SEC Form 4 · accession 0001090009-17-000017
SOUTHERN FIRST BANCSHARES INC · SFST
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
F Justin Strickland
Officer — President
Period of report
Nov 2, 2017
Accepted (ET)
Nov 6, 2017 · 1:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2017 | S | 1,250 | $39.00 | D | 62,889 | D | |
| Common Stock | Nov 6, 2017 | M | 8,000 | $6.01 | A | 70,889 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy) | $6.01 | Nov 6, 2017 | M | 8,000 | D | Jan 17, 2013 | Jan 17, 2022 | Common Stock | 8,000 | 52,150 | D |