SEC Form 4 · accession 0001209191-17-059293
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP · WAB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emilio Fernandez
Director
Period of report
Nov 1, 2017
Accepted (ET)
Nov 3, 2017 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000943452
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock - Direct | Nov 1, 2017 | M | 8,000 | $16.963 | A | 872,401 | D | |
| Common Stock | holding | — | — | — | 514,350 | I | Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options | $16.9625 | Nov 1, 2017 | M | 8,000 | D | Jan 2, 2011 | Jan 2, 2018 | Common Stock | 8,000 | 0 | D |