SEC Form 4 · accession 0000922487-17-000013
ROYAL BANCSHARES OF PENNSYLVANIA INC · RBPAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lars B Eller
Officer — EVP CHIEF RETAIL BANKING OFF.
Period of report
Nov 1, 2017
Accepted (ET)
Nov 3, 2017 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000922487
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK | Nov 1, 2017 | M | 6,666 | $1.83 | A | 26,566 | D | |
| CLASS A COMMON STOCK | Nov 1, 2017 | S | 6,666 | $4.44 | D | 19,900 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTIONF1 | $1.83 | Nov 1, 2017 | M | 6,666 | D | — | Feb 18, 2025 | COMMON STOCK | 6,666 | 3,334 | D |
Explanation of responses
- F1The option vested on 2/18/16 and 2/18/17.