SEC Form 4 · accession 0001209191-17-059184
QUALYS, INC. · QLYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amer Deeba
Officer — VP Corp Dev & Strat Alliances
Period of report
Nov 1, 2017
Accepted (ET)
Nov 3, 2017 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001107843
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2017 | M | 2,000 | $2.80 | A | 77,777 | D | |
| Common StockF2 | Nov 1, 2017 | S | 400 | $54.8438 | D | 77,377 | D | |
| Common StockF3 | Nov 1, 2017 | S | 1,500 | $55.805 | D | 75,877 | D | |
| Common Stock | Nov 1, 2017 | S | 100 | $56.50 | D | 75,777 | D | |
| Common Stock | Nov 1, 2017 | S | 10,000 | $55.05 | D | 65,777 | D | |
| Common StockF4 | Nov 1, 2017 | F | 1,133 | $55.75 | D | 64,644 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $2.80 | Nov 1, 2017 | M | 2,000 | D | — | Jul 30, 2019 | Common Stock | 2,000 | 33,000 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2017.
- F2The sale price represents the weighted average price of the shares sold ranging from $54.425 to $55.15 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F3The sale price represents the weighted average price of the shares sold ranging from $55.475 to $56.25 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F4The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units.
- F5The option is fully vested and immediately exercisable.