Insider · CIK 0001509725

Michael H. Mulroy

Files at: LCTX, SER, AST. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $60k · 12sales $0 · 0net $60k

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 1, 2019 AFForm 4 →	Mar 5, 4:31 pm EST	Asterias Biotherapeutics, Inc.AST	329,194	$0.95	$72,759	273,622	—	plan?
Aug 27, 2018 PForm 4 →	Aug 29, 8:02 am EDT	Asterias Biotherapeutics, Inc.AST	3,141	$1.59	$5,000	97,604	+3.33%	plan?
Jul 25, 2018 PForm 4 →	Jul 27, 4:00 pm EDT	Asterias Biotherapeutics, Inc.AST	2,950	$1.69	$5,000	94,463	+3.22%	plan?
Jun 25, 2018 PForm 4 →	Jun 27, 7:03 am EDT	Asterias Biotherapeutics, Inc.AST	3,067	$1.63	$4,999	91,513	+3.47%	plan?
May 25, 2018 PForm 4 →	May 31, 5:00 pm EDT	Asterias Biotherapeutics, Inc.AST	3,153	$1.59	$5,000	88,446	+3.70%	plan? late
Apr 25, 2018 PForm 4 →	Apr 27, 4:33 pm EDT	Asterias Biotherapeutics, Inc.AST	3,752	$1.33	$4,990	85,293	+4.60%	plan?
Mar 26, 2018 PForm 4 →	Mar 28, 5:00 pm EDT	Asterias Biotherapeutics, Inc.AST	2,839	$1.76	$4,997	81,541	+3.61%	plan?
Mar 15, 2018 AFForm 4 →	Mar 19, 7:03 pm EDT	Asterias Biotherapeutics, Inc.AST	123,230	$1.95	$55,298	78,702	—	plan?
Feb 26, 2018 PForm 4 →	Feb 28, 4:21 pm EST	Asterias Biotherapeutics, Inc.AST	2,255	$2.22	$5,000	12,188	+22.7%	plan?
Jan 25, 2018 PForm 4 →	Jan 26, 4:01 pm EST	Asterias Biotherapeutics, Inc.AST	2,134	$2.34	$5,000	9,933	+27.4%	plan?
Dec 26, 2017 PForm 4 →	Dec 28, 7:41 pm EST	Asterias Biotherapeutics, Inc.AST	2,247	$2.22	$4,988	7,799	+40.5%	plan?
Nov 27, 2017 PForm 4 →	Nov 29, 4:01 pm EST	Asterias Biotherapeutics, Inc.AST	2,076	$2.41	$5,003	5,552	+59.7%	plan?
Oct 25, 2017 PForm 4 →	Oct 27, 4:00 pm EDT	Asterias Biotherapeutics, Inc.AST	1,939	$2.55	$4,944	3,476	+126%	plan?
Sep 25, 2017 PForm 4 →	Sep 27, 2:04 pm EDT	Asterias Biotherapeutics, Inc.AST	1,537	$3.25	$4,997	1,537	—	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 1, 2026 AForm 4 →	Jul 2, 5:00 pm EDT	Lineage Cell Therapeutics, Inc.LCTX	125,000	—	—	125,000	—
Mar 11, 2019 AForm 4 →	Mar 13, 9:03 pm EDT	AgeX Therapeutics, Inc.AGE	65,000	—	—	65,000	—
Jul 1, 2018 AForm 4 →	Jul 3, 6:22 pm EDT	BIOTIME INCBTX	40,000	—	—	40,000	—
Mar 15, 2018 AForm 4 →	Mar 19, 7:03 pm EDT	Asterias Biotherapeutics, Inc.AST	200,000	—	—	200,000	—
Jul 1, 2017 AForm 4 →	Jul 5, 7:46 pm EDT	BIOTIME INCBTX	20,000	—	—	20,000	—
Jun 26, 2017 AForm 4 →	Jun 28, 4:02 pm EDT	Asterias Biotherapeutics, Inc.AST	800,000	—	—	800,000	—
Jul 1, 2016 AForm 4 →	Jul 5, 8:01 pm EDT	BIOTIME INCBTX	20,000	—	—	20,000	—
Jul 1, 2015 AForm 4 →	Jul 6, 8:58 pm EDT	BIOTIME INCBTX	20,000	—	—	20,000	—