SEC Form 4 · accession 0001156375-17-000109
CME GROUP INC. · CME
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John W. Pietrowicz
Officer — Sr MD Chief Financial Officer
Period of report
Nov 2, 2017
Accepted (ET)
Nov 3, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001156375
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Nov 2, 2017 | M | 5,175 | $83.88 | A | 45,051 | D | |
| Common Stock Class A | Nov 2, 2017 | S | 5,175 | $139.6975 | D | 39,876 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F1 | $83.88 | Nov 2, 2017 | M | 5,175 | D | Jun 16, 2013 | Jun 16, 2018 | Common Stock Class A | 5,175 | 0 | D |
Explanation of responses
- F1On June 16, 2013, these options vested with respect to 100% of the granted number of shares covered by the option.