SEC Form 4/A · accession 0001348334-17-000122
BARRACUDA NETWORKS INC · CUDA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Dustin Driggs
Officer — Chief Financial Officer
Period of report
Oct 2, 2017
Accepted (ET)
Nov 3, 2017 · 7:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001348334
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 2, 2017 | M | 1,250 | $7.80 | A | 104,343 | D | |
| Common Stock | Oct 2, 2017 | S | 1,250 | $24.3362 | D | 103,093 | D | |
| Common Stock | Oct 2, 2017 | M | 3,885 | $11.55 | A | 106,978 | D | |
| Common Stock | Oct 4, 2017 | S | 3,885 | $25.00 | D | 103,093 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $7.80 | Oct 2, 2017 | M | 1,250 | D | Mar 24, 2009 | Mar 24, 2018 | Common Stock | 1,250 | 6,250 | D |
| Employee Stock Option (right to buy) | $11.55 | Oct 2, 2017 | M | 3,885 | D | Nov 1, 2014 | Nov 1, 2020 | Common Stock | 3,885 | 2,781 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on Feb 9, 2017.