SEC Form 4 · accession 0001127602-17-031235
Sally Beauty Holdings, Inc. · SBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brently G. Baxter
Officer — VP, PAO & Controller
Period of report
Nov 1, 2017
Accepted (ET)
Nov 3, 2017 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368458
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 1, 2017 | A | 2,841 | $0.00 | A | 2,841 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F4 | $17.42 | Nov 1, 2017 | A | 10,510 | A | — | Nov 1, 2027 | Common Stock | 10,510 | 10,510 | D |
Explanation of responses
- F1Grant of Restricted Stock under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.
- F2The restrictions on the shares shall lapse annually in three equal installments beginning on September 30, 2018.
- F3Grant of options under the Sally Beauty Holdings, Inc. Amended and Restated 2010 Omnibus Incentive Plan.
- F4The options vest in three equal annual installments beginning on September 30, 2018.