SEC Form 4 · accession 0001127602-17-031280
WATERS CORP /DE/ · WAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth B Rae
Officer — SVP, Global HR
Period of report
Nov 3, 2017
Accepted (ET)
Nov 6, 2017 · 7:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000697
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2017 | M | 12,000 | $98.21 | A | 18,129 | D | |
| Common Stock | Nov 3, 2017 | S | 12,000 | $197.95 | D | 6,129 | D | |
| Common Stock | holding | — | — | — | 3,984 | I | By 401k | |
| Common Stock | holding | — | — | — | 2,901 | I | By Espp |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $98.21 | Nov 3, 2017 | M | 12,000 | D | Dec 6, 2014 | Dec 6, 2023 | Common Stock | 12,000 | 8,000 | D |