Insider · CIK 0001457130

Katharine E. Spink

Files at: AST. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $0 · 0sales $171k · 7net −$171k

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jun 5, 2017 FForm 4 →	Jun 7, 4:30 pm EDT	Asterias Biotherapeutics, Inc.AST	7,260	$3.20	$23,232	10,949	—	plan?
Mar 30, 2017 AForm 4 →	Apr 3, 4:59 pm EDT	Asterias Biotherapeutics, Inc.AST	18,209	—	—	18,209	—	plan?
Jan 9, 2017 SForm 4 →	Jan 11, 4:30 pm EST	Asterias Biotherapeutics, Inc.AST	4,781	$4.60	$22,007	0	−100%	plan?
Jan 9, 2017 FForm 4 →	Jan 11, 4:30 pm EST	Asterias Biotherapeutics, Inc.AST	2,878	—	—	4,781	—	plan?
Dec 27, 2016 SForm 4 →	Jan 6, 2017, 5:15 pm EST	Asterias Biotherapeutics, Inc.AST	2,500	$5.00	$12,500	0	−100%	plan? late
Dec 27, 2016 MForm 4 →	Jan 6, 2017, 5:15 pm EST	Asterias Biotherapeutics, Inc.AST	2,500	$2.34	$5,850	2,500	—	plan? late
Nov 23, 2016 SForm 4 →	Nov 28, 4:30 pm EST	Asterias Biotherapeutics, Inc.AST	2,500	$5.41	$13,525	0	−100%	plan?
Nov 23, 2016 MForm 4 →	Nov 28, 4:30 pm EST	Asterias Biotherapeutics, Inc.AST	2,500	$2.34	$5,850	2,500	—	plan?
Nov 17, 2016 SForm 4 →	Nov 21, 4:43 pm EST	Asterias Biotherapeutics, Inc.AST	2,500	$5.00	$12,500	0	−100%	plan?
Nov 17, 2016 MForm 4 →	Nov 21, 4:43 pm EST	Asterias Biotherapeutics, Inc.AST	2,500	$2.34	$5,850	2,500	—	plan?
Oct 6, 2016 SForm 4 →	Oct 11, 7:02 am EDT	Asterias Biotherapeutics, Inc.AST	4,781	$4.11	$19,635	0	−100%	plan? late
Oct 6, 2016 FForm 4 →	Oct 11, 7:02 am EDT	Asterias Biotherapeutics, Inc.AST	2,878	—	—	4,781	—	plan? late
Sep 8, 2016 SForm 4 →	Sep 12, 5:00 pm EDT	Asterias Biotherapeutics, Inc.AST	19,336	$3.52	$68,037	0	−100%	plan?
Mar 25, 2016 AForm 4 →	Mar 29, 6:19 pm EDT	Asterias Biotherapeutics, Inc.AST	30,635	—	—	30,635	—	plan?
Sep 15, 2015 SForm 4 →	Sep 16, 5:49 pm EDT	Asterias Biotherapeutics, Inc.AST	3,760	$6.00	$22,560	0	−100%	plan?
Jun 30, 2015 FForm 4 →	Jul 2, 4:30 pm EDT	Asterias Biotherapeutics, Inc.AST	3,291	$4.60	$15,139	3,760	—	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jun 26, 2017 AForm 4 →	Jun 28, 4:07 pm EDT	Asterias Biotherapeutics, Inc.AST	50,000	—	—	50,000	—
Mar 30, 2017 AForm 4 →	Apr 3, 4:59 pm EDT	Asterias Biotherapeutics, Inc.AST	150,000	—	—	150,000	—
Dec 27, 2016 MForm 4 →	Jan 6, 2017, 5:15 pm EST	Asterias Biotherapeutics, Inc.AST	2,500	—	—	192,500	—	late
Nov 23, 2016 MForm 4 →	Nov 28, 4:30 pm EST	Asterias Biotherapeutics, Inc.AST	2,500	—	—	195,000	—
Nov 17, 2016 MForm 4 →	Nov 21, 4:43 pm EST	Asterias Biotherapeutics, Inc.AST	2,500	—	—	197,500	—
Feb 28, 2016 AForm 4 →	Mar 1, 9:38 pm EST	Asterias Biotherapeutics, Inc.AST	165,000	—	—	165,000	—
Nov 4, 2015 AForm 4 →	Nov 6, 4:15 pm EST	Asterias Biotherapeutics, Inc.AST	100,000	—	—	100,000	—
Feb 13, 2015 AForm 4 →	Feb 18, 9:12 pm EST	Asterias Biotherapeutics, Inc.AST	128,205	—	—	28,205	—