Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Mar 14, 2019

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

226 filings · trading day Mar 14, 2019Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 12, 2019 MForm 4 →	Mar 13, 4:05 pm EDT	Eaton Corp plcETN	Richard M. EubanksSee Remarks below	38,793	$68.84	$2,670,328	7,701	—
Mar 12, 2019 MForm 4 →	Mar 13, 4:04 pm EDT	Eaton Corp plcETN	Brian S BrickhouseSee Remarks below.	14,340	$52.73	$756,130	0	—
Mar 12, 2019 MForm 4 →	Mar 13, 4:52 pm EDT	Leidos Holdings, Inc.LDOS	Miriam E JohnDirector	10,886	$63.18	$687,777	0	—
Mar 11, 2019 XForm 4 →	Mar 13, 4:11 pm EDT	United Financial Bancorp, Inc.UBNK	Mark A KuciaEVP	9,479	$6.09	$57,727	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 5:13 pm EDT	Western New England Bancorp, Inc.WNEB	Guida R SajdakEVP & Chief Financial Officer	5,054	$10.00	$50,540	2,000	—
Mar 11, 2019 XForm 4 →	Mar 13, 4:12 pm EDT	United Financial Bancorp, Inc.UBNK	Raymond H Lefurge Jr.Director	5,308	$6.09	$32,326	0	—
Aug 14, 2017 AForm 4 →	Mar 13, 2019, 5:32 pm EDT	BIOVIE INC.BIVI	Hari KumarDirector	45,455	$0.60	$27,273	213,637	—	late
Mar 11, 2019 AForm 4 →	Mar 13, 4:23 pm EDT	WEC ENERGY GROUP, INC.WEC	Margaret C KelseyExecutive VP & General Counsel	346	$77.15	$26,674	346	—
Mar 12, 2019 AForm 4 →	Mar 13, 4:22 pm EDT	PRINCIPAL FINANCIAL GROUP INCPFG	Timothy Mark DunbarEVP & Chief Investment Officer	375	$50.76	$19,055	7,822	—
Mar 12, 2019 XForm 4 →	Mar 13, 7:31 pm EDT	Bank of Marin BancorpBMRC	Min SituPrincipal Accounting Officer	240	$28.69	$6,886	214	—
Dec 28, 2018 AForm 4 →	Mar 13, 2019, 5:05 pm EDT	RENN Fund, Inc.RCG	Murray StahlPresident and CEO, Director	2,200	$1.47	$3,234	2,400	—	late
Mar 13, 2019 MForm 4 →	Mar 13, 4:02 pm EDT	AMETEK INC/AME	Thomas M MontgomerySR. VP. - COMPTROLLER	3,000	—	—	0	—
Mar 11, 2019 AForm 4 →	Mar 13, 4:05 pm EDT	VerifyMe, Inc.VRME	Margaret GezerlisChief Financial Officer	100,000	—	—	100,000	—
Mar 11, 2019 AForm 4 →	Mar 13, 4:09 pm EDT	AgeX Therapeutics, Inc.AGE	Annalisa JenkinsDirector	100,000	—	—	100,000	—
Mar 11, 2019 AForm 4 →	Mar 13, 4:09 pm EDT	AgeX Therapeutics, Inc.AGE	Gregory BaileyDirector	100,000	—	—	100,000	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:11 pm EDT	NanoString Technologies IncNSTG	David W. GhesquiereSVP, Corporate & Business Dev	18,039	—	—	29,412	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:11 pm EDT	NanoString Technologies IncNSTG	R Bradley GrayPresident and CEO, Director	54,313	—	—	88,628	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:12 pm EDT	ADVANCED MICRO DEVICES INCAMD	Forrest Eugene NorrodSVP & GM DESG	25,000	—	—	398,178	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:12 pm EDT	NanoString Technologies IncNSTG	J. Chad BrownSVP, Sales & Marketing	10,254	—	—	17,177	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:13 pm EDT	NanoString Technologies IncNSTG	Mary Tedd AllenSVP, Operations	15,882	—	—	25,098	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:13 pm EDT	NanoString Technologies IncNSTG	Joseph M BeechemSVP, Research & Development	18,431	—	—	30,196	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:14 pm EDT	INDEPENDENT BANK CORPINDB	Robert D CozzoneCFO	2,500	—	—	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:14 pm EDT	bluebird bio, Inc.BLUE	Jeffrey T. WalshChief Strategy Officer	1,500	—	—	14,521	—
Mar 12, 2019 MForm 4 →	Mar 13, 4:14 pm EDT	BOSTON SCIENTIFIC CORPBSX	Wendy CarruthersSVP, Human Resources	24,219	—	—	24,220	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:15 pm EDT	Burlington Stores, Inc.BURL	Thomas KingsburyPresident & CEO, Director	20,000	—	—	260,000	—
Mar 11, 2019 AForm 4 →	Mar 13, 4:17 pm EDT	SiteOne Landscape Supply, Inc.SITE	Scott SalmonEVP, Strategy & Development	30,807	—	—	4,401	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:18 pm EDT	HOLOGIC INCHOLX	Benjamin Jordan CohnPrincipal Accounting Officer	6,830	—	—	0	—
Mar 11, 2019 AForm 4 →	Mar 13, 4:19 pm EDT	INTEST CORPINTT	James PelrinPresident & CEO, Director	93,200	—	—	93,200	—
Mar 13, 2019 MForm 4 →	Mar 13, 4:19 pm EDT	HALLMARK FINANCIAL SERVICES INCHALL	Scott T BerlinDirector	15,000	—	—	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:22 pm EDT	GENERAL ELECTRIC COGE	Russell StokesSenior Vice President	52,019	—	—	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:22 pm EDT	AVALARA, INC.AVLR	Scott M McFarlaneSee Remarks, Director	12,000	—	—	395,932	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:23 pm EDT	EQUITY RESIDENTIALEQR	David J NeithercutDirector	50,000	—	—	36,353	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:25 pm EDT	VISA INC.V	Lynne BiggarEVP, CHIEF MRKTNG & COMM OFF	15,000	—	—	11,187	—
Mar 11, 2019 CForm 4 →	Mar 13, 4:26 pm EDT	ShockWave Medical, Inc.SWAV	Frank T WatkinsDirector	46,678	—	—	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:26 pm EDT	ROSETTA STONE INCRST	M. Sean HartfordPrincipal Accounting Officer	13,684	—	—	0	—
Mar 12, 2019 MForm 4 →	Mar 13, 4:26 pm EDT	VISA INC.V	James H HoffmeisterSVP, GBL CORP CONTRL & CAO	6,480	—	—	0	—
Mar 11, 2019 CForm 4 →	Mar 13, 4:27 pm EDT	ShockWave Medical, Inc.SWAV	Sofinnova Capital VII FCPR10% Owner	4,044,206	—	—	0	—
Mar 12, 2019 MForm 4 →	Mar 13, 4:28 pm EDT	Nuvectra CorpNVTR	Walter Z BergerCFO	1,035	—	—	21,185	—
Mar 12, 2019 MForm 4 →	Mar 13, 4:29 pm EDT	Nuvectra CorpNVTR	Joseph Paul HanchinPresident	796	—	—	23,182	—
Mar 11, 2019 CForm 4 →	Mar 13, 4:29 pm EDT	ShockWave Medical, Inc.SWAV	Frederic H MollDirector	290,878	—	—	0	—
Mar 12, 2019 MForm 4 →	Mar 13, 4:29 pm EDT	Nuvectra CorpNVTR	Jennifer KosharekPrincipal Accounting Officer	441	—	—	5,336	—
Mar 12, 2019 MForm 4 →	Mar 13, 4:30 pm EDT	Coupa Software IncCOUP	Steven M WinterChief Revenue Officer	11,336	—	—	204,049	—
Mar 12, 2019 MForm 4 →	Mar 13, 4:30 pm EDT	Coupa Software IncCOUP	Anthony D TiscorniaChief Accounting Officer	781	—	—	2,865	—
Mar 12, 2019 MForm 4 →	Mar 13, 4:30 pm EDT	Athene Holding LtdATH	Frank Lauren GillisSee Remarks	9,500	—	—	15,200	—
Mar 11, 2019 CForm 4 →	Mar 13, 4:30 pm EDT	ShockWave Medical, Inc.SWAV	Antoine PapiernikDirector, 10% Owner	4,044,206	—	—	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:30 pm EDT	ADVANCED DRAINAGE SYSTEMS, INC.WMS	Robert M KleinEVP	141,210	—	—	0	—
Mar 11, 2019 CMForm 4 →	Mar 13, 4:31 pm EDT	Trade Desk, Inc.TTD	Vivian YangChief Legal Officer	10,215	—	—	16,440	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:31 pm EDT	BERRY GLOBAL GROUP INCBERY	Jason K. GreeneEVP - Chief Legal Officer	10,000	—	—	345,500	—
Mar 11, 2019 CForm 4 →	Mar 13, 4:31 pm EDT	ShockWave Medical, Inc.SWAV	Venrock Associates VII, L.P. +710% Owner	2,122,021	—	—	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:32 pm EDT	GLOBAL PAYMENTS INCGPN	Cameron M BreadySenior Executive VP and CFO	16,000	—	—	3,780	—
Mar 11, 2019 CForm 4 →	Mar 13, 4:32 pm EDT	Dolby Laboratories, Inc.DLB	Dagmar Dolby +110% Owner	21,465	—	—	6,509,700	—
Mar 12, 2019 MForm 4 →	Mar 13, 4:38 pm EDT	Restaurant Brands International Inc.QSR	Jill GranatSee Remarks	62,328	—	—	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:41 pm EDT	Rapid7, Inc.RPD	Christina LuconiChief People Officer	4,999	—	—	25,313	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:41 pm EDT	Enova International, Inc.ENVA	Gregory T ZeemanCOO	10,000	—	—	65,033	—
Mar 12, 2019 MForm 4 →	Mar 13, 4:43 pm EDT	AMBARELLA INCAMBA	Christopher B PaisleyDirector	1,000	—	—	7,667	—
Mar 13, 2019 MForm 4 →	Mar 13, 4:45 pm EDT	AXCELIS TECHNOLOGIES INCACLS	R John FletcherDirector	22,500	—	—	0	—
Mar 11, 2019 AForm 4 →	Mar 13, 4:50 pm EDT	INTEST CORPINTT	Hugh T Regan Jr.Secretary,Treasurer & CFO	39,400	—	—	39,400	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:50 pm EDT	ETSY INCETSY	M Michele BurnsDirector	30,000	—	—	16,647	—
Mar 1, 2019 AForm 4/A →	Mar 13, 4:50 pm EDT	Limelight Networks, Inc.LLNW	Daniel R BoncelPrincipal Accounting Officer	34,211	—	—	34,211	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:53 pm EDT	IRON MOUNTAIN INCIRM	Daniel BorgesSVP & Chief Accounting Officer	850	—	—	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:54 pm EDT	IRON MOUNTAIN INCIRM	Greg W McIntoshEVP, Strategic Accounts	637	—	—	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:55 pm EDT	IRON MOUNTAIN INCIRM	Mark KiddEVP, GM Data Centers	691	—	—	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:55 pm EDT	IRON MOUNTAIN INCIRM	Deborah MarsonEVP, General Counsel, Sec.	903	—	—	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 4:58 pm EDT	VERACYTE, INC.VCYT	Bonnie H AndersonChairman and CEO, Director	8,000	—	—	38,500	—
Mar 11, 2019 CMForm 4 →	Mar 13, 5:01 pm EDT	Okta, Inc.OKTA	Charles RaceSee Remarks	90,000	—	—	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 5:04 pm EDT	Nutanix, Inc.NTNX	David SangsterChief Operating Officer	7,917	—	—	7,918	—
Mar 11, 2019 MForm 4 →	Mar 13, 5:05 pm EDT	IRADIMED CORPIRMD	Brent JohnsonExec. VP of WW Sales and Mktg	20,691	—	—	292,938	—
Mar 11, 2019 MForm 4 →	Mar 13, 5:09 pm EDT	Diversicare Healthcare Services, Inc.DVCR	James Reed McKnight Jr.CEO and President, Director	298	—	—	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 5:10 pm EDT	Diversicare Healthcare Services, Inc.DVCR	Leslie CampbellCOO and Executive VP	298	—	—	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 5:11 pm EDT	Diversicare Healthcare Services, Inc.DVCR	Richard M BrameDirector	49	—	—	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 5:12 pm EDT	Diversicare Healthcare Services, Inc.DVCR	Robert Z HensleyDirector	49	—	—	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 5:12 pm EDT	Diversicare Healthcare Services, Inc.DVCR	Robert A McCabe Jr.Director	49	—	—	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 5:13 pm EDT	Diversicare Healthcare Services, Inc.DVCR	Chad A. McCurdyDirector, 10% Owner	49	—	—	0	—
Mar 11, 2019 CForm 4 →	Mar 13, 5:14 pm EDT	Planet Fitness, Inc.PLNT	Christopher RondeauChief Executive Officer, Director	200,000	—	—	1,113,163	—
Mar 13, 2019 MForm 4 →	Mar 13, 5:16 pm EDT	Edwards Lifesciences CorpEW	Donald E Bobo Jr.CVP,Strategy/Corp Development	5,500	—	—	600	—
Mar 11, 2019 GForm 4 →	Mar 13, 5:17 pm EDT	DISH Network CORPDISH	Charles W Ergen +1Chairman, Director, 10% Owner	44,072,490	—	—	52,273,757	—
Mar 11, 2019 MForm 4 →	Mar 13, 5:19 pm EDT	VirnetX Holding CorpVHC	Michael F AngeloDirector	9,900	—	—	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 5:23 pm EDT	Chefs' Warehouse, Inc.CHEF	Alexandros AldousGeneral Counsel	8,632	—	—	0	—
Mar 11, 2019 AForm 4 →	Mar 13, 5:23 pm EDT	ICF International, Inc.ICFI	John WassonPresident & COO	14,766	—	—	46,239	—
Mar 11, 2019 AForm 4 →	Mar 13, 5:23 pm EDT	ICF International, Inc.ICFI	James C M MorganChief Fiancial Officer	7,070	—	—	31,297	—
Mar 11, 2019 AForm 4 →	Mar 13, 5:23 pm EDT	ICF International, Inc.ICFI	Ellen GloverExecutive Vice President	2,407	—	—	11,703	—
Mar 11, 2019 AForm 4 →	Mar 13, 5:23 pm EDT	ICF International, Inc.ICFI	Sergio J OstriaExecutive Vice President	3,350	—	—	11,683	—
Mar 11, 2019 AForm 4 →	Mar 13, 5:23 pm EDT	ICF International, Inc.ICFI	Sudhakar KesavanChairman & CEO, Director	27,025	—	—	92,803	—
Mar 11, 2019 AForm 4 →	Mar 13, 5:23 pm EDT	ICF International, Inc.ICFI	Richard Dewayne TaylorSVP & Principal Acct. Officer	1,007	—	—	5,508	—
Mar 11, 2019 GForm 4 →	Mar 13, 5:24 pm EDT	DISH Network CORPDISH	Ergen Two-Year March 2018 DISH GRAT10% Owner	22,036,245	—	—	13,963,755	—
Mar 11, 2019 ACMForm 4 →	Mar 13, 5:29 pm EDT	VEEVA SYSTEMS INCVEEV	Eleni Nitsa ZuppasChief Marketing Officer	7,000	—	—	0	—
Mar 12, 2019 MForm 4 →	Mar 13, 5:30 pm EDT	EOG RESOURCES INCEOG	Frank G WisnerDirector	3,250	—	—	0	—
Mar 12, 2019 AForm 4 →	Mar 13, 5:30 pm EDT	STERICYCLE INCSRCL	Daniel GinnettiChief Financial Officer	38,946	—	—	15,867	—
Mar 12, 2019 AForm 4 →	Mar 13, 5:31 pm EDT	STERICYCLE INCSRCL	Kurt RogersEVP & General Counsel	26,171	—	—	9,619	—
Mar 12, 2019 AForm 4 →	Mar 13, 5:31 pm EDT	STERICYCLE INCSRCL	Cindy J MillerPresident & Chief Operating Of	81,205	—	—	23,164	—
Mar 12, 2019 AForm 4 →	Mar 13, 5:32 pm EDT	STERICYCLE INCSRCL	Michael WeismanEVP Corp Ethics and Compliance	18,693	—	—	5,091	—
Mar 12, 2019 AForm 4 →	Mar 13, 5:32 pm EDT	STERICYCLE INCSRCL	David W. StahlEVP and CIO	18,693	—	—	5,368	—
Mar 13, 2019 MForm 4 →	Mar 13, 5:33 pm EDT	CASEYS GENERAL STORES INCCASY	Terry W HandleyPresident and CEO, Director	5,000	—	—	8,106	—
Mar 12, 2019 AForm 4 →	Mar 13, 5:33 pm EDT	STERICYCLE INCSRCL	William J. SewardEVP, Chief Commercial Officer	8,575	—	—	8,575	—
Mar 12, 2019 AForm 4 →	Mar 13, 5:33 pm EDT	STERICYCLE INCSRCL	Joseph Anthony ReuterEVP & Chief People Officer	3,430	—	—	3,430	—
Mar 12, 2019 AForm 4 →	Mar 13, 5:34 pm EDT	STERICYCLE INCSRCL	Richard Michael MooreEVP North America Operations	2,744	—	—	2,744	—
Mar 12, 2019 AForm 4 →	Mar 13, 5:34 pm EDT	STERICYCLE INCSRCL	Richard J HoffmanSVP & Chief Accounting Officer	8,088	—	—	9,739	—
Mar 12, 2019 CMForm 4 →	Mar 13, 5:36 pm EDT	Alteryx, Inc.AYX	Christopher M LalSVP, GC & Corp. Secretary	22,500	—	—	0	—
Mar 11, 2019 AForm 4 →	Mar 13, 5:36 pm EDT	AUTONATION, INC.AN	Carl C Liebert IIICEO and President, Director	217,834	—	—	217,834	—
Mar 11, 2019 MForm 4 →	Mar 13, 5:37 pm EDT	CarGurus, Inc.CARG	Samuel ZalesCOO and President	15,000	—	—	62,782	—
Mar 11, 2019 CMForm 4 →	Mar 13, 5:42 pm EDT	FITBIT INCFIT	Andy MissanEVP, General Counsel, Sect.	22,500	—	—	0	—
Feb 26, 2019 AForm 4/A →	Mar 13, 5:43 pm EDT	PAR PACIFIC HOLDINGS, INC.PARR	Jim YatesSenior VP	28,644	—	—	28,644	—
Mar 11, 2019 MForm 4 →	Mar 13, 5:43 pm EDT	ANGI Homeservices Inc.ANGI	Craig M. SmithPresident & COO, Director	8,600	—	—	675,134	—
Mar 11, 2019 MForm 4 →	Mar 13, 5:43 pm EDT	ANGI Homeservices Inc.ANGI	Allison LowrieCMO	14,516	—	—	812,947	—
Mar 11, 2019 MForm 4 →	Mar 13, 5:45 pm EDT	Sonos IncSONO	Michael GiannettoChief Financial Officer	30,000	—	—	19,230	—
Jan 1, 2016 ADForm 4 →	Mar 13, 2019, 5:49 pm EDT	INTELLINETICS, INC.INLX	Matthew L ChretienCHIEF STRATEGY OFFICER, Director	200,000	—	—	110,595	—	late
Mar 11, 2019 ADForm 4 →	Mar 13, 5:52 pm EDT	INTELLINETICS, INC.INLX	James F DesocioCHIEF EXECUTIVE OFFICER, Director	2,500,000	—	—	1,450,000	—
Dec 6, 2016 ADForm 4 →	Mar 13, 2019, 5:55 pm EDT	INTELLINETICS, INC.INLX	Joseph D SpainCHIEF FINANCIAL OFFICER	350,000	—	—	250,000	—	late
Mar 12, 2019 MForm 4 →	Mar 13, 5:59 pm EDT	INTUIT INCINTU	Laura A FennellEVP, People & Places	50,500	—	—	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 6:00 pm EDT	ANSYS INCANSS	Michael ThurkDirector	3,500	—	—	0	—
Mar 12, 2019 MForm 4 →	Mar 13, 6:00 pm EDT	CHIPOTLE MEXICAN GRILL INCCMG	Jack HartungChief Financial Officer	10,000	—	—	0	—
Mar 13, 2019 MForm 4 →	Mar 13, 6:00 pm EDT	J2 GLOBAL, INC.JCOM	W Brian KretzmerDirector	6,000	—	—	4,968	—
Mar 12, 2019 MForm 4 →	Mar 13, 6:01 pm EDT	INTUIT INCINTU	Mark J FlournoyVP, Chief Accounting Officer	5,939	—	—	6,553	—
Mar 12, 2019 MForm 4 →	Mar 13, 6:02 pm EDT	INTUIT INCINTU	Kerry J McLeanSVP, Gen. Counsel & Corp. Sec.	12,176	—	—	0	—
Mar 11, 2019 AForm 4 →	Mar 13, 6:07 pm EDT	DUNKIN' BRANDS GROUP, INC.DNKN	William David MannSVP, Chief Legal Officer	37,519	—	—	37,519	—
Mar 11, 2019 AForm 4 →	Mar 13, 6:09 pm EDT	AgeX Therapeutics, Inc.AGE	Nafees Naseer MalikChief Operating Officer	70,000	—	—	70,000	—
Mar 13, 2019 MForm 4 →	Mar 13, 6:14 pm EDT	SALESFORCE COM INCCRM	Keith Blockco-CEO, Director	5,000	—	—	435,581	—
Mar 12, 2019 MForm 4 →	Mar 13, 6:18 pm EDT	SALESFORCE COM INCCRM	Parker HarrisCo-Founder and CTO, Director	5,711	—	—	51,397	—
Mar 11, 2019 MForm 4 →	Mar 13, 6:18 pm EDT	BOYD GAMING CORPBYD	Keith SmithPresident & CEO, Director	100,000	—	—	131,265	—
Feb 20, 2019 AForm 4 →	Mar 13, 6:30 pm EDT	Aridis Pharmaceuticals, Inc.ARDS	Vu TruongCEO and Director, Director	200,000	—	—	316,861	—	late
Mar 10, 2019 MForm 4 →	Mar 13, 6:32 pm EDT	READING INTERNATIONAL INCRDI	Andrzej J MatyczynskiExecutive Vice President	784	—	—	784	—	late
Mar 11, 2019 JSForm 4 →	Mar 13, 6:57 pm EDT	Tallgrass Energy, LPTGE	Tallgrass KC, LLC10% Owner	29,416,692	—	—	0	—
Mar 11, 2019 JSForm 4 →	Mar 13, 6:58 pm EDT	Tallgrass Energy, LPTGE	David G Dehaemers Jr.See Remarks, Director, 10% Owner	29,697,863	—	—	0	—
Mar 11, 2019 JForm 4 →	Mar 13, 6:59 pm EDT	Tallgrass Energy, LPTGE	William R. MolerSee Remarks, Director	1,403,765	—	—	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 6:59 pm EDT	American Midstream Partners, LPAMID	Ryan K RupeVice President	30,000	—	—	0	—
Mar 11, 2019 JForm 4 →	Mar 13, 7:00 pm EDT	Tallgrass Energy, LPTGE	Christopher R. JonesSee Remarks	415,931	—	—	0	—
Mar 11, 2019 JForm 4 →	Mar 13, 7:02 pm EDT	Tallgrass Energy, LPTGE	Gary J BrauchleSee Remarks	2,729,545	—	—	0	—
Mar 11, 2019 JSForm 4 →	Mar 13, 7:02 pm EDT	Tallgrass Energy, LPTGE	John T RaymondDirector, 10% Owner	46,386,232	—	—	0	—
Mar 11, 2019 JSForm 4 →	Mar 13, 7:05 pm EDT	Tallgrass Energy, LPTGE	Tallgrass Holdings, LLC10% Owner	46,386,232	—	—	0	—
Mar 1, 2019 AMForm 4/A →	Mar 13, 7:09 pm EDT	RITCHIE BROS AUCTIONEERS INCRBA	Ravichandra Krishnamurty SaligramCEO, Director	140,169	—	—	0	—
Mar 10, 2019 MForm 4 →	Mar 13, 7:12 pm EDT	READING INTERNATIONAL INCRDI	Ellen M CotterPresident and CEO, Director, 10% Owner	3,138	—	—	3,138	—	late
Mar 1, 2019 AMForm 4/A →	Mar 13, 7:12 pm EDT	RITCHIE BROS AUCTIONEERS INCRBA	Sharon Ruth DriscollChief Financial Officer	23,021	—	—	0	—
Mar 12, 2019 MForm 4 →	Mar 13, 7:12 pm EDT	Foundation Building Materials, Inc.FBM	Matthew J EspeDirector	6,493	—	—	0	—
Mar 1, 2019 AMForm 4/A →	Mar 13, 7:13 pm EDT	RITCHIE BROS AUCTIONEERS INCRBA	Kieran Colquhoun HolmSVP, Ops Excl & Efficiencies	7,128	—	—	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 7:13 pm EDT	VMWARE, INC.VMW	Rangarajan (Raghu) RaghuramCOO, Products & Cloud Services	34,782	—	—	26,817	—
Mar 1, 2019 AMForm 4/A →	Mar 13, 7:13 pm EDT	RITCHIE BROS AUCTIONEERS INCRBA	Marianne MarckChief Information Officer	10,559	—	—	0	—
Mar 1, 2019 AMForm 4/A →	Mar 13, 7:14 pm EDT	RITCHIE BROS AUCTIONEERS INCRBA	Darren Jeffrey WattGen. Counsel & Corp. Secretary	5,400	—	—	0	—
Mar 10, 2019 MForm 4 →	Mar 13, 7:15 pm EDT	READING INTERNATIONAL INCRDI	Robert F SmerlingPresident - Domestic Cinemas	1,046	—	—	1,046	—	late
Mar 1, 2019 AMForm 4/A →	Mar 13, 7:15 pm EDT	RITCHIE BROS AUCTIONEERS INCRBA	Karl William WernerCh. Op. & Supp. Dev. Officer	20,695	—	—	0	—
Mar 1, 2019 AMForm 4/A →	Mar 13, 7:15 pm EDT	RITCHIE BROS AUCTIONEERS INCRBA	Todd Donald WohlerChief Human Resources Officer	22,396	—	—	0	—
Mar 12, 2019 MForm 4 →	Mar 13, 7:17 pm EDT	Foundation Building Materials, Inc.FBM	Fareed A KhanDirector	1,623	—	—	0	—
Mar 12, 2019 MForm 4 →	Mar 13, 7:19 pm EDT	Foundation Building Materials, Inc.FBM	James F UnderhillDirector	1,623	—	—	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 7:25 pm EDT	CATHAY GENERAL BANCORPCATY	Heng W ChenEVP/CFO	985	—	—	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 7:27 pm EDT	CATHAY GENERAL BANCORPCATY	Irwin WongSEVP, Chief Admin Officer	883	—	—	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 7:31 pm EDT	CATHAY GENERAL BANCORPCATY	Kim R BinghamEVP, Chief Risk Officer	621	—	—	0	—
Mar 11, 2019 MForm 4 →	Mar 13, 7:33 pm EDT	CATHAY GENERAL BANCORPCATY	Chang LiuEVP, Chief Operating Officer	342	—	—	0	—
Mar 12, 2019 AForm 4 →	Mar 13, 7:35 pm EDT	Stellar Biotechnologies, Inc.SBOT	Charles V OlsonDirector	357	—	—	357	—
Mar 11, 2019 MForm 4 →	Mar 13, 7:35 pm EDT	CATHAY GENERAL BANCORPCATY	Mark Hakjoon LeeEVP, Chief Credit Officer	268	—	—	0	—
Mar 12, 2019 AForm 4 →	Mar 13, 7:36 pm EDT	Stellar Biotechnologies, Inc.SBOT	David Louis HillDirector	357	—	—	357	—
Mar 12, 2019 AForm 4 →	Mar 13, 7:36 pm EDT	Stellar Biotechnologies, Inc.SBOT	Deborah F. AghibDirector	357	—	—	357	—
Mar 12, 2019 AForm 4 →	Mar 13, 7:36 pm EDT	Stellar Biotechnologies, Inc.SBOT	Mayank D. SampatDirector	357	—	—	357	—
Mar 12, 2019 AForm 4 →	Mar 13, 7:37 pm EDT	Stellar Biotechnologies, Inc.SBOT	Paul ChunDirector	357	—	—	357	—
Mar 12, 2019 AForm 4 →	Mar 13, 7:37 pm EDT	Stellar Biotechnologies, Inc.SBOT	Tessie M CheDirector	357	—	—	357	—
Mar 11, 2019 MForm 4 →	Mar 13, 7:38 pm EDT	CATHAY GENERAL BANCORPCATY	Lisa L. KimEVP, General Counsel	453	—	—	0	—
Mar 12, 2019 MForm 4 →	Mar 13, 7:56 pm EDT	Foundation Building Materials, Inc.FBM	Richard James TilleyVP, Secretary, General Counsel	2,891	—	—	8,675	—
Mar 12, 2019 MForm 4 →	Mar 13, 7:58 pm EDT	Foundation Building Materials, Inc.FBM	Barbara J BitzerCAO and Senior Controller	1,461	—	—	4,383	—
Mar 11, 2019 MForm 4 →	Mar 13, 8:00 pm EDT	BIOMARIN PHARMACEUTICAL INCBMRN	Jean Jacques BienaimeChief Executive Officer, Director	9,000	—	—	45,000	—
Mar 12, 2019 MForm 4 →	Mar 13, 8:01 pm EDT	Foundation Building Materials, Inc.FBM	Peter WellyChief Operating Officer	4,565	—	—	13,697	—
Mar 11, 2019 AForm 4 →	Mar 13, 8:02 pm EDT	BSQUARE CORP /WABSQR	Ralph C DerricksonChief Executive Officer, Director	562,500	—	—	187,500	—
Mar 12, 2019 MForm 4 →	Mar 13, 8:04 pm EDT	Foundation Building Materials, Inc.FBM	John GoreyCFO	3,348	—	—	10,044	—
Mar 12, 2019 MForm 4 →	Mar 13, 8:06 pm EDT	Foundation Building Materials, Inc.FBM	Alan Kirby ThompsonSVP Sales & Marketing	2,648	—	—	7,944	—
Mar 11, 2019 AForm 4 →	Mar 13, 8:06 pm EDT	NANOMETRICS INCNANO	Rollin KocherSVP, Sales and Marketing	4,244	—	—	4,244	—
Mar 11, 2019 AForm 4 →	Mar 13, 8:07 pm EDT	NANOMETRICS INCNANO	Pierre-Yves LesaicherrePresident and CEO, Director	24,709	—	—	24,709	—
Mar 12, 2019 MForm 4 →	Mar 13, 8:09 pm EDT	Foundation Building Materials, Inc.FBM	James R CarpenterVP Business Development	986	—	—	2,958	—
Mar 11, 2019 MForm 4 →	Mar 13, 8:10 pm EDT	Care.com IncCRCM	Sheila Lirio MarceloPresident and CEO, Director	30,000	—	—	246,480	—
Mar 12, 2019 MForm 4 →	Mar 13, 8:12 pm EDT	Foundation Building Materials, Inc.FBM	Ruben MendozaPresident and CEO, Director	12,175	—	—	36,526	—
Mar 9, 2019 MForm 4 →	Mar 13, 8:17 pm EDT	VISTA GOLD CORPVGZ	Frederick Hume EarnestPresident and CEO, Director	75,600	—	—	0	—	late
Mar 9, 2019 MForm 4 →	Mar 13, 8:20 pm EDT	VISTA GOLD CORPVGZ	John F EngeleSenior VP - CFO	32,400	—	—	0	—	late
Mar 9, 2019 MForm 4 →	Mar 13, 8:23 pm EDT	VISTA GOLD CORPVGZ	John W. RozelleSenior Vice President	21,000	—	—	0	—	late
Mar 11, 2019 MForm 4 →	Mar 13, 8:28 pm EDT	LivaNova PLCLIVN	Edward AndrleGeneral Manager, NM	5,208	—	—	24,100	—
Mar 10, 2019 MForm 4 →	Mar 13, 8:28 pm EDT	CERUS CORPCERS	Richard J BenjaminChief Medical Officer	26,334	—	—	31,666	—	late
Mar 10, 2019 MForm 4 →	Mar 13, 8:30 pm EDT	CERUS CORPCERS	Laurence M CorashChief Scientific Officer, Director	29,334	—	—	31,666	—	late amended
Mar 10, 2019 MForm 4 →	Mar 13, 8:37 pm EDT	CERUS CORPCERS	Kevin Dennis GreenChief Financial Officer	32,117	—	—	31,666	—	late
Mar 10, 2019 MForm 4 →	Mar 13, 8:38 pm EDT	CERUS CORPCERS	William Mariner GreenmanPresident and CEO, Director	122,292	—	—	143,333	—	late amended
Mar 11, 2019 CForm 4 →	Mar 13, 8:39 pm EDT	CARVANA CO.CVNA	Ernest C. Garcia II +110% Owner	310,013	—	—	2,272,884	—
Mar 12, 2020 AForm 4 →	Mar 13, 2019, 8:42 pm EDT	LRAD CorpLRAD	Scott L AnchinDirector	30,000	—	—	30,000	—
Mar 12, 2019 MForm 4 →	Mar 13, 8:45 pm EDT	CERUS CORPCERS	Vivek K JayaramanChief Commercial Officer	19,584	—	—	31,666	—
Mar 10, 2019 MForm 4 →	Mar 13, 8:46 pm EDT	CERUS CORPCERS	Chrystal MenardChief Legal Officer	29,034	—	—	31,666	—	late amended
Mar 10, 2019 MForm 4 →	Mar 13, 8:47 pm EDT	CERUS CORPCERS	Carol MooreSVP Reg. & Quality	29,334	—	—	31,666	—	late amended
Mar 8, 2019 MForm 4 →	Mar 13, 8:48 pm EDT	Elastic N.V.ESTC	Aaron KatzChief Revenue Officer	15,000	—	—	528,037	—	late
Mar 12, 2020 AForm 4 →	Mar 13, 2019, 8:48 pm EDT	LRAD CorpLRAD	Laura ClagueDirector	30,000	—	—	30,000	—
Mar 11, 2019 AForm 4 →	Mar 13, 8:53 pm EDT	AgeX Therapeutics, Inc.AGE	John F MauldinDirector	65,000	—	—	65,000	—
Mar 11, 2019 AForm 4 →	Mar 13, 8:55 pm EDT	Cactus, Inc.WHD	Joel BenderCOO and Senior VP, Director, 10% Owner	40,139	—	—	75,227	—
Mar 11, 2019 AForm 4 →	Mar 13, 8:55 pm EDT	Cactus, Inc.WHD	Scott BenderPresident and CEO, Director, 10% Owner	40,139	—	—	75,227	—
Mar 11, 2019 AForm 4 →	Mar 13, 8:55 pm EDT	Cactus, Inc.WHD	Steven BenderVP of Operations	16,055	—	—	37,107	—
Mar 11, 2019 AForm 4 →	Mar 13, 8:56 pm EDT	Cactus, Inc.WHD	Cadent Energy Partners, LLCDirector, 10% Owner	2,675	—	—	2,675	—
Mar 11, 2019 AForm 4 →	Mar 13, 8:56 pm EDT	Cactus, Inc.WHD	David John IsaacGC and VP of Administration	12,041	—	—	21,157	—
Mar 11, 2019 AForm 4 →	Mar 13, 8:56 pm EDT	Cactus, Inc.WHD	Michael Y McGovernDirector	2,675	—	—	2,675	—
Mar 11, 2019 AForm 4 →	Mar 13, 8:57 pm EDT	Cactus, Inc.WHD	John A OdonnellDirector	2,675	—	—	2,675	—
Mar 11, 2019 AForm 4 →	Mar 13, 8:57 pm EDT	Cactus, Inc.WHD	Gary L RosenthalDirector	2,675	—	—	46,535	—
Mar 11, 2019 AForm 4 →	Mar 13, 8:58 pm EDT	Cactus, Inc.WHD	Alan SempleDirector	2,675	—	—	46,535	—
Mar 11, 2019 AForm 4 →	Mar 13, 8:58 pm EDT	Cactus, Inc.WHD	Ike C. SmithChief Accounting Officer	6,382	—	—	25,900	—
Mar 11, 2019 AForm 4 →	Mar 13, 8:58 pm EDT	Cactus, Inc.WHD	Stephen TadlockVP and Chief Admin Officer	40,218	—	—	106,008	—
Mar 11, 2019 AForm 4 →	Mar 13, 9:03 pm EDT	AgeX Therapeutics, Inc.AGE	Michael H. MulroyDirector	65,000	—	—	65,000	—
Mar 12, 2019 AForm 4 →	Mar 13, 9:03 pm EDT	LRAD CorpLRAD	John G CoburnDirector	30,000	—	—	30,000	—
Mar 12, 2019 AForm 4 →	Mar 13, 9:15 pm EDT	LRAD CorpLRAD	Daniel H McCollumDirector	30,000	—	—	30,000	—
Mar 12, 2019 AForm 4 →	Mar 13, 9:22 pm EDT	LRAD CorpLRAD	Richard Hoe Osgood IIIDirector	30,000	—	—	30,000	—
Mar 11, 2019 AForm 4 →	Mar 13, 9:35 pm EDT	AgeX Therapeutics, Inc.AGE	Hal SternbergVice President-Research	15,000	—	—	15,000	—
Mar 12, 2019 AForm 4/A →	Mar 13, 9:36 pm EDT	LRAD CorpLRAD	Scott L AnchinDirector	30,000	—	—	30,000	—
Mar 12, 2019 AForm 4/A →	Mar 13, 9:41 pm EDT	LRAD CorpLRAD	Laura ClagueDirector	30,000	—	—	30,000	—
Mar 11, 2019 AForm 4 →	Mar 13, 9:42 pm EDT	Hudson Pacific Properties, Inc.HPP	Mark T LammasCOO, CFO and Treasurer	60,387	—	—	109,665	—
Mar 11, 2019 AForm 4 →	Mar 13, 9:44 pm EDT	Hudson Pacific Properties, Inc.HPP	Kay Lee TidwellExecutive VP, General Counsel	25,676	—	—	40,636	—
Mar 11, 2019 AForm 4 →	Mar 13, 9:46 pm EDT	Hudson Pacific Properties, Inc.HPP	Victor J ColemanChief Executive Officer, Director	113,220	—	—	224,096	—
Mar 11, 2019 AForm 4 →	Mar 13, 9:48 pm EDT	Hudson Pacific Properties, Inc.HPP	Christopher James BartonEVP,Development & Capital Inv	37,722	—	—	57,081	—
Mar 11, 2019 AForm 4 →	Mar 13, 9:49 pm EDT	Hudson Pacific Properties, Inc.HPP	Arthur X. SuazoEVP, Leasing	27,156	—	—	48,275	—
Mar 11, 2019 AForm 4 →	Mar 13, 9:51 pm EDT	Hudson Pacific Properties, Inc.HPP	Joshua A. HatfieldEVP, Operations	27,156	—	—	50,035	—
Mar 11, 2019 AForm 4 →	Mar 13, 9:52 pm EDT	Hudson Pacific Properties, Inc.HPP	Alex VouvalidesChief Investment Officer	48,289	—	—	87,008	—
Mar 11, 2019 AForm 4 →	Mar 13, 9:52 pm EDT	AgeX Therapeutics, Inc.AGE	Michael D WestChief Executive Officer, Director	150,000	—	—	50,000	—
Mar 12, 2019 MForm 4 →	Mar 14, 6:02 am EDT	ANI PHARMACEUTICALS INCANIP	Robert W SchrepferSVP - New Bus Dev & Spec Sales	11,796	—	—	3,846	—
Mar 12, 2019 AForm 4 →	Mar 14, 9:29 am EDT	ARCHER DANIELS MIDLAND COADM	Terrell K CrewsDirector	240	—	—	29,620	—
Mar 12, 2019 AForm 4 →	Mar 14, 9:30 am EDT	ARCHER DANIELS MIDLAND COADM	Patrick J MooreDirector	471	—	—	58,267	—
Mar 12, 2019 AForm 4 →	Mar 14, 9:32 am EDT	ARCHER DANIELS MIDLAND COADM	Kelvin R WestbrookDirector	373	—	—	46,073	—
Mar 13, 2019 MForm 4 →	Mar 14, 11:24 am EDT	NOVAGOLD RESOURCES INCNG	David A. OttewellVice President & CFO	50,000	—	—	150,000	—
Mar 12, 2019 AForm 4 →	Mar 14, 1:28 pm EDT	Citi Trends IncCTRN	Bruce D SmithCEO and COO, Director	24,390	—	—	12,195	—
Mar 12, 2019 MForm 4 →	Mar 14, 1:54 pm EDT	HERITAGE COMMERCE CORPHTBK	Ranson W WebsterDirector	3,500	—	—	0	—
Mar 12, 2019 MForm 4 →	Mar 14, 2:21 pm EDT	Integer Holdings CorpITGR	Donald J SpenceDirector	50,559	—	—	0	—
Mar 13, 2019 MForm 4 →	Mar 14, 2:35 pm EDT	BIOMARIN PHARMACEUTICAL INCBMRN	Jean Jacques BienaimeChief Executive Officer, Director	3,000	—	—	42,000	—
Mar 14, 2019 MForm 4 →	Mar 14, 2:48 pm EDT	UNIVERSAL HEALTH SERVICES INCUHS	Alan B MillerChairman and CEO, Director, 10% Owner	90,000	—	—	0	—
Mar 12, 2019 MForm 4 →	Mar 14, 2:59 pm EDT	Crexendo, Inc.CXDO	Ron VincentChief Financial Officer	416	—	—	14,584	—
Mar 12, 2019 MForm 4 →	Mar 14, 3:37 pm EDT	TYLER TECHNOLOGIES INCTYL	John S Marr Jr.Executive Chairman, Director	30,000	—	—	146,000	—
Mar 12, 2019 MForm 4 →	Mar 14, 3:53 pm EDT	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Debashis ChatterjeePresident Global Delivery	297	—	—	2,672	—
Mar 12, 2019 MForm 4 →	Mar 14, 3:55 pm EDT	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Ramakrishna Prasad ChintamaneniPresident Global Inds. & Cnslt	3,090	—	—	7,908	—
Mar 12, 2019 MForm 4 →	Mar 14, 3:56 pm EDT	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Malcolm FrankExec. VP, Strategy & Marketing	854	—	—	7,692	—
Mar 13, 2019 MForm 4 →	Mar 14, 3:57 pm EDT	EXELON CorpEXC	Joseph NigroSr. EVP & Chief Fin. Officer	3,800	—	—	0	—
Mar 12, 2019 MForm 4 →	Mar 14, 3:58 pm EDT	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Matthew W. FriedrichGeneral Counsel	864	—	—	7,774	—
Mar 12, 2019 MForm 4 →	Mar 14, 3:59 pm EDT	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Sumithra GomatamPresident - Digital Operations	1,137	—	—	2,398	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.