SEC Form 4 · accession 0001127602-17-031349
STEPAN CO · SCL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank Pacholec
Officer — Vice President, Strategy
Period of report
Nov 2, 2017
Accepted (ET)
Nov 6, 2017 · 3:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000094049
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2017 | M | 832 | $25.605 | A | 49,429 | D | |
| Common StockF1 | Nov 2, 2017 | S | 832 | $80.548 | D | 48,597 | D | |
| Common Stock | holding | — | — | — | 2,054 | I | By Esop II Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $25.605 | Nov 2, 2017 | M | 832 | D | Feb 9, 2012 | Feb 8, 2018 | Common Stock | 832 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. Shares were sold in a series of transactions within the same trading day at prices ranging from $80.47 to $80.67, inclusive. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, the issuer, or a security holder of the issuer.