SEC Form 4 · accession 0001721513-17-000004
Veritex Holdings, Inc. · VBTX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Bryan
Officer — Chief Information Officer
Period of report
Nov 1, 2017
Accepted (ET)
Nov 3, 2017 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001501570
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $26.19 | Nov 1, 2017 | A | 10,000 | A | — | Nov 1, 2027 | Common Stock | 10,000 | 10,000 | D |
| Restricted Stock UnitsF2,F3 | — | Nov 1, 2017 | A | 7,500 | A | — | — | Common Stock | 7,500 | 7,500 | D |
Explanation of responses
- F1The options vest in five equal installments beginning November 1, 2018.
- F2Each restricted stock unit represents a right to receive at settlement one share of common stock of the Company.
- F3On November 1, 2017, the reporting person was granted 7,500 restricted stock units which vest over a five year period beginning November 1, 2018, and expiring on November 1, 2027.