Company · CIK 0000876343 · SIC 2836 — Biological Products, (No Diagnostic Substances) · NYSE

Lineage Cell Therapeutics, Inc. · LCTX

Insider activity reported against this company. All insider holders · Files at: AST, IMDX. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $21.4M · 18sales $1.5M · 3net $19.8M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Mar 8, 2019 JForm 4 →	Mar 12, 4:45 pm EDT	BROADWOOD PARTNERS, L.P. +2Director, 10% Owner	3,757,430	—	—	33,728,991	—	plan?
Jan 1, 2019 FMForm 4 →	Jan 3, 8:35 pm EST	Brian M CulleyPresident and CEO, Director	140,880	$0.913	$37,323	59,120	—	plan?
Dec 18, 2018 FMForm 4 →	Dec 20, 8:40 am EST	Russell SkibstedChief Financial Officer	30,281	$1.03	$8,014	24,078	—	plan?
Dec 18, 2018 FMForm 4 →	Dec 20, 8:36 am EST	Stephana Eilene PattonGeneral Counsel & Secretary	37,010	$1.03	$9,795	34,485	—	plan?
Nov 1, 2018 GForm 5 →	Feb 14, 2019, 8:47 pm EST	Alfred D KingsleyDirector	20,000	—	—	5,451,555	—	plan?
Oct 4, 2018 FMForm 4 →	Oct 9, 7:18 pm EDT	Russell SkibstedChief Financial Officer	15,141	$2.22	$8,638	9,359	—	plan? late
Oct 4, 2018 FMForm 4 →	Oct 9, 6:19 pm EDT	Stephana Eilene PattonGeneral Counsel & Secretary	18,505	$2.22	$10,556	16,495	—	plan? late
Sep 17, 2018 FMForm 4 →	Sep 19, 9:38 pm EDT	Michael D WestCo-Chief Executive Officer, Director	14,721	$2.31	$8,739	893,913	—	plan?
Sep 11, 2018 PForm 4 →	Sep 13, 4:17 pm EDT	Deborah J AndrewsDirector	1,604	$2.35	$3,769	10,000	+19.1%	plan?
Jul 10, 2018 FMForm 4 →	Jul 12, 7:50 pm EDT	Michael D WestCo-Chief Executive Officer, Director	2,103	$2.20	$1,190	886,758	—	plan?
Jul 10, 2018 FMForm 4 →	Jul 12, 7:45 pm EDT	Aditya P. MohantyCo-Chief Executive Officer, Director	6,308	$2.20	$3,566	101,384	—	plan?
Apr 10, 2018 FMForm 4 →	Apr 12, 9:00 pm EDT	Michael D WestCo-Chief Executive Officer, Director	2,104	$2.49	$1,347	885,737	—	plan?
Apr 10, 2018 FMForm 4 →	Apr 12, 8:39 pm EDT	Aditya P. MohantyCo-Chief Executive Officer, Director	6,310	$2.49	$4,039	98,318	—	plan?
Jan 10, 2018 FMForm 4 →	Jan 12, 9:17 pm EST	Aditya P. MohantyCo-Chief Executive Officer, Director	6,744	$2.68	$5,513	95,252	—	plan?
Jan 10, 2018 FMForm 4 →	Jan 12, 8:30 pm EST	Michael D WestCo-Chief Executive Officer, Director	2,248	$2.68	$1,838	884,715	—	plan?
Dec 1, 2017 GForm 5 →	Feb 14, 2018, 9:45 pm EST	Corp /ny GreenbeltOther	100,000	—	—	1,043,346	—	plan?
Oct 13, 2017 PForm 4 →	Oct 17, 5:58 pm EDT	BROADWOOD PARTNERS, L.P. +2Director, 10% Owner	—	—	—	29,971,561	—	plan?
Oct 13, 2017 PForm 4 →	Oct 17, 5:58 pm EDT	BROADWOOD PARTNERS, L.P. +2Director, 10% Owner	2,692,307	$2.60	$6,999,998	29,971,561	+9.87%	plan?
Oct 10, 2017 FMForm 4 →	Oct 12, 9:35 pm EDT	Aditya P. MohantyCo-Chief Executive Officer, Director	6,450	$2.81	$4,951	92,622	—	plan?
Oct 10, 2017 FMForm 4 →	Oct 12, 7:35 pm EDT	Michael D WestCo-Chief Executive Officer, Director	2,151	$2.81	$1,652	883,839	—	plan?
Oct 1, 2017 GForm 5 →	Feb 14, 2018, 9:48 pm EST	Alfred D KingsleySee Remarks, Director	110,000	—	—	1,043,346	—	plan?
Aug 23, 2017 PForm 4 →	Aug 25, 4:33 pm EDT	Russell SkibstedChief Financial Officer	2,000	$2.64	$5,285	2,000	—	plan?
Aug 22, 2017 PForm 4 →	Aug 24, 6:58 pm EDT	BROADWOOD PARTNERS, L.P. +2Director, 10% Owner	—	—	—	27,279,254	—	plan?
Aug 22, 2017 PForm 4 →	Aug 24, 6:58 pm EDT	BROADWOOD PARTNERS, L.P. +2Director, 10% Owner	10,000	$2.60	$25,955	27,279,254	+0.04%	plan?
Aug 22, 2017 PForm 4 →	Aug 23, 7:23 pm EDT	Michael D WestCo-Chief Executive Officer, Director	2,000	$2.60	$5,198	882,864	+0.23%	plan?
Aug 21, 2017 PForm 4 →	Aug 23, 6:31 pm EDT	Deborah J AndrewsDirector	2,396	$2.50	$5,990	8,396	+39.9%	plan?
Aug 21, 2017 PForm 4 →	Aug 22, 8:43 pm EDT	Stephana Eilene PattonGeneral Counsel	7,500	$2.58	$19,376	7,500	—	plan?
Aug 21, 2017 PForm 4 →	Aug 22, 8:22 pm EDT	Aditya P. MohantyCo-Chief Executive Officer, Director	7,500	$2.50	$18,750	89,696	+9.12%	plan?
Aug 17, 2017 DForm 4 →	Aug 21, 9:21 pm EDT	Alfred D KingsleySee Remarks, Director	300,000	$2.81	$843,000	5,481,555	—	plan?
Jul 31, 2017 PForm 4 →	Aug 2, 6:37 pm EDT	BROADWOOD PARTNERS, L.P. +2Director, 10% Owner	—	—	—	27,269,254	—	plan?
Jul 31, 2017 PForm 4 →	Aug 2, 6:37 pm EDT	BROADWOOD PARTNERS, L.P. +2Director, 10% Owner	150,000	$2.80	$420,000	27,269,254	+0.55%	plan?
Jul 31, 2017 SForm 4 →	Aug 2, 6:27 pm EDT	Alfred D KingsleySee Remarks, Director	150,000	$2.80	$420,000	5,781,555	−2.53%	plan?
Jul 10, 2017 FMForm 4 →	Jul 12, 7:26 pm EDT	Aditya P. MohantyCo-Chief Executive Officer, Director	6,449	$3.09	$5,445	82,196	—	plan?
Jul 10, 2017 FMForm 4 →	Jul 12, 7:21 pm EDT	Michael D WestCo-Chief Executive Officer, Director	2,149	$3.09	$1,814	880,864	—	plan?
Jun 16, 2017 PForm 4 →	Jun 21, 8:19 pm EDT	Deborah J AndrewsDirector	2,000	$2.95	$5,900	6,000	+50.0%	plan? late
May 16, 2017 PForm 4 →	May 17, 8:52 pm EDT	Deborah J AndrewsDirector	2,000	$3.21	$6,410	4,000	+100%	plan?
Apr 10, 2017 FMForm 4 →	May 1, 9:18 pm EDT	Aditya P. MohantyCo-Chief Executive Officer, Director	25,796	$3.33	$23,463	79,271	—	plan? late
Apr 10, 2017 FMForm 4 →	May 1, 8:58 pm EDT	Michael D WestCo-Chief Executive Officer, Director	8,598	$3.33	$7,819	879,889	—	plan? late
Feb 15, 2017 PForm 4 →	Feb 17, 5:02 pm EST	BROADWOOD PARTNERS, L.P. +2Director, 10% Owner	—	—	—	27,119,254	—	plan?
Feb 15, 2017 PForm 4 →	Feb 17, 5:02 pm EST	BROADWOOD PARTNERS, L.P. +2Director, 10% Owner	2,222,222	$2.70	$5,999,999	27,119,254	+8.93%	plan?
Jan 3, 2017 JForm 4 →	Jan 6, 9:56 pm EST	Alfred D KingsleySee Remarks, Director	238,469	—	—	1,143,346	—	plan? late
Jan 3, 2017 JForm 4 →	Jan 6, 9:52 pm EST	Corp /ny GreenbeltOther	238,459	—	—	1,143,346	—	plan? late
Dec 1, 2016 GForm 5 →	Jan 6, 2017, 9:47 pm EST	Alfred D KingsleySee Remarks, Director	69,300	—	—	1,381,805	—	plan?
Dec 1, 2016 GForm 5 →	Jan 6, 2017, 9:40 pm EST	Corp /ny GreenbeltOther	69,300	—	—	1,381,805	—	plan?
Jun 21, 2016 PForm 4 →	Jun 23, 5:16 pm EDT	BROADWOOD PARTNERS LP +2Director, 10% Owner	—	—	—	24,897,032	—	plan?
Jun 21, 2016 PForm 4 →	Jun 23, 5:16 pm EDT	BROADWOOD PARTNERS LP +2Director, 10% Owner	2,732,636	$2.39	$6,531,000	24,897,032	+12.3%	plan?
Apr 11, 2016 AForm 4 →	Apr 11, 9:57 pm EDT	Aditya P. MohantyCo-Chief Executive Officer, Director	67,567	$2.96	$199,998	67,567	—	plan?
Apr 6, 2016 GForm 5 →	Feb 14, 2017, 7:49 pm EST	Judith SegallVice President & Secretary	1,900	$3.25	$6,175	591,245	—	plan?
Jan 20, 2016 PForm 4 →	Jan 22, 5:21 pm EST	BROADWOOD PARTNERS LP +2Director, 10% Owner	—	—	—	22,164,396	—	plan?
Jan 20, 2016 PForm 4 →	Jan 22, 5:21 pm EST	BROADWOOD PARTNERS LP +2Director, 10% Owner	300,000	$2.35	$705,000	22,164,396	+1.37%	plan?
Jan 20, 2016 SForm 4 →	Jan 22, 5:01 pm EST	Alfred D KingsleySee Remarks, Director, 10% Owner	300,000	$2.35	$705,000	5,638,055	−5.05%	plan?
Dec 1, 2015 GForm 5 →	Feb 17, 2016, 9:04 pm EST	Corp /ny Greenbelt10% Owner	55,800	—	—	1,451,105	—	plan?
Dec 1, 2015 GForm 5/A →	Feb 17, 2016, 8:57 pm EST	Alfred D KingsleySee Remarks, Director, 10% Owner	62,300	—	—	1,451,105	—	plan?
Nov 6, 2015 PForm 4 →	Nov 10, 9:47 pm EST	Stephen C FarrellDirector	50,000	$3.83	$191,500	97,450	+105%	plan?
Nov 6, 2015 PForm 4 →	Nov 10, 9:41 pm EST	Angus C. RussellDirector	50,000	$3.83	$191,500	67,500	+286%	plan?
Nov 6, 2015 SForm 4 →	Nov 10, 9:38 pm EST	Alfred D KingsleySee Remarks, Director, 10% Owner	100,000	$3.83	$383,000	5,938,055	−1.66%	plan?
Oct 2, 2015 JForm 4 →	Oct 6, 6:03 pm EDT	BROADWOOD PARTNERS LP +2Director, 10% Owner	1,600,000	$3.19	$5,104,000	21,864,396	—	plan?
Sep 14, 2015 JForm 4 →	Sep 16, 5:47 pm EDT	BROADWOOD PARTNERS LP +2Director, 10% Owner	2,431,611	$3.29	$8,000,000	20,264,396	—	plan?
Aug 26, 2015 PForm 4 →	Aug 26, 6:18 pm EDT	Deborah J AndrewsDirector	2,000	$2.82	$5,640	2,000	—	plan?
Aug 14, 2015 PForm 4 →	Aug 18, 6:52 pm EDT	Stephen LaHue CarttDirector	75,000	$2.80	$210,067	155,125	+93.6%	plan?
Jan 5, 2015 GForm 5/A →	Feb 17, 2016, 9:12 pm EST	Judith SegallVice President & Secretary, Director	1,500	$4.11	$6,165	593,145	—	plan?
Jan 15, 2014 GForm 5 →	Feb 17, 2015, 9:25 pm EST	Corp /ny Greenbelt10% Owner	120,500	—	—	1,506,905	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 1, 2026 AForm 4 →	Jul 2, 5:33 pm EDT	Neal C BradsherDirector, 10% Owner	125,000	—	—	125,000	—
Jul 1, 2026 AForm 4 →	Jul 2, 5:00 pm EDT	Anula JayasuriyaDirector	125,000	—	—	125,000	—
Jul 1, 2026 AForm 4 →	Jul 2, 5:00 pm EDT	Michael H. MulroyDirector	125,000	—	—	125,000	—
Jul 1, 2026 AForm 4 →	Jul 2, 5:00 pm EDT	Deborah J AndrewsDirector	125,000	—	—	125,000	—
Jul 1, 2026 AForm 4 →	Jul 2, 5:00 pm EDT	Angus C. RussellDirector	125,000	—	—	125,000	—
Jul 1, 2026 AForm 4 →	Jul 2, 5:00 pm EDT	Dipti AminDirector	125,000	—	—	125,000	—
Jan 7, 2019 AForm 4 →	Jan 9, 8:20 pm EST	Brandi RobertsCFO & SVP, Finance	500,000	—	—	500,000	—
Jan 1, 2019 MForm 4 →	Jan 3, 8:35 pm EST	Brian M CulleyPresident and CEO, Director	100,000	—	—	0	—
Dec 18, 2018 MForm 4 →	Dec 20, 8:40 am EST	Russell SkibstedChief Financial Officer	22,500	—	—	11,250	—
Dec 18, 2018 MForm 4 →	Dec 20, 8:36 am EST	Stephana Eilene PattonGeneral Counsel & Secretary	27,500	—	—	13,750	—
Oct 4, 2018 MForm 4 →	Oct 9, 7:18 pm EDT	Russell SkibstedChief Financial Officer	11,250	—	—	33,750	—	late
Oct 4, 2018 MForm 4 →	Oct 9, 6:19 pm EDT	Stephana Eilene PattonGeneral Counsel & Secretary	13,750	—	—	41,250	—	late
Sep 17, 2018 MForm 4 →	Sep 19, 9:38 pm EDT	Michael D WestCo-Chief Executive Officer, Director	10,938	—	—	0	—
Sep 17, 2018 AForm 4 →	Sep 19, 9:07 pm EDT	Brian M CulleyPresident and CEO, Director	1,800,000	—	—	100,000	—
Jul 10, 2018 MForm 4 →	Jul 12, 7:50 pm EDT	Michael D WestCo-Chief Executive Officer, Director	1,562	—	—	10,938	—
Jul 10, 2018 MForm 4 →	Jul 12, 7:45 pm EDT	Aditya P. MohantyCo-Chief Executive Officer, Director	4,687	—	—	32,813	—
Jul 1, 2018 AForm 4 →	Jul 3, 6:47 pm EDT	Alfred D KingsleySee Remarks, Director	70,000	—	—	70,000	—
Jul 1, 2018 AForm 4 →	Jul 3, 6:34 pm EDT	Angus C. RussellDirector	40,000	—	—	40,000	—
Jul 1, 2018 AForm 4 →	Jul 3, 6:26 pm EDT	Cavan M. RedmondDirector	40,000	—	—	40,000	—
Jul 1, 2018 AForm 4 →	Jul 3, 6:22 pm EDT	Michael H. MulroyDirector	40,000	—	—	40,000	—
Jul 1, 2018 AForm 4 →	Jul 3, 6:16 pm EDT	Stephen C FarrellDirector	40,000	—	—	40,000	—
Jul 1, 2018 AForm 4 →	Jul 3, 6:04 pm EDT	Deborah J AndrewsDirector	40,000	—	—	40,000	—
Jul 1, 2018 AForm 4 →	Jul 3, 5:31 pm EDT	Neal C BradsherDirector, 10% Owner	40,000	—	—	40,000	—
Apr 10, 2018 MForm 4 →	Apr 12, 9:00 pm EDT	Michael D WestCo-Chief Executive Officer, Director	1,563	—	—	12,500	—
Apr 10, 2018 MForm 4 →	Apr 12, 8:39 pm EDT	Aditya P. MohantyCo-Chief Executive Officer, Director	4,688	—	—	37,500	—
Mar 15, 2018 AForm 4 →	Mar 19, 7:08 pm EDT	Stephana Eilene PattonGeneral Counsel & Secretary	125,000	—	—	125,000	—
Mar 15, 2018 AForm 4 →	Mar 19, 7:05 pm EDT	Russell SkibstedChief Financial Officer	150,000	—	—	150,000	—
Mar 15, 2018 AForm 4 →	Mar 19, 7:04 pm EDT	Aditya P. MohantyCo-Chief Executive Officer, Director	200,000	—	—	200,000	—
Jan 10, 2018 MForm 4 →	Jan 12, 9:17 pm EST	Aditya P. MohantyCo-Chief Executive Officer, Director	4,687	—	—	42,188	—
Jan 10, 2018 MForm 4 →	Jan 12, 8:30 pm EST	Michael D WestCo-Chief Executive Officer, Director	1,562	—	—	14,063	—
Oct 10, 2017 MForm 4 →	Oct 12, 9:35 pm EDT	Aditya P. MohantyCo-Chief Executive Officer, Director	4,688	—	—	46,875	—
Oct 10, 2017 MForm 4 →	Oct 12, 7:35 pm EDT	Michael D WestCo-Chief Executive Officer, Director	1,563	—	—	15,625	—
Jul 10, 2017 MForm 4 →	Jul 12, 7:26 pm EDT	Aditya P. MohantyCo-Chief Executive Officer, Director	4,687	—	—	51,563	—
Jul 10, 2017 MForm 4 →	Jul 12, 7:21 pm EDT	Michael D WestCo-Chief Executive Officer, Director	1,562	—	—	17,188	—
Jul 1, 2017 AForm 4 →	Jul 5, 8:34 pm EDT	Alfred D KingsleySee Remarks, Director	50,000	—	—	50,000	—
Jul 1, 2017 AForm 4 →	Jul 5, 8:22 pm EDT	David SchlachetDirector	20,000	—	—	20,000	—
Jul 1, 2017 AForm 4 →	Jul 5, 7:52 pm EDT	Angus C. RussellDirector	20,000	—	—	20,000	—
Jul 1, 2017 AForm 4 →	Jul 5, 7:46 pm EDT	Michael H. MulroyDirector	20,000	—	—	20,000	—
Jul 1, 2017 AForm 4 →	Jul 5, 7:41 pm EDT	Stephen C FarrellDirector	20,000	—	—	20,000	—
Jul 1, 2017 AForm 4 →	Jul 5, 7:36 pm EDT	Deborah J AndrewsDirector	20,000	—	—	20,000	—
Jul 1, 2017 AForm 4 →	Jul 5, 6:02 pm EDT	Neal C BradsherDirector, 10% Owner	20,000	—	—	20,000	—
Jun 6, 2017 AForm 4 →	Jun 8, 5:18 pm EDT	Russell SkibstedChief Financial Officer	250,000	—	—	250,000	—
Jun 6, 2017 AForm 4 →	Jun 8, 5:10 pm EDT	Aditya P. MohantyCo-Chief Executive Officer, Director	650,000	—	—	650,000	—
Apr 10, 2017 MForm 4 →	May 1, 9:18 pm EDT	Aditya P. MohantyCo-Chief Executive Officer, Director	18,750	—	—	56,250	—	late
Apr 10, 2017 MForm 4 →	May 1, 8:58 pm EDT	Michael D WestCo-Chief Executive Officer, Director	6,250	—	—	18,750	—	late
Oct 19, 2016 AForm 4 →	Nov 18, 8:58 pm EST	James A. KnightSr VP, Head of Corporate Dev	300,000	—	—	300,000	—	late
Sep 8, 2016 AForm 4 →	Sep 9, 9:06 pm EDT	Russell SkibstedChief Financial Officer	50,000	—	—	50,000	—
Jul 1, 2016 AForm 4 →	Jul 5, 9:35 pm EDT	David SchlachetDirector	20,000	—	—	20,000	—
Jul 1, 2016 AForm 4 →	Jul 5, 8:01 pm EDT	Michael H. MulroyDirector	20,000	—	—	20,000	—
Jul 1, 2016 AForm 4 →	Jul 5, 7:53 pm EDT	Angus C. RussellDirector	20,000	—	—	20,000	—
Jul 1, 2016 AForm 4 →	Jul 5, 7:45 pm EDT	Alfred D KingsleySee Remarks, Director	50,000	—	—	50,000	—
Jul 1, 2016 AForm 4 →	Jul 5, 7:42 pm EDT	Stephen C FarrellDirector	20,000	—	—	20,000	—
Jul 1, 2016 AForm 4 →	Jul 5, 7:32 pm EDT	Deborah J AndrewsDirector	20,000	—	—	20,000	—
Jul 1, 2016 AForm 4 →	Jul 5, 5:10 pm EDT	Neal C BradsherDirector, 10% Owner	20,000	—	—	20,000	—
Apr 7, 2016 AForm 4 →	Apr 11, 9:59 pm EDT	Michael D WestCo-Chief Executive Officer, Director	200,000	—	—	25,000	—
Apr 7, 2016 AForm 4 →	Apr 11, 9:57 pm EDT	Aditya P. MohantyCo-Chief Executive Officer, Director	450,000	—	—	75,000	—
Jan 20, 2016 AForm 4 →	Mar 4, 6:34 pm EST	Judith SegallVice President & Secretary, Director	25,000	—	—	25,000	—	late
Jul 10, 2015 AForm 4 →	Jul 14, 9:47 pm EDT	Robert PeabodySr. VP and CFO	100,000	—	—	100,000	—
Jul 10, 2015 AForm 4 →	Jul 14, 9:28 pm EDT	Michael D WestChief Executive Officer, Director	200,000	—	—	200,000	—
Jul 1, 2015 AForm 4 →	Jul 6, 9:16 pm EDT	David SchlachetDirector	20,000	—	—	20,000	—
Jul 1, 2015 AForm 4 →	Jul 6, 9:09 pm EDT	Angus C. RussellDirector	20,000	—	—	20,000	—
Jul 1, 2015 AForm 4 →	Jul 6, 8:58 pm EDT	Michael H. MulroyDirector	20,000	—	—	20,000	—
Jul 1, 2015 AForm 4 →	Jul 6, 8:52 pm EDT	Stephen C FarrellDirector	20,000	—	—	20,000	—
Jul 1, 2015 AForm 4 →	Jul 6, 8:47 pm EDT	Stephen LaHue CarttDirector	20,000	—	—	20,000	—
Jul 1, 2015 AForm 4 →	Jul 6, 8:42 pm EDT	Deborah J AndrewsDirector	20,000	—	—	20,000	—
Jul 1, 2015 AForm 4 →	Jul 6, 8:36 pm EDT	Alfred D KingsleySee Remarks, Director, 10% Owner	50,000	—	—	50,000	—
Jul 1, 2015 AForm 4 →	Jul 6, 5:39 pm EDT	Neal C BradsherDirector, 10% Owner	20,000	—	—	20,000	—
Mar 3, 2015 AForm 4 →	Mar 5, 7:57 pm EST	Judith SegallVice President & Secretary, Director	50,000	—	—	50,000	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Feb 29, 2016 JForm 4 →	Mar 2, 9:51 pm EST	Asterias Biotherapeutics, Inc.AST	75,771	—	—	21,747,569	—	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Feb 29, 2016 JForm 4 →	Mar 2, 9:51 pm EST	Asterias Biotherapeutics, Inc.AST	3,150,000	—	—	0	—