Insider · CIK 0001278386
BROADWOOD PARTNERS, L.P.
Files at: AST, LCTX, IMDX, STAA, CMRO. On EDGAR ↗
Reported trades — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2019 JForm 4 → | Mar 12, 4:58 pm EDT | Asterias Biotherapeutics, Inc.no symbol | 5,292,156 | — | — | 0 | — | plan? |
| Mar 8, 2019 JForm 4 → | Mar 12, 4:45 pm EDT | BIOTIME INCBTX | 3,757,430 | — | — | 33,728,991 | — | plan? |
| Feb 8, 2019 PForm 4 → | Feb 12, 5:23 pm EST | OncoCyte CorpOCX | — | — | — | 8,098,267 | — | plan? |
| Feb 8, 2019 PForm 4 → | Feb 12, 5:23 pm EST | OncoCyte CorpOCX | 533,333 | $3.75 | $1,999,999 | 8,098,267 | +7.05% | plan? |
| Oct 1, 2018 JForm 4 → | Oct 3, 6:54 pm EDT | STAAR SURGICAL COSTAA | 114,549 | — | — | 10,740,630 | — | plan? |
| Mar 28, 2018 PForm 4 → | Mar 30, 4:28 pm EDT | OncoCyte CorpOCX | — | — | — | 7,564,934 | — | plan? |
| Mar 28, 2018 PForm 4 → | Mar 30, 4:28 pm EDT | OncoCyte CorpOCX | 3,968,254 | $1.26 | $5,000,000 | 7,564,934 | +110% | plan? |
| Oct 16, 2017 PForm 4 → | Oct 18, 5:34 pm EDT | Asterias Biotherapeutics, Inc.no symbol | — | — | — | 5,292,156 | — | plan? |
| Oct 16, 2017 PForm 4 → | Oct 18, 5:34 pm EDT | Asterias Biotherapeutics, Inc.no symbol | 1,592,308 | $2.60 | $4,140,001 | 5,292,156 | +43.0% | plan? |
| Oct 13, 2017 PForm 4 → | Oct 17, 5:58 pm EDT | BIOTIME INCBTX | — | — | — | 29,971,561 | — | plan? |
| Oct 13, 2017 PForm 4 → | Oct 17, 5:58 pm EDT | BIOTIME INCBTX | 2,692,307 | $2.60 | $6,999,998 | 29,971,561 | +9.87% | plan? |
| Sep 15, 2017 SForm 4 → | Sep 18, 5:22 pm EDT | COMARCO INCCMRO | — | — | — | 0 | — | plan? |
| Sep 15, 2017 SForm 4 → | Sep 18, 5:22 pm EDT | COMARCO INCCMRO | 1,548,636 | $0.001 | $1,549 | 0 | −100% | plan? |
| Aug 22, 2017 PForm 4 → | Aug 24, 6:58 pm EDT | BIOTIME INCBTX | — | — | — | 27,279,254 | — | plan? |
| Aug 22, 2017 PForm 4 → | Aug 24, 6:58 pm EDT | BIOTIME INCBTX | 10,000 | $2.60 | $25,955 | 27,279,254 | +0.04% | plan? |
| Jul 31, 2017 PForm 4 → | Aug 2, 6:37 pm EDT | BIOTIME INCBTX | — | — | — | 27,269,254 | — | plan? |
| Jul 31, 2017 PForm 4 → | Aug 2, 6:37 pm EDT | BIOTIME INCBTX | 150,000 | $2.80 | $420,000 | 27,269,254 | +0.55% | plan? |
| Jul 21, 2017 XForm 4 → | Jul 25, 5:14 pm EDT | OncoCyte CorpOCX | 540,000 | $3.25 | $1,755,000 | 3,596,680 | — | plan? |
| Feb 17, 2017 XForm 4 → | Feb 22, 5:10 pm EST | OncoCyte CorpOCX | 425,000 | $3.25 | $1,381,250 | 3,056,680 | — | plan? |
| Feb 15, 2017 PForm 4 → | Feb 17, 5:02 pm EST | BIOTIME INCBTX | — | — | — | 27,119,254 | — | plan? |
| Feb 15, 2017 PForm 4 → | Feb 17, 5:02 pm EST | BIOTIME INCBTX | 2,222,222 | $2.70 | $5,999,999 | 27,119,254 | +8.93% | plan? |
| Jun 28, 2016 PForm 4 → | Jun 30, 5:00 pm EDT | STAAR SURGICAL COSTAA | — | — | — | 10,855,179 | — | plan? |
| Jun 28, 2016 PForm 4 → | Jun 30, 5:00 pm EDT | STAAR SURGICAL COSTAA | 14,144 | $5.24 | $74,081 | 10,855,179 | +0.13% | plan? |
| Jun 21, 2016 PForm 4 → | Jun 23, 5:16 pm EDT | BIOTIME INCBTX | — | — | — | 24,897,032 | — | plan? |
| Jun 21, 2016 PForm 4 → | Jun 23, 5:16 pm EDT | BIOTIME INCBTX | 2,732,636 | $2.39 | $6,531,000 | 24,897,032 | +12.3% | plan? |
| May 23, 2016 PForm 4 → | May 25, 5:32 pm EDT | STAAR SURGICAL COSTAA | — | — | — | 10,841,035 | — | plan? |
| May 23, 2016 PForm 4 → | May 25, 5:32 pm EDT | STAAR SURGICAL COSTAA | 77,842 | $5.16 | $401,729 | 10,841,035 | +0.72% | plan? |
| May 17, 2016 PForm 4 → | May 19, 5:35 pm EDT | STAAR SURGICAL COSTAA | — | — | — | 10,763,193 | — | plan? |
| May 17, 2016 PForm 4 → | May 19, 5:35 pm EDT | STAAR SURGICAL COSTAA | 9,313 | $5.23 | $48,693 | 10,763,193 | +0.09% | plan? |
| May 13, 2016 PForm 4 → | May 13, 5:33 pm EDT | Asterias Biotherapeutics, Inc.AST | 2,058,823 | — | — | 3,699,848 | — | plan? |
| May 12, 2016 PForm 4 → | May 16, 5:56 pm EDT | STAAR SURGICAL COSTAA | — | — | — | 10,753,880 | — | plan? |
| May 12, 2016 PForm 4 → | May 16, 5:56 pm EDT | STAAR SURGICAL COSTAA | 336,210 | $5.49 | $1,847,432 | 10,753,880 | +3.23% | plan? |
| Feb 11, 2016 PForm 4/A → | Feb 16, 7:00 pm EST | STAAR SURGICAL COSTAA | — | — | — | 10,417,670 | — | plan? |
| Feb 11, 2016 PForm 4/A → | Feb 16, 7:00 pm EST | STAAR SURGICAL COSTAA | 554,066 | $6.01 | $3,329,937 | 10,417,670 | +5.62% | plan? |
| Feb 11, 2016 PForm 4 → | Feb 16, 5:18 pm EST | STAAR SURGICAL COSTAA | — | — | — | — | — | plan? |
| Feb 11, 2016 PForm 4 → | Feb 16, 5:18 pm EST | STAAR SURGICAL COSTAA | 554,066 | $6.01 | $3,329,937 | — | — | plan? |
| Feb 5, 2016 PForm 4 → | Feb 9, 4:54 pm EST | STAAR SURGICAL COSTAA | — | — | — | 9,863,604 | — | plan? |
| Feb 5, 2016 PForm 4 → | Feb 9, 4:54 pm EST | STAAR SURGICAL COSTAA | 91,770 | $6.25 | $573,207 | 9,863,604 | +0.94% | plan? |
| Feb 2, 2016 PForm 4 → | Feb 4, 5:04 pm EST | STAAR SURGICAL COSTAA | — | — | — | 9,771,834 | — | plan? |
| Feb 2, 2016 PForm 4 → | Feb 4, 5:04 pm EST | STAAR SURGICAL COSTAA | 121,599 | $6.40 | $778,812 | 9,771,834 | +1.26% | plan? |
| Jan 28, 2016 PForm 4 → | Feb 1, 5:11 pm EST | STAAR SURGICAL COSTAA | — | — | — | 9,650,235 | — | plan? |
| Jan 28, 2016 PForm 4 → | Feb 1, 5:11 pm EST | STAAR SURGICAL COSTAA | 65,983 | $6.48 | $427,635 | 9,650,235 | +0.69% | plan? |
| Jan 25, 2016 PForm 4 → | Jan 27, 5:59 pm EST | STAAR SURGICAL COSTAA | — | — | — | 9,584,252 | — | plan? |
| Jan 25, 2016 PForm 4 → | Jan 27, 5:59 pm EST | STAAR SURGICAL COSTAA | 239,013 | $6.63 | $1,585,800 | 9,584,252 | +2.56% | plan? |
| Jan 20, 2016 PForm 4 → | Jan 22, 5:21 pm EST | BIOTIME INCBTX | — | — | — | 22,164,396 | — | plan? |
| Jan 20, 2016 PForm 4 → | Jan 22, 5:21 pm EST | BIOTIME INCBTX | 300,000 | $2.35 | $705,000 | 22,164,396 | +1.37% | plan? |
| Jan 19, 2016 PForm 4 → | Jan 21, 5:22 pm EST | STAAR SURGICAL COSTAA | — | — | — | 9,345,239 | — | plan? |
| Jan 19, 2016 PForm 4 → | Jan 21, 5:22 pm EST | STAAR SURGICAL COSTAA | 72,858 | $6.75 | $491,621 | 9,345,239 | +0.79% | plan? |
| Jan 13, 2016 PForm 4 → | Jan 15, 5:13 pm EST | STAAR SURGICAL COSTAA | — | — | — | 9,272,381 | — | plan? |
| Jan 13, 2016 PForm 4 → | Jan 15, 5:13 pm EST | STAAR SURGICAL COSTAA | 135,725 | $6.73 | $913,179 | 9,272,381 | +1.49% | plan? |
| Jan 8, 2016 PForm 4 → | Jan 12, 5:00 pm EST | STAAR SURGICAL COSTAA | — | — | — | 9,136,656 | — | plan? |
| Jan 8, 2016 PForm 4 → | Jan 12, 5:00 pm EST | STAAR SURGICAL COSTAA | 86,586 | $6.83 | $591,485 | 9,136,656 | +0.96% | plan? |
| Jan 5, 2016 PForm 4 → | Jan 7, 6:29 pm EST | STAAR SURGICAL COSTAA | — | — | — | 9,050,070 | — | plan? |
| Jan 5, 2016 PForm 4 → | Jan 7, 6:29 pm EST | STAAR SURGICAL COSTAA | 267,047 | $6.95 | $1,856,079 | 9,050,070 | +3.04% | plan? |
| Dec 30, 2015 PForm 4 → | Jan 4, 2016, 5:28 pm EST | STAAR SURGICAL COSTAA | — | — | — | 8,783,023 | — | plan? |
| Dec 30, 2015 PForm 4 → | Jan 4, 2016, 5:28 pm EST | STAAR SURGICAL COSTAA | 165,461 | $7.11 | $1,176,188 | 8,783,023 | +1.92% | plan? |
| Oct 2, 2015 JForm 4 → | Oct 6, 6:03 pm EDT | BIOTIME INCBTX | 1,600,000 | $3.19 | $5,104,000 | 21,864,396 | — | plan? |
| Sep 25, 2015 PForm 4 → | Sep 29, 6:32 pm EDT | STAAR SURGICAL COSTAA | — | — | — | 8,617,562 | — | plan? |
| Sep 25, 2015 PForm 4 → | Sep 29, 6:32 pm EDT | STAAR SURGICAL COSTAA | 311,099 | $7.08 | $2,203,749 | 8,617,562 | +3.75% | plan? |
| Sep 14, 2015 JForm 4 → | Sep 16, 5:47 pm EDT | BIOTIME INCBTX | 2,431,611 | $3.29 | $8,000,000 | 20,264,396 | — | plan? |
| Aug 21, 2015 PForm 4 → | Aug 25, 5:58 pm EDT | STAAR SURGICAL COSTAA | — | — | — | 8,306,463 | — | plan? |
| Aug 21, 2015 PForm 4 → | Aug 25, 5:58 pm EDT | STAAR SURGICAL COSTAA | 188,881 | $7.17 | $1,354,241 | 8,306,463 | +2.33% | plan? |
| May 27, 2015 XForm 4 → | May 29, 5:34 pm EDT | STAAR SURGICAL COSTAA | 700,000 | $4.00 | $2,800,000 | 8,117,582 | — | plan? |
| May 21, 2015 XForm 4 → | May 26, 5:47 pm EDT | Asterias Biotherapeutics, Inc.AST | 1,000,000 | $2.34 | $2,340,000 | 1,641,025 | — | plan? |
| Feb 10, 2015 JForm 4 → | Feb 11, 5:52 pm EST | Asterias Biotherapeutics, Inc.AST | 641,025 | $3.90 | $2,499,998 | 641,025 | — | plan? |
Reported trades — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2017 JPForm 4 → | Sep 13, 6:35 pm EDT | COMARCO INCCMRO | 23,026,500 | — | — | 18,026,500 | — | |
| Jul 21, 2017 JXForm 4 → | Jul 25, 5:14 pm EDT | OncoCyte CorpOCX | 810,000 | — | — | 270,000 | — | |
| Feb 17, 2017 JXForm 4 → | Feb 22, 5:10 pm EST | OncoCyte CorpOCX | 637,500 | — | — | 212,500 | — | |
| May 13, 2016 PForm 4 → | May 13, 5:33 pm EDT | Asterias Biotherapeutics, Inc.AST | 1,029,412 | — | — | 1,029,412 | — | |
| May 27, 2015 XForm 4 → | May 29, 5:34 pm EDT | STAAR SURGICAL COSTAA | 700,000 | — | — | 0 | — | |
| May 21, 2015 XForm 4 → | May 26, 5:47 pm EDT | Asterias Biotherapeutics, Inc.AST | 1,000,000 | — | — | 0 | — |