SEC Form 4 · accession 0001209191-17-059147
bluebird bio, Inc. · BLUE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip D Gregory
Officer — Chief Scientific Officer
Period of report
Nov 1, 2017
Accepted (ET)
Nov 3, 2017 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001293971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2017 | M | 1,250 | $50.51 | A | 29,734 | D | |
| Common StockF2 | Nov 1, 2017 | S | 1,750 | $144.0971 | D | 27,984 | D | |
| Common StockF3 | Nov 1, 2017 | S | 500 | $145.04 | D | 27,484 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F4 | $50.51 | Nov 1, 2017 | M | 1,250 | D | — | Mar 1, 2026 | Common Stock | 1,250 | 23,250 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2017.
- F2The range in prices for the transaction reported on this line was $144.00 to $144.70. The average weighted price was $144.0971. The reporting person will provide, upon request by the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3The range in prices for the transaction reported on this line was $145.00 to $145.05. The average weighted price was $145.04. The reporting person will provide, upon request by the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F4This option vests over a four-year period, at a rate of twenty-five percent (25%) on January 4, 2017 and in 36 equal monthly installments thereafter.