SEC Form 4 · accession 0001127602-17-031225
Alkermes plc. · ALKS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul J Mitchell
Director
Period of report
Nov 1, 2017
Accepted (ET)
Nov 3, 2017 · 5:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001520262
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Nov 1, 2017 | M | 1,000 | $11.44 | A | 9,000 | D | |
| Ordinary Shares | Nov 1, 2017 | S | 1,000 | $49.16 | D | 8,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (Right to Buy)F3 | $11.44 | Nov 1, 2017 | M | 1,000 | D | — | Oct 7, 2018 | Ordinary Shares | 1,000 | 4,000 | D |
Explanation of responses
- F1This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/13/16.
- F2This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/13/16.
- F3These options are fully vested in accordance with their terms.