SEC Form 4 · accession 0001209191-17-059181
QUALYS, INC. · QLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sumedh S Thakar
Officer — Chief Product Officer
Period of report
Nov 1, 2017
Accepted (ET)
Nov 3, 2017 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2017 | M | 15,000 | $12.68 | A | 211,346 | D | |
| Common Stock | Nov 1, 2017 | S | 15,000 | $55.05 | D | 196,346 | D | |
| Common StockF2 | Nov 1, 2017 | F | 6,216 | $55.75 | D | 190,130 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $12.68 | Nov 1, 2017 | M | 15,000 | D | — | Feb 6, 2023 | Common Stock | 15,000 | 45,011 | D |
Explanation of responses
- F1The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2017.
- F2The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.
- F3The option is fully vested and immediately exercisable.