SEC Form 4 · accession 0000002488-17-000229
ADVANCED MICRO DEVICES INC · AMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darla M Smith
Other
Period of report
Nov 1, 2017
Accepted (ET)
Nov 3, 2017 · 6:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 1, 2017 | M | 6,250 | $8.60 | A | 31,236 | D | |
| Common StockF1 | Nov 1, 2017 | M | 5,000 | $7.50 | A | 36,236 | D | |
| Common StockF1 | Nov 1, 2017 | M | 4,650 | $4.08 | A | 40,886 | D | |
| Common StockF2,F3 | Nov 1, 2017 | S | 11,250 | $11.11 | D | 29,636 | D | |
| Common StockF2,F4 | Nov 1, 2017 | S | 4,107 | $11.13 | D | 25,529 | D | |
| Common StockF2,F4 | Nov 1, 2017 | S | 11,931 | $11.14 | D | 13,598 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF5 | $8.60 | Nov 1, 2017 | M | 6,250 | D | — | Feb 15, 2018 | Common Stock | 6,250 | 0 | D |
| Stock OptionF6 | $7.50 | Nov 1, 2017 | M | 5,000 | D | — | Jun 15, 2018 | Common Stock | 5,000 | 18,312 | D |
| Stock OptionF7 | $4.08 | Nov 1, 2017 | M | 4,650 | D | — | Aug 12, 2021 | Common Stock | 4,650 | 0 | D |
Explanation of responses
- F1The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.
- F3Transaction executed in multiple trades at prices ranging from $11.02 to $11.27 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F4Transaction executed in multiple trades at prices ranging from $11.02 to $11.28 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F5The options vested 33 1/3% on May 15, 2011 and then 8 1/3% per quarter over the next eight following quarters.
- F6This option vested 33 1/3% on May 15, 2012 and then 8 1/3% per quarter over the next eight following quarters.
- F7The options vested 33 1/3% on August 9, 2015 and then 8 1/3% per quarter over the next eight following quarters.
Remarks
EXHIBIT LIST: EX-24 POA