglas I KraSVP, Global Customer Success	2,502	—	—	979	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:56 pm EDT	AxoGen, Inc.AXGN	Jamie Mark GroomsDirector	14,379	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:56 pm EDT	TUPPERWARE BRANDS CORPTUP	E V GoingsChairman and CEO, Director	44,600	—	—	0	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:56 pm EDT	Select Energy Services, Inc.WTTR	Holli C. LadhaniPresident and CEO, Director	269,494	—	—	269,494	—	amended
Nov 1, 2017 MForm 4 →	Nov 3, 4:56 pm EDT	HARMONIC INCHLIT	Sanjay KalraChief Financial Officer	10,000	—	—	20,000	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:57 pm EDT	Select Energy Services, Inc.WTTR	Keith O RattieDirector	19,770	—	—	19,770	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:57 pm EDT	Select Energy Services, Inc.WTTR	David NightingaleExec. VP - Wellsite Services	146,427	—	—	146,427	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:59 pm EDT	Cotiviti Holdings, Inc.COTV	Nord Erik SamuelsonSVP, Chief Digital Officer	92,052	—	—	92,052	—
Nov 1, 2017 MForm 4 →	Nov 3, 4:59 pm EDT	PEGASYSTEMS INCPEGA	Kenneth StillwellCFO, SVP	5,687	—	—	196,516	—
Nov 1, 2017 AForm 4 →	Nov 3, 4:59 pm EDT	Select Energy Services, Inc.WTTR	Paul PistonoExec. VP - Oilfield Chemicals	144,788	—	—	144,788	—
Nov 1, 2017 MForm 4 →	Nov 3, 5:00 pm EDT	ExlService Holdings, Inc.EXLS	Clyde W OstlerDirector	6,916	—	—	23,084	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:00 pm EDT	Select Energy Services, Inc.WTTR	David StuartSenior VP, Water Networks	33,245	—	—	33,245	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:01 pm EDT	Select Energy Services, Inc.WTTR	David A TriceDirector	17,434	—	—	17,434	—
Nov 1, 2017 MForm 4 →	Nov 3, 5:01 pm EDT	AveXis, Inc.AVXS	Sukumar NagendranSr. VP & Chief Medical Officer	1,780	—	—	185,614	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:03 pm EDT	Q2 Holdings, Inc.QTWO	Christine PetersenChief Revenue Officer	66,313	—	—	66,313	—
Aug 31, 2017 AForm 4/A →	Nov 3, 5:03 pm EDT	CASTLE A M & COCTAM	Patrick R. AndersonEVP, CFO & Treasurer	—	—	—	—	—
Aug 31, 2017 AForm 4/A →	Nov 3, 5:07 pm EDT	CASTLE A M & COCTAM	Marec Elden EdgarEVP, GC, Sec & Chief Admin Off	—	—	—	—	—
Nov 1, 2017 CMForm 4 →	Nov 3, 5:07 pm EDT	Trade Desk, Inc.TTD	Robert David PerdueChief Operating Officer, Director	37,500	—	—	95,000	—
Aug 31, 2017 AForm 4/A →	Nov 3, 5:09 pm EDT	CASTLE A M & COCTAM	Ronald E KnoppEVP & COO	—	—	—	—	—
Nov 1, 2017 MForm 4 →	Nov 3, 5:10 pm EDT	VISTEON CORPVC	Sachin LawandeCEO & President, Director	2,500	—	—	14,809	—
Nov 2, 2017 AForm 4 →	Nov 3, 5:12 pm EDT	PURE BIOSCIENCE, INC.PURE	Elisabeth HagenDirector	200,000	—	—	200,000	—
Nov 1, 2017 MForm 4 →	Nov 3, 5:13 pm EDT	Alkermes plc.ALKS	Michael J LandineSVP, Corp Dev., Alkermes, Inc.	15,000	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 5:15 pm EDT	ASSEMBLY BIOSCIENCES, INC.ASMB	William R RingoDirector	1,000	—	—	57,000	—
Nov 1, 2017 MForm 4 →	Nov 3, 5:17 pm EDT	Alkermes plc.ALKS	Paul J MitchellDirector	1,000	—	—	4,000	—
Nov 1, 2017 MForm 4 →	Nov 3, 5:19 pm EDT	TACTILE SYSTEMS TECHNOLOGY INCTCMD	Robert J. FolkesChief Operating Officer	2,955	—	—	5,910	—
Nov 2, 2017 MForm 4 →	Nov 3, 5:19 pm EDT	Alkermes plc.ALKS	Richard F PopsDirector and CEO, Alkermes plc, Director	50,000	—	—	0	—
Nov 2, 2017 MForm 4 →	Nov 3, 5:19 pm EDT	Dermira, Inc.DERM	Thomas G WiggansCEO & Chairman of the Board, Director	5,000	—	—	179,642	—
Nov 1, 2017 MForm 4 →	Nov 3, 5:20 pm EDT	IONIS PHARMACEUTICALS INCIONS	Patrick R. O'NeilSVP, Legal & General Counsel	1,000	—	—	1,700	—
Nov 2, 2017 JForm 4 →	Nov 3, 5:22 pm EDT	KKR & Co. L.P.KKR	Henry R KravisCo-Chairman and Co-CEO, Director, 10% Owner	2,500,000	—	—	81,314,740	—
Nov 2, 2017 AJForm 4 →	Nov 3, 5:23 pm EDT	KKR & Co. L.P.KKR	Joseph Y BaeCo-President & Co-COO, Director	8,850,000	—	—	8,026,819	—
Nov 2, 2017 JForm 4 →	Nov 3, 5:26 pm EDT	KKR & Co. L.P.KKR	George R RobertsCo-Chairman and Co-CEO, Director, 10% Owner	2,500,000	—	—	86,018,379	—
Nov 2, 2017 AJForm 4 →	Nov 3, 5:26 pm EDT	KKR & Co. L.P.KKR	Scott C NuttallCo-President & Co-COO, Director	8,850,000	—	—	16,512,621	—
Nov 3, 2017 MForm 4 →	Nov 3, 5:27 pm EDT	Cara Therapeutics, Inc.CARA	Derek T ChalmersPresident & CEO, Director	20,000	—	—	0	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:28 pm EDT	HCA Healthcare, Inc.HCA	Deborah M ReinerSVP - Mktg. & Communications	11,010	—	—	11,010	—
Nov 1, 2017 MForm 4 →	Nov 3, 5:28 pm EDT	INSTRUCTURE INCINST	Marc T. MaloyEVP, World Wide Sales	2,000	—	—	136,999	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:31 pm EDT	MERITOR INCMTOR	Paul BialyVP, Controller & PAO	3,057	—	—	3,057	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:31 pm EDT	MERITOR INCMTOR	Jeffrey A CraigCEO & President, Director	130,931	—	—	62,796	—	amended
Nov 1, 2017 AForm 4 →	Nov 3, 5:31 pm EDT	MERITOR INCMTOR	Timothy J. HeffronSVP, HR & CIO	14,010	—	—	14,010	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:32 pm EDT	MERITOR INCMTOR	Kevin NowlanSVP & CFO	26,496	—	—	26,496	—	amended
Nov 1, 2017 AForm 4 →	Nov 3, 5:32 pm EDT	MERITOR INCMTOR	Joseph A. PlominSVP & Pres., International	10,409	—	—	10,409	—	amended
Nov 1, 2017 AForm 4 →	Nov 3, 5:32 pm EDT	MERITOR INCMTOR	Robert H. SpeedSVP & Pres., Aftmkt, CPO	10,364	—	—	1,847	—	amended
Nov 1, 2017 AForm 4 →	Nov 3, 5:33 pm EDT	MERITOR INCMTOR	Chris VillavarayanSVP & Pres., Americas	10,409	—	—	10,409	—	amended
Nov 1, 2017 AForm 4 →	Nov 3, 5:35 pm EDT	Sally Beauty Holdings, Inc.SBH	Marshall E EisenbergDirector	7,175	—	—	7,175	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:37 pm EDT	Sally Beauty Holdings, Inc.SBH	Linda HeasleyDirector	7,175	—	—	7,175	—
Nov 1, 2017 MForm 4 →	Nov 3, 5:38 pm EDT	WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPWAB	Emilio FernandezDirector	8,000	—	—	0	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:38 pm EDT	Sally Beauty Holdings, Inc.SBH	Brently G. BaxterVP, PAO & Controller	10,510	—	—	10,510	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:39 pm EDT	Sally Beauty Holdings, Inc.SBH	Scott C ShermanSVP & CHRO	28,026	—	—	28,026	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:40 pm EDT	Sally Beauty Holdings, Inc.SBH	Mark Gregory SpinksPresident-Beauty Systems Group	42,040	—	—	42,040	—
Nov 1, 2017 MForm 4 →	Nov 3, 5:40 pm EDT	EQUITY RESIDENTIALEQR	Mark J. ParrellExecutive Vice President & CFO	50,000	—	—	16,382	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:41 pm EDT	Sally Beauty Holdings, Inc.SBH	Matthew Olen HaltomSVP, GC & Secretary	50,798	—	—	50,798	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:43 pm EDT	Sally Beauty Holdings, Inc.SBH	Carrie S. McDermottPresident-Sally Beauty Supply	56,053	—	—	56,053	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:44 pm EDT	Sally Beauty Holdings, Inc.SBH	Donald T GrimesSVP, CFO & COO	59,556	—	—	59,556	—
Nov 1, 2017 MForm 4 →	Nov 3, 5:46 pm EDT	RENAISSANCERE HOLDINGS LTDRNR	Sean G BrosnanSVP, Chief Investment Officer	5,587	—	—	0	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:46 pm EDT	Sally Beauty Holdings, Inc.SBH	Christian A. BrickmanPresident & CEO, Director	210,200	—	—	210,200	—
Nov 2, 2017 MForm 4 →	Nov 3, 5:47 pm EDT	SAIA INCSAIA	Stephanie MaschmeierController	4,090	—	—	0	—
Nov 2, 2017 MForm 4 →	Nov 3, 5:48 pm EDT	SAIA INCSAIA	Raymond R RamuExec. VP & Chief Customer Off.	4,300	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 5:48 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	Clay B SiegallDirector	27,270	—	—	0	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:48 pm EDT	Sally Beauty Holdings, Inc.SBH	Katherine Button BellDirector	7,175	—	—	7,175	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:51 pm EDT	Sally Beauty Holdings, Inc.SBH	David W GibbsDirector	7,175	—	—	7,175	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:53 pm EDT	Sally Beauty Holdings, Inc.SBH	Joseph C MagnaccaDirector	7,175	—	—	7,175	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:54 pm EDT	INTEL CORPINTC	Andrew WilsonDirector	3,329	—	—	1,797	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:54 pm EDT	Sally Beauty Holdings, Inc.SBH	Robert R McMasterDirector	7,175	—	—	7,175	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:56 pm EDT	Sally Beauty Holdings, Inc.SBH	John A MillerDirector	7,175	—	—	7,175	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:57 pm EDT	Sally Beauty Holdings, Inc.SBH	Susan R MulderDirector	7,175	—	—	7,175	—
Nov 1, 2017 CForm 4 →	Nov 3, 5:57 pm EDT	Planet Fitness, Inc.PLNT	Christopher RondeauChief Executive Officer, Director	20,000	—	—	6,078,147	—
Nov 1, 2017 AForm 4 →	Nov 3, 5:59 pm EDT	Sally Beauty Holdings, Inc.SBH	Erin Nealy CoxDirector	7,175	—	—	7,175	—
Nov 1, 2017 CForm 4 →	Nov 3, 6:00 pm EDT	Okta, Inc.OKTA	Todd McKinnonChief Executive Officer, Director	75,000	—	—	5,720,847	—
Nov 2, 2017 MForm 4 →	Nov 3, 6:00 pm EDT	ELECTRONICS FOR IMAGING INCEFII	Gill CoganDirector	25,000	—	—	0	—
Nov 1, 2017 AForm 4 →	Nov 3, 6:00 pm EDT	Sally Beauty Holdings, Inc.SBH	Edward W RabinDirector	7,175	—	—	7,175	—
Nov 1, 2017 MForm 4 →	Nov 3, 6:01 pm EDT	INTEL CORPINTC	Andy D BryantChairman, Director	2,455	—	—	22,090	—
Nov 1, 2017 CMForm 4 →	Nov 3, 6:02 pm EDT	Summit Materials, Inc.SUM	Douglas Charles RauhSee Remarks	22,605	—	—	18,930	—
Nov 1, 2017 CForm 4 →	Nov 3, 6:02 pm EDT	Planet Fitness, Inc.PLNT	Richard L MooreCAO & General Counsel	1,640	—	—	742,071	—
Nov 1, 2017 AForm 4 →	Nov 3, 6:03 pm EDT	Edge Therapeutics, Inc.EDGE	Andrew SaikChief Financial Officer	200,000	—	—	200,000	—
Nov 1, 2017 MForm 4 →	Nov 3, 6:05 pm EDT	INTEL CORPINTC	Stacy J SmithGroup President, Mfg Ops Sales	2,482	—	—	22,344	—
Nov 1, 2017 MForm 4 →	Nov 3, 6:07 pm EDT	NEKTAR THERAPEUTICSNKTR	Howard W RobinPresident & CEO, Director	83,334	—	—	166,666	—
Nov 1, 2017 MForm 4 →	Nov 3, 6:07 pm EDT	GREEN DOT CORPGDOT	Kuan ArcherChief Operating Officer	8,594	—	—	8,593	—
Nov 1, 2017 MForm 4 →	Nov 3, 6:09 pm EDT	SUNPOWER CORPSPWR	Kenneth Lawrence MahaffeyEVP & General Counsel	12,500	—	—	37,500	—
Nov 1, 2017 MForm 4 →	Nov 3, 6:11 pm EDT	INTEL CORPINTC	Brian M KrzanichCEO, Director	6,093	—	—	54,843	—
Nov 1, 2017 AForm 4 →	Nov 3, 6:13 pm EDT	R F INDUSTRIES LTDRFIL	Marvin FinkDirector	37,927	—	—	37,927	—
Nov 2, 2017 AForm 4 →	Nov 3, 6:16 pm EDT	MISONIX INCMSON	Dan VoicVP, R&D and Engineering	12,000	—	—	12,000	—
Nov 1, 2017 MForm 4 →	Nov 3, 6:16 pm EDT	Care.com IncCRCM	David KrupinskiChief Technology Officer	40,000	—	—	50,000	—
Nov 1, 2017 AForm 4 →	Nov 3, 6:17 pm EDT	R F INDUSTRIES LTDRFIL	Edward Joseph BenoitDirector	37,927	—	—	37,927	—
Nov 2, 2017 MForm 4 →	Nov 3, 6:17 pm EDT	GrubHub Inc.GRUB	Linda Johnson RiceDirector	4,307	—	—	12,921	—
Nov 1, 2017 MForm 4 →	Nov 3, 6:17 pm EDT	INTEL CORPINTC	Venkata S M RenduchintalaGroup President (CISA)	2,979	—	—	26,812	—
Nov 1, 2017 AForm 4 →	Nov 3, 6:20 pm EDT	R F INDUSTRIES LTDRFIL	Howard F HillDirector	37,927	—	—	37,927	—
Nov 1, 2017 MForm 4 →	Nov 3, 6:21 pm EDT	INTEL CORPINTC	Diane M BryantEVP and Group President	2,482	—	—	22,344	—
Nov 1, 2017 MForm 4 →	Nov 3, 6:21 pm EDT	GrubHub Inc.GRUB	Adam DeWittCFO and Treasurer	3,070	—	—	79,821	—
Nov 1, 2017 MForm 4 →	Nov 3, 6:24 pm EDT	GrubHub Inc.GRUB	Margo DruckerSVP, Secretary, Gen Counsel	2,029	—	—	6,779	—
Nov 1, 2017 MForm 4 →	Nov 3, 6:25 pm EDT	INTEL CORPINTC	Robert Holmes SwanChief Financial Officer	2,934	—	—	26,407	—
Nov 1, 2017 MForm 4 →	Nov 3, 6:26 pm EDT	GrubHub Inc.GRUB	Maria BelousovaChief Technology Officer	3,164	—	—	32,924	—
Nov 1, 2017 AForm 4 →	Nov 3, 6:27 pm EDT	R F INDUSTRIES LTDRFIL	William ReynoldsDirector	37,927	—	—	37,927	—
Nov 1, 2017 MForm 4 →	Nov 3, 6:28 pm EDT	GrubHub Inc.GRUB	Barbara Martin CoppolaChief Marketing Officer	18,536	—	—	39,705	—
Nov 1, 2017 MForm 4 →	Nov 3, 6:29 pm EDT	HENRY JACK & ASSOCIATES INCJKHY	Craig Keith MorganGeneral Counsel & Secretary	200	—	—	400	—
Nov 1, 2017 MForm 4 →	Nov 3, 6:31 pm EDT	GrubHub Inc.GRUB	Stanley ChiaChief Operating Officer	1,215	—	—	31,596	—
Nov 1, 2017 AForm 4 →	Nov 3, 6:31 pm EDT	R F INDUSTRIES LTDRFIL	Gerald T GarlandDirector	37,927	—	—	37,927	—
Nov 3, 2017 AForm 4 →	Nov 3, 6:33 pm EDT	Riot Blockchain, Inc.RIOT	John R. O'Rourke IIIPresident, CEO, Chairman, Director	100,000	—	—	8,334	—
Nov 1, 2017 MForm 4 →	Nov 3, 6:34 pm EDT	GrubHub Inc.GRUB	David FisherDirector	10,000	—	—	30,599	—
Nov 2, 2017 MForm 4 →	Nov 3, 6:52 pm EDT	HORIZON BANCORP /IN/HBNC	Craig M DwightChief Executive Officer	15,365	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 6:54 pm EDT	ADVANCED MICRO DEVICES INCAMD	Darla M SmithOther	15,900	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 6:58 pm EDT	BROCADE COMMUNICATIONS SYSTEMS INCBRCD	Lloyd CarneyChief Executive Officer, Director	274,433	—	—	135,000	—
Nov 1, 2017 MForm 4 →	Nov 3, 6:59 pm EDT	BROCADE COMMUNICATIONS SYSTEMS INCBRCD	Ellen OdonnellSVP & General Counsel	55,635	—	—	35,301	—
Nov 1, 2017 MForm 4 →	Nov 3, 6:59 pm EDT	GILEAD SCIENCES INCGILD	Gregg H AltonEVP Comm&Acs ALA, Corp&Med Aff	8,625	—	—	24,751	—
Nov 1, 2017 MForm 4 →	Nov 3, 7:00 pm EDT	BROCADE COMMUNICATIONS SYSTEMS INCBRCD	Jeffrey LindholmSVP, Worldwide Sales	35,470	—	—	6,470	—
Nov 2, 2017 MForm 4 →	Nov 3, 7:00 pm EDT	Mirati Therapeutics, Inc.MRTX	Jamie ChristensenSVP, Chief Science Officer	7,499	—	—	22,501	—
Nov 1, 2017 MForm 4 →	Nov 3, 7:01 pm EDT	BROCADE COMMUNICATIONS SYSTEMS INCBRCD	Ken ChengCTO and SVP, Corporate Develop	83,822	—	—	56,155	—
Nov 1, 2017 MForm 4 →	Nov 3, 7:01 pm EDT	BROCADE COMMUNICATIONS SYSTEMS INCBRCD	Gale E. EnglandCOO and SVP Operations	58,794	—	—	35,128	—
Nov 1, 2017 MForm 4 →	Nov 3, 7:03 pm EDT	FORTINET INCFTNT	Michael XieVP, Engineering & CTO, Director	7,500	—	—	22,500	—
Nov 1, 2017 MForm 4 →	Nov 3, 7:04 pm EDT	FORTINET INCFTNT	Ken XiePresident & CEO, Director	7,500	—	—	22,500	—
Nov 1, 2017 MForm 4 →	Nov 3, 7:04 pm EDT	GILEAD SCIENCES INCGILD	John C MartinExecutive Chairman, Director	73,333	—	—	73,333	—
Nov 1, 2017 MForm 4 →	Nov 3, 7:05 pm EDT	FORTINET INCFTNT	John WhittleVP Corp Dev&Strat Alliance,GC	6,250	—	—	16,875	—
Nov 1, 2017 MForm 4 →	Nov 3, 7:05 pm EDT	FORTINET INCFTNT	Keith JensenChief Accounting Officer	3,061	—	—	8,438	—
Nov 1, 2017 MForm 4 →	Nov 3, 7:06 pm EDT	FORTINET INCFTNT	Andrew H Del MattoChief Financial Officer	11,250	—	—	16,875	—
Nov 1, 2017 MForm 4 →	Nov 3, 7:25 pm EDT	BROCADE COMMUNICATIONS SYSTEMS INCBRCD	Daniel W FairfaxSVP and CFO	88,711	—	—	60,710	—
Nov 2, 2017 MForm 4 →	Nov 3, 7:30 pm EDT	Juno Therapeutics, Inc.JUNO	Robert AzelbyEVP & Chief Commercial Officer	6,666	—	—	33,334	—
Dec 20, 2016 CForm 4 →	Nov 3, 2017, 7:39 pm EDT	MSC INDUSTRIAL DIRECT CO INCMSM	Mitchell JacobsonDirector, 10% Owner	17,539	—	—	2,378,131	—	late
Oct 2, 2017 MForm 4/A →	Nov 3, 7:44 pm EDT	BARRACUDA NETWORKS INCCUDA	Dustin DriggsChief Financial Officer	5,135	—	—	2,781	—
Nov 3, 2017 MForm 4 →	Nov 3, 7:46 pm EDT	HEALTHCARE SERVICES GROUP INCHCSG	Michael E McBryanExecutive Vice President	22,500	—	—	0	—
Oct 30, 2017 AForm 4 →	Nov 3, 7:49 pm EDT	GSI TECHNOLOGY INCGSIT	Arthur O WhippleDirector	12,099	—	—	12,099	—	late
Oct 30, 2017 AForm 4 →	Nov 3, 7:51 pm EDT	GSI TECHNOLOGY INCGSIT	Hong-Po HsiehDirector	7,653	—	—	7,653	—	late
Oct 30, 2017 AForm 4 →	Nov 3, 7:53 pm EDT	GSI TECHNOLOGY INCGSIT	Jack A. BradleyDirector	8,017	—	—	8,017	—	late
Oct 30, 2017 AForm 4 →	Nov 3, 7:54 pm EDT	GSI TECHNOLOGY INCGSIT	Ruey-Lin LuDirector	6,997	—	—	6,997	—	late
Nov 1, 2017 MForm 4 →	Nov 3, 7:55 pm EDT	BARRACUDA NETWORKS INCCUDA	Dustin DriggsChief Financial Officer	1,250	—	—	5,000	—
Oct 30, 2017 AForm 4 →	Nov 3, 7:57 pm EDT	GSI TECHNOLOGY INCGSIT	E Thomas HartDirector	7,725	—	—	7,725	—	late
Nov 1, 2017 AForm 4 →	Nov 3, 8:09 pm EDT	CALIX, INC(CALX)	Gregory A. BillingsSVP, Services	50,000	—	—	50,000	—
Nov 1, 2017 MForm 4 →	Nov 3, 8:10 pm EDT	CalAmp Corp.CAMP	Michael J BurdiekPresident & CEO, Director	4,000	—	—	12,000	—
Nov 2, 2017 MForm 4 →	Nov 3, 8:14 pm EDT	ALNYLAM PHARMACEUTICALS, INC.ALNY	Dennis A AusielloDirector	20,000	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 8:14 pm EDT	CAI International, Inc.CAI	Timothy B PageChief Financial Officer	79,500	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 8:14 pm EDT	CAI International, Inc.CAI	Victor GarciaPresident and CEO, Director	174,189	—	—	5,250	—
Nov 1, 2017 MForm 4 →	Nov 3, 8:27 pm EDT	CYTOKINETICS INCCYTK	Fady Ibraham MalikEVP Research & Development	6,666	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 8:32 pm EDT	SNYDER'S-LANCE, INC.LNCE	Alexander W PeaseEVP & CFO	1,450	—	—	2,901	—
Nov 1, 2017 MForm 4 →	Nov 3, 9:00 pm EDT	VARONIS SYSTEMS INCVRNS	Guy MelamedChief Financial Officer	5,960	—	—	1,333	—
Nov 2, 2017 CForm 4 →	Nov 3, 9:02 pm EDT	BOX INCBOX	Draper Fisher Jurvetson Fund VIII L P +910% Owner	2,002,235	—	—	5,776,389	—
Nov 2, 2017 CForm 4 →	Nov 3, 9:03 pm EDT	BOX INCBOX	Draper Fisher Jurvetson Fund VIII L P +210% Owner	2,002,235	—	—	5,776,389	—
Nov 1, 2017 MForm 4 →	Nov 3, 9:11 pm EDT	WESTERN DIGITAL CORPWDC	Martin I ColeDirector	99	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 9:11 pm EDT	WESTERN DIGITAL CORPWDC	Kathleen A CoteDirector	99	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 9:11 pm EDT	WESTERN DIGITAL CORPWDC	Henry T DeneroDirector	99	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 9:12 pm EDT	WESTERN DIGITAL CORPWDC	Michael D LambertDirector	1,162	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 9:12 pm EDT	WESTERN DIGITAL CORPWDC	Len J LauerDirector	112	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 3, 9:12 pm EDT	WESTERN DIGITAL CORPWDC	Matthew E MassengillDirector	121	—	—	0	—
Nov 2, 2017 CMForm 4 →	Nov 3, 9:32 pm EDT	Snap IncSNAP	Timothy SehnSenior VP of Engineering	600,000	—	—	0	—
Nov 2, 2017 CForm 4 →	Nov 3, 9:33 pm EDT	Snap IncSNAP	Steven Michael HorowitzVice President of Engineering	50,623	—	—	2,379,398	—
Nov 2, 2017 MForm 4 →	Nov 6, 7:07 am EST	KELLOGG COK	Donald R KnaussDirector	6,931	—	—	0	—
Nov 3, 2017 MForm 4 →	Nov 6, 7:43 am EST	WATERS CORP /DE/WAT	Elizabeth B RaeSVP, Global HR	12,000	—	—	8,000	—
Nov 2, 2017 MForm 4 →	Nov 6, 8:15 am EST	MEDICINOVA INCMNOV	Yuichi IwakiPresident and CEO, Director	21,067	—	—	0	—
Oct 31, 2017 MForm 4 →	Nov 6, 9:16 am EST	Spark Therapeutics, Inc.ONCE	Katherine A HighSee Remarks, Director	5,000	—	—	78,249	—	late
Nov 2, 2017 MForm 4 →	Nov 6, 9:33 am EST	CABOT OIL & GAS CORPCOG	Dan O DingesChairman, President & CEO, Director	294,804	—	—	0	—
Nov 2, 2017 AForm 4 →	Nov 6, 9:48 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Thomas CaratschHead of Laboratory	2,095	—	—	2,095	—
Nov 2, 2017 AForm 4 →	Nov 6, 9:51 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Wah-Hui ChuDirector	476	—	—	476	—
Nov 2, 2017 AForm 4 →	Nov 6, 9:53 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Marc de la GuerroniereHead of Eur & NA Market Orgs.	3,295	—	—	3,295	—
Nov 2, 2017 AForm 4 →	Nov 6, 10:00 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	William P DonnellyExecutive Vice President	2,825	—	—	2,825	—
Nov 2, 2017 AForm 4 →	Nov 6, 10:03 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Oliver A FilliolPresident and CEO, Director	17,305	—	—	17,305	—
Nov 3, 2017 MForm 4 →	Nov 6, 10:07 am EST	Ally Financial Inc.ALLY	Jeffrey Jonathan BrownChief Executive Officer, Director	498	—	—	1,991	—
Nov 3, 2017 MForm 4 →	Nov 6, 10:08 am EST	Ally Financial Inc.ALLY	David J DebrunnerVP, CAO, Controller	123	—	—	494	—
Nov 2, 2017 AForm 4 →	Nov 6, 10:08 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Richard D FrancisDirector	476	—	—	476	—
Nov 3, 2017 MForm 4 →	Nov 6, 10:08 am EST	Ally Financial Inc.ALLY	Christopher A HalmyChief Financial Officer	242	—	—	968	—
Nov 3, 2017 MForm 4 →	Nov 6, 10:08 am EST	Ally Financial Inc.ALLY	Diane E. MoraisPresident, Ally Bank	277	—	—	1,107	—
Nov 3, 2017 MForm 4 →	Nov 6, 10:09 am EST	Ally Financial Inc.ALLY	Timothy M. RussiPresident, Auto Finance	304	—	—	1,217	—
Nov 2, 2017 AForm 4 →	Nov 6, 10:10 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Connie L HarveyDirector	476	—	—	476	—
Nov 2, 2017 AForm 4 →	Nov 6, 10:11 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Michael HeidingsfelderHead of Industrial	1,810	—	—	1,810	—
Nov 4, 2017 MForm 4 →	Nov 6, 10:16 am EST	CIRCOR INTERNATIONAL INCCIR	Sumit MehrotraPres, Advanced Flow Solutions	313	—	—	0	—
Nov 2, 2017 AMForm 4 →	Nov 6, 10:17 am EST	EATON VANCE CORPEV	Richard A Spillane Jr.Director	1,597	—	—	0	—
Nov 2, 2017 AForm 4 →	Nov 6, 10:19 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Michael A KellyDirector	476	—	—	476	—
Nov 3, 2017 MForm 4 →	Nov 6, 10:20 am EST	LendingTree, Inc.TREE	Gabriel DalportoDirector	2,221	—	—	0	—
Nov 2, 2017 MForm 4 →	Nov 6, 10:21 am EST	LendingTree, Inc.TREE	Neil SalvagePresident	1,011	—	—	933	—
Nov 2, 2017 AForm 4 →	Nov 6, 10:22 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Simon KirkHead of Product Inspection	1,930	—	—	1,930	—
Nov 2, 2017 AMForm 4 →	Nov 6, 10:27 am EST	EATON VANCE CORPEV	Ann E BermanDirector	1,597	—	—	0	—
Nov 2, 2017 AForm 4 →	Nov 6, 10:27 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Hans Ulrich MaerkiDirector	476	—	—	476	—
Nov 2, 2017 AForm 4 →	Nov 6, 10:29 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Christian MaglothHead of Human Resources	1,215	—	—	1,215	—
Nov 2, 2017 AForm 4 →	Nov 6, 10:31 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Waldemar RauchHead of Process Analytics	2,065	—	—	2,065	—
Nov 2, 2017 AForm 4 →	Nov 6, 10:33 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Thomas P SaliceDirector	476	—	—	476	—
Nov 2, 2017 AForm 4 →	Nov 6, 10:35 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Robert F SpoerryDirector	2,665	—	—	2,665	—
Nov 2, 2017 AMForm 4 →	Nov 6, 10:36 am EST	EATON VANCE CORPEV	Leo I Higdon Jr.Director	1,597	—	—	0	—
Nov 2, 2017 AForm 4 →	Nov 6, 10:37 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Shawn VadalaChief Financial Officer	1,775	—	—	1,775	—
Nov 2, 2017 AForm 4 →	Nov 6, 10:39 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Elisha W FinneyDirector	476	—	—	476	—
Nov 2, 2017 AMForm 4 →	Nov 6, 10:49 am EST	EATON VANCE CORPEV	Dorothy E PuhyDirector	1,597	—	—	0	—
Nov 2, 2017 AMForm 4 →	Nov 6, 10:56 am EST	EATON VANCE CORPEV	Winthrop H Smith Jr.Director	1,597	—	—	0	—
Nov 2, 2017 MForm 4 →	Nov 6, 11:15 am EST	DEERE & CODE	Markwart von PentzPres.Ag&TurfDiv.Eur.Asia,Afr.	3,000	—	—	28,907	—
Nov 3, 2017 MForm 4 →	Nov 6, 12:17 pm EST	COGNEX CORPCGNX	John J. CurranSr Vice President, CFO	12,500	—	—	93,750	—
Nov 3, 2017 MForm 4 →	Nov 6, 12:26 pm EST	PARKER HANNIFIN CORPPH	Lee C BanksPresident & COO	21,285	—	—	21,285	—
Nov 2, 2017 MForm 4 →	Nov 6, 12:27 pm EST	BANK MUTUAL CORPBKMU	Gregory A LarsonSenior VP of Bank Mutual	57,758	—	—	6,342	—
Nov 6, 2017 AForm 4 →	Nov 6, 12:53 pm EST	INTERNATIONAL PAPER CO /NEW/IP	Clinton A. Lewis Jr.Director	2,783	—	—	2,783	—
Nov 3, 2017 MForm 4 →	Nov 6, 2:01 pm EST	NETGEAR, INCNTGR	Michael F FalconSVP, Operations	521	—	—	16,146	—
Nov 3, 2017 MForm 4 →	Nov 6, 2:06 pm EST	DESTINATION XL GROUP, INC.DXLG	John E KyeesDirector	2,453	—	—	0	—
Nov 3, 2017 MForm 4 →	Nov 6, 2:21 pm EST	MODINE MANUFACTURING COMOD	Scott D WollenbergVP - CTO	6,414	—	—	0	—
Nov 3, 2017 MForm 4 →	Nov 6, 2:47 pm EST	RESMED INCRMD	David PendarvisChief Administrative Officer	6,364	—	—	0	—
Oct 18, 2017 AMForm 4/A →	Nov 6, 3:04 pm EST	LATTICE SEMICONDUCTOR CORPLSCC	Darin G BillerbeckPresident & CEO, Director	1,219,300	—	—	398,912	—
Oct 18, 2017 AForm 4 →	Nov 6, 3:04 pm EST	LATTICE SEMICONDUCTOR CORPLSCC	Maxwell J DowningCFO	200,800	—	—	86,886	—	late
Oct 18, 2017 AForm 4 →	Nov 6, 3:05 pm EST	LATTICE SEMICONDUCTOR CORPLSCC	Glen HawkVP, Corp Mktg	245,600	—	—	112,275	—	late
Oct 18, 2017 AForm 4 →	Nov 6, 3:05 pm EST	LATTICE SEMICONDUCTOR CORPLSCC	Byron Wayne MilsteadVP Corp, General Counsel	129,400	—	—	82,546	—	late
Nov 2, 2017 MForm 4 →	Nov 6, 3:41 pm EST	STEPAN COSCL	Frank PacholecVice President, Strategy	832	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.