SEC Form 4 · accession 0000919574-17-006806
COMARCO INC · CMRO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
BROADWOOD PARTNERS, L.P.
10% Owner
BROADWOOD CAPITAL INC
10% Owner
Neal C Bradsher
10% Owner
Period of report
Sep 15, 2017
Accepted (ET)
Sep 18, 2017 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000022252
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 15, 2017 | S | 1,548,636 | $0.001 | D | 0 | D | |
| Common StockF2 | Sep 15, 2017 | S$0 | 0 | $0.00 | D | 0 | I | See Footnote |
| Common StockF3 | holding | — | — | — | 15,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities were owned by Broadwood Partners, L.P., which is a Reporting Person. These securities were sold in a private transaction.
- F2The reported securities were directly owned by Broadwood Partners, L.P. and may have been deemed to have been beneficially owned by Broadwood Capital, Inc. as General Partner of Broadwood Partners, L.P. and Neal C. Bradsher as President of Broadwood Capital, Inc. The Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F3These securities are owned by Neal C. Bradsher, who is a Reporting Person.