Company · CIK 0000876343 · SIC 2836 — Biological Products, (No Diagnostic Substances) · NYSE
Lineage Cell Therapeutics, Inc. · LCTX
Insider activity reported against this company. All insider holders · Files at: AST, IMDX. On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 8, 2019 JForm 4 → | Mar 12, 4:45 pm EDT | BROADWOOD PARTNERS, L.P. +2Director, 10% Owner | 3,757,430 | — | — | 33,728,991 | — | plan? |
| Jan 1, 2019 FMForm 4 → | Jan 3, 8:35 pm EST | Brian M CulleyPresident and CEO, Director | 140,880 | $0.913 | $37,323 | 59,120 | — | plan? |
| Dec 18, 2018 FMForm 4 → | Dec 20, 8:40 am EST | Russell SkibstedChief Financial Officer | 30,281 | $1.03 | $8,014 | 24,078 | — | plan? |
| Dec 18, 2018 FMForm 4 → | Dec 20, 8:36 am EST | Stephana Eilene PattonGeneral Counsel & Secretary | 37,010 | $1.03 | $9,795 | 34,485 | — | plan? |
| Nov 1, 2018 GForm 5 → | Feb 14, 2019, 8:47 pm EST | Alfred D KingsleyDirector | 20,000 | — | — | 5,451,555 | — | plan? |
| Oct 4, 2018 FMForm 4 → | Oct 9, 7:18 pm EDT | Russell SkibstedChief Financial Officer | 15,141 | $2.22 | $8,638 | 9,359 | — | plan? late |
| Oct 4, 2018 FMForm 4 → | Oct 9, 6:19 pm EDT | Stephana Eilene PattonGeneral Counsel & Secretary | 18,505 | $2.22 | $10,556 | 16,495 | — | plan? late |
| Sep 17, 2018 FMForm 4 → | Sep 19, 9:38 pm EDT | Michael D WestCo-Chief Executive Officer, Director | 14,721 | $2.31 | $8,739 | 893,913 | — | plan? |
| Sep 11, 2018 PForm 4 → | Sep 13, 4:17 pm EDT | Deborah J AndrewsDirector | 1,604 | $2.35 | $3,769 | 10,000 | +19.1% | plan? |
| Jul 10, 2018 FMForm 4 → | Jul 12, 7:50 pm EDT | Michael D WestCo-Chief Executive Officer, Director | 2,103 | $2.20 | $1,190 | 886,758 | — | plan? |
| Jul 10, 2018 FMForm 4 → | Jul 12, 7:45 pm EDT | Aditya P. MohantyCo-Chief Executive Officer, Director | 6,308 | $2.20 | $3,566 | 101,384 | — | plan? |
| Apr 10, 2018 FMForm 4 → | Apr 12, 9:00 pm EDT | Michael D WestCo-Chief Executive Officer, Director | 2,104 | $2.49 | $1,347 | 885,737 | — | plan? |
| Apr 10, 2018 FMForm 4 → | Apr 12, 8:39 pm EDT | Aditya P. MohantyCo-Chief Executive Officer, Director | 6,310 | $2.49 | $4,039 | 98,318 | — | plan? |
| Jan 10, 2018 FMForm 4 → | Jan 12, 9:17 pm EST | Aditya P. MohantyCo-Chief Executive Officer, Director | 6,744 | $2.68 | $5,513 | 95,252 | — | plan? |
| Jan 10, 2018 FMForm 4 → | Jan 12, 8:30 pm EST | Michael D WestCo-Chief Executive Officer, Director | 2,248 | $2.68 | $1,838 | 884,715 | — | plan? |
| Dec 1, 2017 GForm 5 → | Feb 14, 2018, 9:45 pm EST | Corp /ny GreenbeltOther | 100,000 | — | — | 1,043,346 | — | plan? |
| Oct 13, 2017 PForm 4 → | Oct 17, 5:58 pm EDT | BROADWOOD PARTNERS, L.P. +2Director, 10% Owner | — | — | — | 29,971,561 | — | plan? |
| Oct 13, 2017 PForm 4 → | Oct 17, 5:58 pm EDT | BROADWOOD PARTNERS, L.P. +2Director, 10% Owner | 2,692,307 | $2.60 | $6,999,998 | 29,971,561 | +9.87% | plan? |
| Oct 10, 2017 FMForm 4 → | Oct 12, 9:35 pm EDT | Aditya P. MohantyCo-Chief Executive Officer, Director | 6,450 | $2.81 | $4,951 | 92,622 | — | plan? |
| Oct 10, 2017 FMForm 4 → | Oct 12, 7:35 pm EDT | Michael D WestCo-Chief Executive Officer, Director | 2,151 | $2.81 | $1,652 | 883,839 | — | plan? |
| Oct 1, 2017 GForm 5 → | Feb 14, 2018, 9:48 pm EST | Alfred D KingsleySee Remarks, Director | 110,000 | — | — | 1,043,346 | — | plan? |
| Aug 23, 2017 PForm 4 → | Aug 25, 4:33 pm EDT | Russell SkibstedChief Financial Officer | 2,000 | $2.64 | $5,285 | 2,000 | — | plan? |
| Aug 22, 2017 PForm 4 → | Aug 24, 6:58 pm EDT | BROADWOOD PARTNERS, L.P. +2Director, 10% Owner | — | — | — | 27,279,254 | — | plan? |
| Aug 22, 2017 PForm 4 → | Aug 24, 6:58 pm EDT | BROADWOOD PARTNERS, L.P. +2Director, 10% Owner | 10,000 | $2.60 | $25,955 | 27,279,254 | +0.04% | plan? |
| Aug 22, 2017 PForm 4 → | Aug 23, 7:23 pm EDT | Michael D WestCo-Chief Executive Officer, Director | 2,000 | $2.60 | $5,198 | 882,864 | +0.23% | plan? |
| Aug 21, 2017 PForm 4 → | Aug 23, 6:31 pm EDT | Deborah J AndrewsDirector | 2,396 | $2.50 | $5,990 | 8,396 | +39.9% | plan? |
| Aug 21, 2017 PForm 4 → | Aug 22, 8:43 pm EDT | Stephana Eilene PattonGeneral Counsel | 7,500 | $2.58 | $19,376 | 7,500 | — | plan? |
| Aug 21, 2017 PForm 4 → | Aug 22, 8:22 pm EDT | Aditya P. MohantyCo-Chief Executive Officer, Director | 7,500 | $2.50 | $18,750 | 89,696 | +9.12% | plan? |
| Aug 17, 2017 DForm 4 → | Aug 21, 9:21 pm EDT | Alfred D KingsleySee Remarks, Director | 300,000 | $2.81 | $843,000 | 5,481,555 | — | plan? |
| Jul 31, 2017 PForm 4 → | Aug 2, 6:37 pm EDT | BROADWOOD PARTNERS, L.P. +2Director, 10% Owner | — | — | — | 27,269,254 | — | plan? |
| Jul 31, 2017 PForm 4 → | Aug 2, 6:37 pm EDT | BROADWOOD PARTNERS, L.P. +2Director, 10% Owner | 150,000 | $2.80 | $420,000 | 27,269,254 | +0.55% | plan? |
| Jul 31, 2017 SForm 4 → | Aug 2, 6:27 pm EDT | Alfred D KingsleySee Remarks, Director | 150,000 | $2.80 | $420,000 | 5,781,555 | −2.53% | plan? |
| Jul 10, 2017 FMForm 4 → | Jul 12, 7:26 pm EDT | Aditya P. MohantyCo-Chief Executive Officer, Director | 6,449 | $3.09 | $5,445 | 82,196 | — | plan? |
| Jul 10, 2017 FMForm 4 → | Jul 12, 7:21 pm EDT | Michael D WestCo-Chief Executive Officer, Director | 2,149 | $3.09 | $1,814 | 880,864 | — | plan? |
| Jun 16, 2017 PForm 4 → | Jun 21, 8:19 pm EDT | Deborah J AndrewsDirector | 2,000 | $2.95 | $5,900 | 6,000 | +50.0% | plan? late |
| May 16, 2017 PForm 4 → | May 17, 8:52 pm EDT | Deborah J AndrewsDirector | 2,000 | $3.21 | $6,410 | 4,000 | +100% | plan? |
| Apr 10, 2017 FMForm 4 → | May 1, 9:18 pm EDT | Aditya P. MohantyCo-Chief Executive Officer, Director | 25,796 | $3.33 | $23,463 | 79,271 | — | plan? late |
| Apr 10, 2017 FMForm 4 → | May 1, 8:58 pm EDT | Michael D WestCo-Chief Executive Officer, Director | 8,598 | $3.33 | $7,819 | 879,889 | — | plan? late |
| Feb 15, 2017 PForm 4 → | Feb 17, 5:02 pm EST | BROADWOOD PARTNERS, L.P. +2Director, 10% Owner | — | — | — | 27,119,254 | — | plan? |
| Feb 15, 2017 PForm 4 → | Feb 17, 5:02 pm EST | BROADWOOD PARTNERS, L.P. +2Director, 10% Owner | 2,222,222 | $2.70 | $5,999,999 | 27,119,254 | +8.93% | plan? |
| Jan 3, 2017 JForm 4 → | Jan 6, 9:56 pm EST | Alfred D KingsleySee Remarks, Director | 238,469 | — | — | 1,143,346 | — | plan? late |
| Jan 3, 2017 JForm 4 → | Jan 6, 9:52 pm EST | Corp /ny GreenbeltOther | 238,459 | — | — | 1,143,346 | — | plan? late |
| Dec 1, 2016 GForm 5 → | Jan 6, 2017, 9:47 pm EST | Alfred D KingsleySee Remarks, Director | 69,300 | — | — | 1,381,805 | — | plan? |
| Dec 1, 2016 GForm 5 → | Jan 6, 2017, 9:40 pm EST | Corp /ny GreenbeltOther | 69,300 | — | — | 1,381,805 | — | plan? |
| Jun 21, 2016 PForm 4 → | Jun 23, 5:16 pm EDT | BROADWOOD PARTNERS LP +2Director, 10% Owner | — | — | — | 24,897,032 | — | plan? |
| Jun 21, 2016 PForm 4 → | Jun 23, 5:16 pm EDT | BROADWOOD PARTNERS LP +2Director, 10% Owner | 2,732,636 | $2.39 | $6,531,000 | 24,897,032 | +12.3% | plan? |
| Apr 11, 2016 AForm 4 → | Apr 11, 9:57 pm EDT | Aditya P. MohantyCo-Chief Executive Officer, Director | 67,567 | $2.96 | $199,998 | 67,567 | — | plan? |
| Apr 6, 2016 GForm 5 → | Feb 14, 2017, 7:49 pm EST | Judith SegallVice President & Secretary | 1,900 | $3.25 | $6,175 | 591,245 | — | plan? |
| Jan 20, 2016 PForm 4 → | Jan 22, 5:21 pm EST | BROADWOOD PARTNERS LP +2Director, 10% Owner | — | — | — | 22,164,396 | — | plan? |
| Jan 20, 2016 PForm 4 → | Jan 22, 5:21 pm EST | BROADWOOD PARTNERS LP +2Director, 10% Owner | 300,000 | $2.35 | $705,000 | 22,164,396 | +1.37% | plan? |
| Jan 20, 2016 SForm 4 → | Jan 22, 5:01 pm EST | Alfred D KingsleySee Remarks, Director, 10% Owner | 300,000 | $2.35 | $705,000 | 5,638,055 | −5.05% | plan? |
| Dec 1, 2015 GForm 5 → | Feb 17, 2016, 9:04 pm EST | Corp /ny Greenbelt10% Owner | 55,800 | — | — | 1,451,105 | — | plan? |
| Dec 1, 2015 GForm 5/A → | Feb 17, 2016, 8:57 pm EST | Alfred D KingsleySee Remarks, Director, 10% Owner | 62,300 | — | — | 1,451,105 | — | plan? |
| Nov 6, 2015 PForm 4 → | Nov 10, 9:47 pm EST | Stephen C FarrellDirector | 50,000 | $3.83 | $191,500 | 97,450 | +105% | plan? |
| Nov 6, 2015 PForm 4 → | Nov 10, 9:41 pm EST | Angus C. RussellDirector | 50,000 | $3.83 | $191,500 | 67,500 | +286% | plan? |
| Nov 6, 2015 SForm 4 → | Nov 10, 9:38 pm EST | Alfred D KingsleySee Remarks, Director, 10% Owner | 100,000 | $3.83 | $383,000 | 5,938,055 | −1.66% | plan? |
| Oct 2, 2015 JForm 4 → | Oct 6, 6:03 pm EDT | BROADWOOD PARTNERS LP +2Director, 10% Owner | 1,600,000 | $3.19 | $5,104,000 | 21,864,396 | — | plan? |
| Sep 14, 2015 JForm 4 → | Sep 16, 5:47 pm EDT | BROADWOOD PARTNERS LP +2Director, 10% Owner | 2,431,611 | $3.29 | $8,000,000 | 20,264,396 | — | plan? |
| Aug 26, 2015 PForm 4 → | Aug 26, 6:18 pm EDT | Deborah J AndrewsDirector | 2,000 | $2.82 | $5,640 | 2,000 | — | plan? |
| Aug 14, 2015 PForm 4 → | Aug 18, 6:52 pm EDT | Stephen LaHue CarttDirector | 75,000 | $2.80 | $210,067 | 155,125 | +93.6% | plan? |
| Jan 5, 2015 GForm 5/A → | Feb 17, 2016, 9:12 pm EST | Judith SegallVice President & Secretary, Director | 1,500 | $4.11 | $6,165 | 593,145 | — | plan? |
| Jan 15, 2014 GForm 5 → | Feb 17, 2015, 9:25 pm EST | Corp /ny Greenbelt10% Owner | 120,500 | — | — | 1,506,905 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 1, 2026 AForm 4 → | Jul 2, 5:33 pm EDT | Neal C BradsherDirector, 10% Owner | 125,000 | — | — | 125,000 | — | |
| Jul 1, 2026 AForm 4 → | Jul 2, 5:00 pm EDT | Anula JayasuriyaDirector | 125,000 | — | — | 125,000 | — | |
| Jul 1, 2026 AForm 4 → | Jul 2, 5:00 pm EDT | Michael H. MulroyDirector | 125,000 | — | — | 125,000 | — | |
| Jul 1, 2026 AForm 4 → | Jul 2, 5:00 pm EDT | Deborah J AndrewsDirector | 125,000 | — | — | 125,000 | — | |
| Jul 1, 2026 AForm 4 → | Jul 2, 5:00 pm EDT | Angus C. RussellDirector | 125,000 | — | — | 125,000 | — | |
| Jul 1, 2026 AForm 4 → | Jul 2, 5:00 pm EDT | Dipti AminDirector | 125,000 | — | — | 125,000 | — | |
| Jan 7, 2019 AForm 4 → | Jan 9, 8:20 pm EST | Brandi RobertsCFO & SVP, Finance | 500,000 | — | — | 500,000 | — | |
| Jan 1, 2019 MForm 4 → | Jan 3, 8:35 pm EST | Brian M CulleyPresident and CEO, Director | 100,000 | — | — | 0 | — | |
| Dec 18, 2018 MForm 4 → | Dec 20, 8:40 am EST | Russell SkibstedChief Financial Officer | 22,500 | — | — | 11,250 | — | |
| Dec 18, 2018 MForm 4 → | Dec 20, 8:36 am EST | Stephana Eilene PattonGeneral Counsel & Secretary | 27,500 | — | — | 13,750 | — | |
| Oct 4, 2018 MForm 4 → | Oct 9, 7:18 pm EDT | Russell SkibstedChief Financial Officer | 11,250 | — | — | 33,750 | — | late |
| Oct 4, 2018 MForm 4 → | Oct 9, 6:19 pm EDT | Stephana Eilene PattonGeneral Counsel & Secretary | 13,750 | — | — | 41,250 | — | late |
| Sep 17, 2018 MForm 4 → | Sep 19, 9:38 pm EDT | Michael D WestCo-Chief Executive Officer, Director | 10,938 | — | — | 0 | — | |
| Sep 17, 2018 AForm 4 → | Sep 19, 9:07 pm EDT | Brian M CulleyPresident and CEO, Director | 1,800,000 | — | — | 100,000 | — | |
| Jul 10, 2018 MForm 4 → | Jul 12, 7:50 pm EDT | Michael D WestCo-Chief Executive Officer, Director | 1,562 | — | — | 10,938 | — | |
| Jul 10, 2018 MForm 4 → | Jul 12, 7:45 pm EDT | Aditya P. MohantyCo-Chief Executive Officer, Director | 4,687 | — | — | 32,813 | — | |
| Jul 1, 2018 AForm 4 → | Jul 3, 6:47 pm EDT | Alfred D KingsleySee Remarks, Director | 70,000 | — | — | 70,000 | — | |
| Jul 1, 2018 AForm 4 → | Jul 3, 6:34 pm EDT | Angus C. RussellDirector | 40,000 | — | — | 40,000 | — | |
| Jul 1, 2018 AForm 4 → | Jul 3, 6:26 pm EDT | Cavan M. RedmondDirector | 40,000 | — | — | 40,000 | — | |
| Jul 1, 2018 AForm 4 → | Jul 3, 6:22 pm EDT | Michael H. MulroyDirector | 40,000 | — | — | 40,000 | — | |
| Jul 1, 2018 AForm 4 → | Jul 3, 6:16 pm EDT | Stephen C FarrellDirector | 40,000 | — | — | 40,000 | — | |
| Jul 1, 2018 AForm 4 → | Jul 3, 6:04 pm EDT | Deborah J AndrewsDirector | 40,000 | — | — | 40,000 | — | |
| Jul 1, 2018 AForm 4 → | Jul 3, 5:31 pm EDT | Neal C BradsherDirector, 10% Owner | 40,000 | — | — | 40,000 | — | |
| Apr 10, 2018 MForm 4 → | Apr 12, 9:00 pm EDT | Michael D WestCo-Chief Executive Officer, Director | 1,563 | — | — | 12,500 | — | |
| Apr 10, 2018 MForm 4 → | Apr 12, 8:39 pm EDT | Aditya P. MohantyCo-Chief Executive Officer, Director | 4,688 | — | — | 37,500 | — | |
| Mar 15, 2018 AForm 4 → | Mar 19, 7:08 pm EDT | Stephana Eilene PattonGeneral Counsel & Secretary | 125,000 | — | — | 125,000 | — | |
| Mar 15, 2018 AForm 4 → | Mar 19, 7:05 pm EDT | Russell SkibstedChief Financial Officer | 150,000 | — | — | 150,000 | — | |
| Mar 15, 2018 AForm 4 → | Mar 19, 7:04 pm EDT | Aditya P. MohantyCo-Chief Executive Officer, Director | 200,000 | — | — | 200,000 | — | |
| Jan 10, 2018 MForm 4 → | Jan 12, 9:17 pm EST | Aditya P. MohantyCo-Chief Executive Officer, Director | 4,687 | — | — | 42,188 | — | |
| Jan 10, 2018 MForm 4 → | Jan 12, 8:30 pm EST | Michael D WestCo-Chief Executive Officer, Director | 1,562 | — | — | 14,063 | — | |
| Oct 10, 2017 MForm 4 → | Oct 12, 9:35 pm EDT | Aditya P. MohantyCo-Chief Executive Officer, Director | 4,688 | — | — | 46,875 | — | |
| Oct 10, 2017 MForm 4 → | Oct 12, 7:35 pm EDT | Michael D WestCo-Chief Executive Officer, Director | 1,563 | — | — | 15,625 | — | |
| Jul 10, 2017 MForm 4 → | Jul 12, 7:26 pm EDT | Aditya P. MohantyCo-Chief Executive Officer, Director | 4,687 | — | — | 51,563 | — | |
| Jul 10, 2017 MForm 4 → | Jul 12, 7:21 pm EDT | Michael D WestCo-Chief Executive Officer, Director | 1,562 | — | — | 17,188 | — | |
| Jul 1, 2017 AForm 4 → | Jul 5, 8:34 pm EDT | Alfred D KingsleySee Remarks, Director | 50,000 | — | — | 50,000 | — | |
| Jul 1, 2017 AForm 4 → | Jul 5, 8:22 pm EDT | David SchlachetDirector | 20,000 | — | — | 20,000 | — | |
| Jul 1, 2017 AForm 4 → | Jul 5, 7:52 pm EDT | Angus C. RussellDirector | 20,000 | — | — | 20,000 | — | |
| Jul 1, 2017 AForm 4 → | Jul 5, 7:46 pm EDT | Michael H. MulroyDirector | 20,000 | — | — | 20,000 | — | |
| Jul 1, 2017 AForm 4 → | Jul 5, 7:41 pm EDT | Stephen C FarrellDirector | 20,000 | — | — | 20,000 | — | |
| Jul 1, 2017 AForm 4 → | Jul 5, 7:36 pm EDT | Deborah J AndrewsDirector | 20,000 | — | — | 20,000 | — | |
| Jul 1, 2017 AForm 4 → | Jul 5, 6:02 pm EDT | Neal C BradsherDirector, 10% Owner | 20,000 | — | — | 20,000 | — | |
| Jun 6, 2017 AForm 4 → | Jun 8, 5:18 pm EDT | Russell SkibstedChief Financial Officer | 250,000 | — | — | 250,000 | — | |
| Jun 6, 2017 AForm 4 → | Jun 8, 5:10 pm EDT | Aditya P. MohantyCo-Chief Executive Officer, Director | 650,000 | — | — | 650,000 | — | |
| Apr 10, 2017 MForm 4 → | May 1, 9:18 pm EDT | Aditya P. MohantyCo-Chief Executive Officer, Director | 18,750 | — | — | 56,250 | — | late |
| Apr 10, 2017 MForm 4 → | May 1, 8:58 pm EDT | Michael D WestCo-Chief Executive Officer, Director | 6,250 | — | — | 18,750 | — | late |
| Oct 19, 2016 AForm 4 → | Nov 18, 8:58 pm EST | James A. KnightSr VP, Head of Corporate Dev | 300,000 | — | — | 300,000 | — | late |
| Sep 8, 2016 AForm 4 → | Sep 9, 9:06 pm EDT | Russell SkibstedChief Financial Officer | 50,000 | — | — | 50,000 | — | |
| Jul 1, 2016 AForm 4 → | Jul 5, 9:35 pm EDT | David SchlachetDirector | 20,000 | — | — | 20,000 | — | |
| Jul 1, 2016 AForm 4 → | Jul 5, 8:01 pm EDT | Michael H. MulroyDirector | 20,000 | — | — | 20,000 | — | |
| Jul 1, 2016 AForm 4 → | Jul 5, 7:53 pm EDT | Angus C. RussellDirector | 20,000 | — | — | 20,000 | — | |
| Jul 1, 2016 AForm 4 → | Jul 5, 7:45 pm EDT | Alfred D KingsleySee Remarks, Director | 50,000 | — | — | 50,000 | — | |
| Jul 1, 2016 AForm 4 → | Jul 5, 7:42 pm EDT | Stephen C FarrellDirector | 20,000 | — | — | 20,000 | — | |
| Jul 1, 2016 AForm 4 → | Jul 5, 7:32 pm EDT | Deborah J AndrewsDirector | 20,000 | — | — | 20,000 | — | |
| Jul 1, 2016 AForm 4 → | Jul 5, 5:10 pm EDT | Neal C BradsherDirector, 10% Owner | 20,000 | — | — | 20,000 | — | |
| Apr 7, 2016 AForm 4 → | Apr 11, 9:59 pm EDT | Michael D WestCo-Chief Executive Officer, Director | 200,000 | — | — | 25,000 | — | |
| Apr 7, 2016 AForm 4 → | Apr 11, 9:57 pm EDT | Aditya P. MohantyCo-Chief Executive Officer, Director | 450,000 | — | — | 75,000 | — | |
| Jan 20, 2016 AForm 4 → | Mar 4, 6:34 pm EST | Judith SegallVice President & Secretary, Director | 25,000 | — | — | 25,000 | — | late |
| Jul 10, 2015 AForm 4 → | Jul 14, 9:47 pm EDT | Robert PeabodySr. VP and CFO | 100,000 | — | — | 100,000 | — | |
| Jul 10, 2015 AForm 4 → | Jul 14, 9:28 pm EDT | Michael D WestChief Executive Officer, Director | 200,000 | — | — | 200,000 | — | |
| Jul 1, 2015 AForm 4 → | Jul 6, 9:16 pm EDT | David SchlachetDirector | 20,000 | — | — | 20,000 | — | |
| Jul 1, 2015 AForm 4 → | Jul 6, 9:09 pm EDT | Angus C. RussellDirector | 20,000 | — | — | 20,000 | — | |
| Jul 1, 2015 AForm 4 → | Jul 6, 8:58 pm EDT | Michael H. MulroyDirector | 20,000 | — | — | 20,000 | — | |
| Jul 1, 2015 AForm 4 → | Jul 6, 8:52 pm EDT | Stephen C FarrellDirector | 20,000 | — | — | 20,000 | — | |
| Jul 1, 2015 AForm 4 → | Jul 6, 8:47 pm EDT | Stephen LaHue CarttDirector | 20,000 | — | — | 20,000 | — | |
| Jul 1, 2015 AForm 4 → | Jul 6, 8:42 pm EDT | Deborah J AndrewsDirector | 20,000 | — | — | 20,000 | — | |
| Jul 1, 2015 AForm 4 → | Jul 6, 8:36 pm EDT | Alfred D KingsleySee Remarks, Director, 10% Owner | 50,000 | — | — | 50,000 | — | |
| Jul 1, 2015 AForm 4 → | Jul 6, 5:39 pm EDT | Neal C BradsherDirector, 10% Owner | 20,000 | — | — | 20,000 | — | |
| Mar 3, 2015 AForm 4 → | Mar 5, 7:57 pm EST | Judith SegallVice President & Secretary, Director | 50,000 | — | — | 50,000 | — |
Filed by this entity as an insider elsewhere — common stock
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 29, 2016 JForm 4 → | Mar 2, 9:51 pm EST | Asterias Biotherapeutics, Inc.AST | 75,771 | — | — | 21,747,569 | — | plan? |
Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Company | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 29, 2016 JForm 4 → | Mar 2, 9:51 pm EST | Asterias Biotherapeutics, Inc.AST | 3,150,000 | — | — | 0 | — |