SEC Form 4/A · accession 0000919574-16-011195
STAAR SURGICAL CO · STAA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
BROADWOOD PARTNERS LP
10% Owner
BROADWOOD CAPITAL INC
10% Owner
Neal C Bradsher
10% Owner
Period of report
Feb 11, 2016
Accepted (ET)
Feb 16, 2016 · 7:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000718937
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 11, 2016 | P | 554,066 | $6.01 | A | 10,417,670 | D | |
| Common StockF2 | Feb 11, 2016 | P$0 | 0 | $0.00 | A | 10,417,670 | I | See Footnote |
| Common StockF3 | holding | — | — | — | 25,900 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities are owned by Broadwood Partners, L.P., which is a Reporting Person.
- F2The reported securities are directly owned by Broadwood Partners, L.P. and may be deemed beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners, L.P. and Neal C. Bradsher as President of Broadwood Capital, Inc. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F3These securities are owned by Neal C. Bradsher, who is a Reporting Person.
Remarks
This Form 4/A amends the Form 4 filing dated February 16, 2016, to correct a clerical error related to the number of securities beneficially owned following the reported transactions and certain formatting errors. Accordingly, the previous Form 4 filed on February 16, 2016 should be disregarded.