SEC Form 4 · accession 0001551182-19-000112
Eaton Corp plc · ETN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian S Brickhouse
Officer — See Remarks below.
Period of report
Mar 12, 2019
Accepted (ET)
Mar 13, 2019 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551182
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 12, 2019 | S | 5,000 | $80.46 | D | 14,442 | D | |
| Ordinary Shares | Mar 12, 2019 | M | 5,583 | $53.71 | A | 20,025 | D | |
| Ordinary Shares | Mar 12, 2019 | F | 3,721 | $80.57 | D | 16,304 | D | |
| Ordinary Shares | Mar 12, 2019 | M | 807 | $53.71 | A | 17,111 | D | |
| Ordinary SharesF1 | Mar 12, 2019 | S | 807 | $80.67 | D | 16,304 | D | |
| Ordinary Shares | Mar 12, 2019 | M | 1,925 | $51.94 | A | 18,229 | D | |
| Ordinary Shares | Mar 12, 2019 | F | 1,241 | $80.55 | D | 16,988 | D | |
| Ordinary Shares | Mar 12, 2019 | M | 6,025 | $51.94 | A | 23,013 | D | |
| Ordinary SharesF1 | Mar 12, 2019 | S | 6,025 | $80.62 | D | 16,988 | D | |
| Ordinary SharesF2 | holding | — | — | — | 1,240 | I | by trustee of ESP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $53.71 | Mar 12, 2019 | M | 5,583 | D | Feb 22, 2012 | Feb 22, 2021 | Ordinary Shares | 5,583 | 807 | D |
| Stock OptionF3 | $53.71 | Mar 12, 2019 | M | 807 | D | Feb 22, 2012 | Feb 22, 2021 | Ordinary Shares | 807 | 0 | D |
| Stock OptionF4 | $51.94 | Mar 12, 2019 | M | 1,925 | D | Feb 21, 2013 | Feb 21, 2022 | Ordinary Shares | 1,925 | 6,025 | D |
| Stock OptionF4 | $51.94 | Mar 12, 2019 | M | 6,025 | D | Feb 21, 2013 | Feb 21, 2022 | Ordinary Shares | 6,025 | 0 | D |
Explanation of responses
- F1Price reported constitutes the average weighted price of shares sold. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2These ordinary shares are held in the Eaton Savings Plan.
- F3These options were granted on February 22, 2011, and are fully vested and exercisable.
- F4These options were granted on February 21, 2012, and are fully vested and exercisable.
Remarks
President - Electrical Systems and Services Group of Eaton Corporation, a subsidiary of the Issuer.