Company · CIK 0001572552 · SIC 2836 — Biological Products, (No Diagnostic Substances)
Asterias Biotherapeutics, Inc. · AST
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2019 JForm 4 → | Mar 12, 4:58 pm EDT | BROADWOOD PARTNERS, L.P. +2Other | 5,292,156 | — | — | 0 | — | plan? |
| Mar 1, 2019 AFForm 4 → | Mar 5, 4:32 pm EST | Edward WirthChief Medical Officer | 205,278 | $0.95 | $46,385 | 267,194 | — | plan? |
| Mar 1, 2019 AFForm 4 → | Mar 5, 4:31 pm EST | Michael H. MulroyPresident and CEO, Director | 329,194 | $0.95 | $72,759 | 273,622 | — | plan? |
| Mar 1, 2019 AFForm 4 → | Mar 5, 4:30 pm EST | Ryan Daniel ChavezCFO and General Counsel | 189,734 | $0.95 | $42,247 | 255,509 | — | plan? |
| Jan 2, 2019 FForm 4 → | Jan 4, 5:05 pm EST | Ryan Daniel ChavezCFO and General Counsel | 20,440 | $0.68 | $13,899 | 154,717 | — | plan? |
| Jan 2, 2019 FForm 4 → | Jan 4, 5:02 pm EST | Edward WirthChief Medical Officer | 20,440 | $0.68 | $13,899 | 159,568 | — | plan? |
| Aug 27, 2018 PForm 4 → | Aug 29, 8:02 am EDT | Michael H. MulroyPresident and CEO, Director | 3,141 | $1.59 | $5,000 | 97,604 | +3.33% | plan? |
| Jul 25, 2018 PForm 4 → | Jul 27, 4:00 pm EDT | Michael H. MulroyPresident and CEO, Director | 2,950 | $1.69 | $5,000 | 94,463 | +3.22% | plan? |
| Jun 25, 2018 PForm 4 → | Jun 27, 7:03 am EDT | Michael H. MulroyPresident and CEO, Director | 3,067 | $1.63 | $4,999 | 91,513 | +3.47% | plan? |
| May 25, 2018 PForm 4 → | May 31, 5:00 pm EDT | Michael H. MulroyPresident and CEO, Director | 3,153 | $1.59 | $5,000 | 88,446 | +3.70% | plan? late |
| Apr 25, 2018 PForm 4 → | Apr 27, 4:33 pm EDT | Michael H. MulroyPresident and CEO, Director | 3,752 | $1.33 | $4,990 | 85,293 | +4.60% | plan? |
| Mar 30, 2018 FForm 4 → | Mar 30, 4:58 pm EDT | Edward WirthChief Medical Officer | 6,483 | $1.45 | $9,400 | 180,008 | — | plan? |
| Mar 30, 2018 FForm 4 → | Mar 30, 4:54 pm EDT | Ryan Daniel ChavezCFO and General Counsel | 6,483 | $1.45 | $9,400 | 175,157 | — | plan? |
| Mar 26, 2018 PForm 4 → | Mar 28, 5:00 pm EDT | Michael H. MulroyPresident and CEO, Director | 2,839 | $1.76 | $4,997 | 81,541 | +3.61% | plan? |
| Mar 15, 2018 AFForm 4 → | Mar 19, 7:03 pm EDT | Michael H. MulroyPresident and CEO, Director | 123,230 | $1.95 | $55,298 | 78,702 | — | plan? |
| Mar 15, 2018 AFForm 4 → | Mar 19, 6:58 pm EDT | Edward WirthChief Medical Officer | 146,686 | $1.95 | $44,238 | 186,491 | — | plan? |
| Mar 15, 2018 AFForm 4 → | Mar 19, 6:52 pm EDT | Ryan Daniel ChavezCFO and General Counsel | 140,341 | $1.95 | $42,184 | 181,640 | — | plan? |
| Feb 26, 2018 PForm 4 → | Feb 28, 4:21 pm EST | Michael H. MulroyPresident and CEO, Director | 2,255 | $2.22 | $5,000 | 12,188 | +22.7% | plan? |
| Jan 25, 2018 PForm 4 → | Jan 26, 4:01 pm EST | Michael H. MulroyPresident and CEO, Director | 2,134 | $2.34 | $5,000 | 9,933 | +27.4% | plan? |
| Dec 26, 2017 PForm 4 → | Dec 28, 7:41 pm EST | Michael H. MulroyPresident and CEO, Director | 2,247 | $2.22 | $4,988 | 7,799 | +40.5% | plan? |
| Nov 27, 2017 PForm 4 → | Nov 29, 4:01 pm EST | Michael H. MulroyPresident and CEO, Director | 2,076 | $2.41 | $5,003 | 5,552 | +59.7% | plan? |
| Oct 25, 2017 PForm 4 → | Oct 27, 4:00 pm EDT | Michael H. MulroyPresident and CEO, Director | 1,939 | $2.55 | $4,944 | 3,476 | +126% | plan? |
| Oct 16, 2017 PForm 4 → | Oct 18, 5:34 pm EDT | BROADWOOD PARTNERS, L.P. +2Other | — | — | — | 5,292,156 | — | plan? |
| Oct 16, 2017 PForm 4 → | Oct 18, 5:34 pm EDT | BROADWOOD PARTNERS, L.P. +2Other | 1,592,308 | $2.60 | $4,140,001 | 5,292,156 | +43.0% | plan? |
| Sep 25, 2017 PForm 4 → | Sep 27, 2:04 pm EDT | Michael H. MulroyPresident and CEO, Director | 1,537 | $3.25 | $4,997 | 1,537 | — | plan? |
| Jun 5, 2017 FForm 4 → | Jun 7, 4:30 pm EDT | Edward WirthChief Medical Officer | 6,745 | $3.20 | $21,584 | 85,177 | — | plan? |
| Jun 5, 2017 FForm 4 → | Jun 7, 4:30 pm EDT | Katharine E. SpinkEVP & COO | 7,260 | $3.20 | $23,232 | 10,949 | — | plan? |
| Jun 5, 2017 FForm 4 → | Jun 7, 4:30 pm EDT | Jane LebkowskiChief Scientific Officer | 7,015 | $3.20 | $22,448 | 102,991 | — | plan? |
| Mar 30, 2017 AForm 4 → | Apr 3, 5:06 pm EDT | Edward WirthChief Medical Officer | 91,922 | — | — | 91,922 | — | plan? |
| Mar 30, 2017 AForm 4 → | Apr 3, 5:03 pm EDT | Stephen LaHue CarttPresident and CEO, Director | 32,783 | — | — | 292,783 | — | plan? |
| Mar 30, 2017 AForm 4 → | Apr 3, 5:03 pm EDT | Ryan Daniel ChavezCFO and General Counsel | 84,565 | — | — | 84,565 | — | plan? |
| Mar 30, 2017 AForm 4 → | Apr 3, 5:01 pm EDT | Jane LebkowskiPresident of R&D | 92,670 | — | — | 110,006 | — | plan? |
| Mar 30, 2017 AForm 4 → | Apr 3, 4:59 pm EDT | Katharine E. SpinkChief Operating Officer | 18,209 | — | — | 18,209 | — | plan? |
| Jan 9, 2017 FForm 4 → | Jan 11, 4:30 pm EST | Jane LebkowskiPresident of R&D | 2,537 | — | — | 17,336 | — | plan? |
| Jan 9, 2017 SForm 4 → | Jan 11, 4:30 pm EST | Edward WirthChief Medical Officer | 3,415 | $4.60 | $15,719 | 0 | −100% | plan? |
| Jan 9, 2017 FForm 4 → | Jan 11, 4:30 pm EST | Edward WirthChief Medical Officer | 2,056 | — | — | 3,415 | — | plan? |
| Jan 9, 2017 SForm 4 → | Jan 11, 4:30 pm EST | Katharine E. SpinkChief Operating Officer | 4,781 | $4.60 | $22,007 | 0 | −100% | plan? |
| Jan 9, 2017 FForm 4 → | Jan 11, 4:30 pm EST | Katharine E. SpinkChief Operating Officer | 2,878 | — | — | 4,781 | — | plan? |
| Dec 27, 2016 SForm 4 → | Jan 6, 2017, 5:15 pm EST | Katharine E. SpinkChief Operating Officer | 2,500 | $5.00 | $12,500 | 0 | −100% | plan? late |
| Dec 27, 2016 MForm 4 → | Jan 6, 2017, 5:15 pm EST | Katharine E. SpinkChief Operating Officer | 2,500 | $2.34 | $5,850 | 2,500 | — | plan? late |
| Dec 27, 2016 SForm 4 → | Jan 6, 2017, 5:13 pm EST | Edward WirthChief Medical Officer | 2,500 | $5.00 | $12,500 | 0 | −100% | plan? late |
| Dec 27, 2016 MForm 4 → | Jan 6, 2017, 5:13 pm EST | Edward WirthChief Medical Officer | 2,500 | $2.34 | $5,850 | 2,500 | — | plan? late |
| Nov 23, 2016 SForm 4 → | Nov 28, 4:30 pm EST | Katharine E. SpinkChief Operating Officer | 2,500 | $5.41 | $13,525 | 0 | −100% | plan? |
| Nov 23, 2016 MForm 4 → | Nov 28, 4:30 pm EST | Katharine E. SpinkChief Operating Officer | 2,500 | $2.34 | $5,850 | 2,500 | — | plan? |
| Nov 17, 2016 SForm 4 → | Nov 21, 4:48 pm EST | Edward WirthChief Medical Officer | 2,500 | $5.00 | $12,500 | 0 | −100% | plan? |
| Nov 17, 2016 MForm 4 → | Nov 21, 4:48 pm EST | Edward WirthChief Medical Officer | 2,500 | $2.34 | $5,850 | 2,500 | — | plan? |
| Nov 17, 2016 SForm 4 → | Nov 21, 4:43 pm EST | Katharine E. SpinkChief Operating Officer | 2,500 | $5.00 | $12,500 | 0 | −100% | plan? |
| Nov 17, 2016 MForm 4 → | Nov 21, 4:43 pm EST | Katharine E. SpinkChief Operating Officer | 2,500 | $2.34 | $5,850 | 2,500 | — | plan? |
| Oct 6, 2016 SForm 4 → | Oct 11, 7:02 am EDT | Katharine E. SpinkChief Operating Officer | 4,781 | $4.11 | $19,635 | 0 | −100% | plan? late |
| Oct 6, 2016 FForm 4 → | Oct 11, 7:02 am EDT | Katharine E. SpinkChief Operating Officer | 2,878 | — | — | 4,781 | — | plan? late |
| Oct 6, 2016 SForm 4 → | Oct 11, 7:01 am EDT | Edward WirthChief Medical Officer | 3,415 | $4.12 | $14,084 | 0 | −100% | plan? late |
| Oct 6, 2016 FForm 4 → | Oct 11, 7:01 am EDT | Edward WirthChief Medical Officer | 2,055 | — | — | 3,415 | — | plan? late |
| Oct 6, 2016 FForm 4 → | Oct 11, 7:00 am EDT | Jane LebkowskiPresident of R&D | 2,537 | — | — | 13,121 | — | plan? late |
| Sep 8, 2016 SForm 4 → | Sep 12, 5:00 pm EDT | Katharine E. SpinkChief Operating Officer | 19,336 | $3.52 | $68,037 | 0 | −100% | plan? |
| Sep 8, 2016 SForm 4 → | Sep 12, 5:00 pm EDT | Edward WirthChief Medical Officer | 14,760 | $3.52 | $51,917 | 0 | −100% | plan? |
| Jun 30, 2016 PForm 4 → | Jul 1, 6:02 am EDT | Stephen LaHue CarttPresident and CEO, Director | 10,000 | $2.40 | $23,977 | 260,000 | +4.00% | plan? |
| Jun 29, 2016 PForm 4 → | Jul 1, 4:11 pm EDT | Richard T. LeBuhnDirector | 5,000 | $2.38 | $11,900 | 25,000 | +25.0% | plan? |
| Jun 10, 2016 PForm 4 → | Jun 13, 4:15 pm EDT | Stephen LaHue CarttPresident and CEO, Director | 50,000 | $2.93 | $146,530 | 250,000 | +25.0% | plan? |
| Jun 9, 2016 PForm 4 → | Jun 10, 4:15 pm EDT | Alfred D KingsleyDirector | 4,000 | $2.93 | $11,720 | 9,000 | +80.0% | plan? |
| May 13, 2016 PForm 4 → | May 17, 10:58 am EDT | Don M BaileyDirector | 88,235 | $3.39 | $299,117 | 88,235 | — | plan? |
| May 13, 2016 PForm 4 → | May 17, 10:54 am EDT | Richard T. LeBuhnDirector | 15,000 | $3.39 | $50,850 | 20,000 | +300% | plan? |
| May 13, 2016 PForm 4 → | May 17, 10:50 am EDT | Natale S RicciardiDirector | 14,706 | $3.39 | $49,853 | 19,706 | +294% | plan? |
| May 13, 2016 PForm 4 → | May 13, 5:33 pm EDT | BROADWOOD PARTNERS LP +2Other | 2,058,823 | — | — | 3,699,848 | — | plan? |
| Mar 25, 2016 AForm 4 → | Mar 29, 6:19 pm EDT | Katharine E. SpinkChief Operating Officer | 30,635 | — | — | 30,635 | — | plan? |
| Mar 25, 2016 AForm 4 → | Mar 29, 6:16 pm EDT | Edward WirthChief Medical Officer | 21,882 | — | — | 21,882 | — | plan? |
| Mar 25, 2016 AForm 4 → | Mar 29, 6:13 pm EDT | Jane LebkowskiPresident of R&D | 27,007 | — | — | 27,007 | — | plan? |
| Feb 29, 2016 JForm 4 → | Mar 2, 9:51 pm EST | BIOTIME INC10% Owner | 75,771 | — | — | 21,747,569 | — | plan? |
| Feb 28, 2016 AForm 4 → | Mar 1, 9:33 pm EST | Stephen LaHue CarttPresident and CEO, Director | 200,000 | — | — | 200,000 | — | plan? |
| Sep 15, 2015 SForm 4 → | Sep 16, 5:56 pm EDT | Jane LebkowskiPresident of R&D | 4,912 | $6.00 | $29,472 | 476 | −91.2% | plan? |
| Sep 15, 2015 SForm 4 → | Sep 16, 5:52 pm EDT | Edward WirthChief Medical Officer | 2,880 | $6.00 | $17,280 | 0 | −100% | plan? |
| Sep 15, 2015 SForm 4 → | Sep 16, 5:49 pm EDT | Katharine E. SpinkVP and Chief Operating Officer | 3,760 | $6.00 | $22,560 | 0 | −100% | plan? |
| Jun 30, 2015 FForm 4 → | Jul 2, 4:30 pm EDT | Katharine E. SpinkVP and Chief Operating Officer | 3,291 | $4.60 | $15,139 | 3,760 | — | plan? |
| Jun 30, 2015 FForm 4 → | Jul 2, 4:30 pm EDT | Edward WirthChief Medical Officer | 1,668 | $4.60 | $7,673 | 2,880 | — | plan? |
| Jun 30, 2015 FForm 4 → | Jul 2, 4:30 pm EDT | Jane LebkowskiPresident of R&D | 2,844 | $4.60 | $13,082 | 5,388 | — | plan? |
| Jun 25, 2015 PForm 4 → | Jun 26, 8:30 am EDT | Richard T. LeBuhnDirector | 5,000 | $4.41 | $22,062 | 5,000 | — | plan? |
| Jun 25, 2015 PForm 4 → | Jun 26, 8:30 am EDT | Alfred D KingsleyDirector | 5,000 | $4.32 | $21,577 | 5,000 | — | plan? |
| Jun 25, 2015 PForm 4 → | Jun 26, 8:30 am EDT | Andrew ArnoDirector | 5,000 | $4.32 | $21,600 | 5,000 | — | plan? |
| Jun 25, 2015 PForm 4 → | Jun 26, 8:30 am EDT | Natale S RicciardiDirector | 5,000 | $4.40 | $21,975 | 5,000 | — | plan? |
| May 21, 2015 XForm 4 → | May 26, 5:47 pm EDT | BROADWOOD PARTNERS LP +2Other | 1,000,000 | $2.34 | $2,340,000 | 1,641,025 | — | plan? |
| Feb 10, 2015 JForm 4 → | Feb 11, 5:52 pm EST | BROADWOOD PARTNERS LP +2Other | 641,025 | $3.90 | $2,499,998 | 641,025 | — | plan? |
| Feb 9, 2015 PForm 4 → | Feb 11, 7:35 pm EST | Pedro LichtingerChief Executive Officer, Director | 128,205 | $3.90 | $500,000 | 528,205 | +32.1% | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 21, 2018 AForm 4 → | Jun 25, 4:55 pm EDT | Howard Isador ScherDirector | 20,000 | — | — | 20,000 | — | |
| Jun 21, 2018 AForm 4 → | Jun 25, 4:50 pm EDT | Natale S RicciardiDirector | 20,000 | — | — | 20,000 | — | |
| Jun 21, 2018 AForm 4 → | Jun 25, 4:47 pm EDT | Richard T. LeBuhnDirector | 20,000 | — | — | 20,000 | — | |
| Jun 21, 2018 AForm 4 → | Jun 25, 4:42 pm EDT | Stephen LaHue CarttDirector | 20,000 | — | — | 20,000 | — | |
| Jun 21, 2018 AForm 4 → | Jun 25, 4:40 pm EDT | Don M BaileyDirector | 75,000 | — | — | 75,000 | — | |
| Jun 21, 2018 AForm 4 → | Jun 25, 4:36 pm EDT | Andrew ArnoDirector | 20,000 | — | — | 20,000 | — | |
| Mar 15, 2018 AForm 4 → | Mar 19, 7:03 pm EDT | Michael H. MulroyPresident and CEO, Director | 200,000 | — | — | 200,000 | — | |
| Mar 15, 2018 AForm 4 → | Mar 19, 6:58 pm EDT | Edward WirthChief Medical Officer | 150,000 | — | — | 150,000 | — | |
| Mar 15, 2018 AForm 4 → | Mar 19, 6:52 pm EDT | Ryan Daniel ChavezCFO and General Counsel | 150,000 | — | — | 150,000 | — | |
| Jun 26, 2017 AForm 4 → | Jun 28, 4:07 pm EDT | Katharine E. SpinkEVP & COO | 50,000 | — | — | 50,000 | — | |
| Jun 26, 2017 AForm 4 → | Jun 28, 4:05 pm EDT | Stephen LaHue CarttDirector | 20,000 | — | — | 20,000 | — | |
| Jun 26, 2017 AForm 4 → | Jun 28, 4:02 pm EDT | Michael H. MulroyPresident and CEO, Director | 800,000 | — | — | 800,000 | — | |
| Mar 30, 2017 AForm 4 → | Apr 3, 5:09 pm EDT | Andrew ArnoDirector | 20,000 | — | — | 20,000 | — | |
| Mar 30, 2017 AForm 4 → | Apr 3, 5:06 pm EDT | Natale S RicciardiDirector | 20,000 | — | — | 20,000 | — | |
| Mar 30, 2017 AForm 4 → | Apr 3, 5:03 pm EDT | Stephen LaHue CarttPresident and CEO, Director | 200,000 | — | — | 200,000 | — | |
| Mar 30, 2017 AForm 4 → | Apr 3, 5:03 pm EDT | Howard Isador ScherDirector | 20,000 | — | — | 20,000 | — | |
| Mar 30, 2017 AForm 4 → | Apr 3, 5:00 pm EDT | Don M BaileyDirector | 75,000 | — | — | 75,000 | — | |
| Mar 30, 2017 AForm 4 → | Apr 3, 4:59 pm EDT | Katharine E. SpinkChief Operating Officer | 150,000 | — | — | 150,000 | — | |
| Mar 30, 2017 AForm 4 → | Apr 3, 4:58 pm EDT | Richard T. LeBuhnDirector | 20,000 | — | — | 20,000 | — | |
| Dec 27, 2016 MForm 4 → | Jan 6, 2017, 5:15 pm EST | Katharine E. SpinkChief Operating Officer | 2,500 | — | — | 192,500 | — | late |
| Dec 27, 2016 MForm 4 → | Jan 6, 2017, 5:13 pm EST | Edward WirthChief Medical Officer | 2,500 | — | — | 192,500 | — | late |
| Nov 23, 2016 MForm 4 → | Nov 28, 4:30 pm EST | Katharine E. SpinkChief Operating Officer | 2,500 | — | — | 195,000 | — | |
| Nov 17, 2016 MForm 4 → | Nov 21, 4:48 pm EST | Edward WirthChief Medical Officer | 2,500 | — | — | 197,500 | — | |
| Nov 17, 2016 MForm 4 → | Nov 21, 4:43 pm EST | Katharine E. SpinkChief Operating Officer | 2,500 | — | — | 197,500 | — | |
| Jul 18, 2016 AForm 4 → | Jul 19, 5:18 pm EDT | Ryan Daniel ChavezExec. VP of Fin & Gen. Counsel | 380,000 | — | — | 380,000 | — | |
| May 13, 2016 PForm 4 → | May 17, 10:58 am EDT | Don M BaileyDirector | 44,117 | $0.01 | $441 | 44,117 | — | |
| May 13, 2016 PForm 4 → | May 17, 10:54 am EDT | Richard T. LeBuhnDirector | 7,500 | $0.01 | $75 | 7,500 | — | |
| May 13, 2016 PForm 4 → | May 17, 10:50 am EDT | Natale S RicciardiDirector | 7,353 | $0.01 | $74 | 7,353 | — | |
| May 13, 2016 PForm 4 → | May 13, 5:33 pm EDT | BROADWOOD PARTNERS LP +2Other | 1,029,412 | — | — | 1,029,412 | — | |
| Apr 28, 2016 AForm 4 → | Apr 29, 4:43 pm EDT | Howard Isador ScherDirector | 20,000 | — | — | 20,000 | — | |
| Feb 29, 2016 JForm 4 → | Mar 2, 9:51 pm EST | BIOTIME INC10% Owner | 3,150,000 | — | — | 0 | — | |
| Feb 28, 2016 AForm 4 → | Mar 1, 9:40 pm EST | Don M BaileyDirector | 75,000 | — | — | 75,000 | — | |
| Feb 28, 2016 AForm 4 → | Mar 1, 9:40 pm EST | Richard T. LeBuhnDirector | 20,000 | — | — | 20,000 | — | |
| Feb 28, 2016 AForm 4 → | Mar 1, 9:38 pm EST | Natale S RicciardiDirector | 20,000 | — | — | 20,000 | — | |
| Feb 28, 2016 AForm 4 → | Mar 1, 9:38 pm EST | Katharine E. SpinkChief Operating Officer | 165,000 | — | — | 165,000 | — | |
| Feb 28, 2016 AForm 4 → | Mar 1, 9:37 pm EST | Jane LebkowskiPresident of R&D | 165,000 | — | — | 165,000 | — | |
| Feb 28, 2016 AForm 4 → | Mar 1, 9:36 pm EST | Andrew ArnoDirector | 20,000 | — | — | 20,000 | — | |
| Feb 28, 2016 AForm 4 → | Mar 1, 9:35 pm EST | Robert PeabodyDirector | 20,000 | — | — | 20,000 | — | |
| Feb 28, 2016 AForm 4 → | Mar 1, 9:35 pm EST | Alfred D KingsleyDirector | 20,000 | — | — | 20,000 | — | |
| Feb 28, 2016 AForm 4 → | Mar 1, 9:33 pm EST | Stephen LaHue CarttPresident and CEO, Director | 1,000,000 | — | — | 1,000,000 | — | |
| Feb 28, 2016 AForm 4 → | Mar 1, 9:32 pm EST | Edward WirthChief Medical Officer | 120,000 | — | — | 120,000 | — | |
| Jan 18, 2016 AForm 4 → | Jan 19, 12:16 pm EST | Pedro LichtingerPresident & CEO, Director | 200,000 | — | — | 200,000 | — | |
| Nov 9, 2015 AForm 4 → | Nov 12, 6:09 am EST | Georgia ErbezExec VP & CFO | 380,000 | — | — | 380,000 | — | late |
| Nov 4, 2015 AForm 4 → | Nov 6, 4:15 pm EST | Katharine E. SpinkChief Operating Officer | 100,000 | — | — | 100,000 | — | |
| Jul 9, 2015 AForm 4 → | Jul 13, 4:34 pm EDT | Natale S RicciardiDirector | 20,000 | — | — | 20,000 | — | |
| Jul 9, 2015 AForm 4 → | Jul 13, 4:31 pm EDT | Andrew ArnoDirector | 20,000 | — | — | 20,000 | — | |
| Jul 9, 2015 AForm 4 → | Jul 13, 4:30 pm EDT | Richard T. LeBuhnDirector | 20,000 | — | — | 20,000 | — | |
| May 21, 2015 XForm 4 → | May 26, 5:47 pm EDT | BROADWOOD PARTNERS LP +2Other | 1,000,000 | — | — | 0 | — | |
| Feb 13, 2015 AForm 4 → | Feb 18, 9:58 pm EST | Michael D WestVP of Technology Integration, Director | 23,846 | — | — | 3,846 | — | |
| Feb 13, 2015 AForm 4 → | Feb 18, 9:55 pm EST | Pedro LichtingerChief Executive Officer, Director | 223,932 | — | — | 23,932 | — | |
| Feb 13, 2015 AForm 4 → | Feb 18, 9:37 pm EST | Robert PeabodyChief Financial Officer, Director | 53,846 | — | — | 3,846 | — | |
| Feb 13, 2015 AForm 4 → | Feb 18, 9:25 pm EST | Judith SegallCorporate Secretary, Director | 20,000 | — | — | 20,000 | — | |
| Feb 13, 2015 AForm 4 → | Feb 18, 9:12 pm EST | Katharine E. SpinkVP and Chief Operating Officer | 128,205 | — | — | 28,205 | — | |
| Feb 13, 2015 AForm 4 → | Feb 18, 8:58 pm EST | Jane LebkowskiPresident of R&D | 131,025 | — | — | 31,025 | — | |
| Feb 13, 2015 AForm 4 → | Feb 18, 8:51 pm EST | Alfred D KingsleyDirector | 75,000 | — | — | 75,000 | — |