SEC Form 4 · accession 0001209191-19-019182
AXCELIS TECHNOLOGIES INC · ACLS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R John Fletcher
Director
Period of report
Mar 13, 2019
Accepted (ET)
Mar 13, 2019 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001113232
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2019 | M | 12,500 | $1.76 | A | 58,372 | D | |
| Common StockF1 | Mar 13, 2019 | S | 12,500 | $20.26 | D | 45,872 | D | |
| Common Stock | Mar 13, 2019 | M | 10,000 | $3.72 | A | 55,872 | D | |
| Common StockF2 | Mar 13, 2019 | S | 10,000 | $20.27 | D | 45,872 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (right to buy) | $1.76 | Mar 13, 2019 | M | 12,500 | D | Jan 4, 2010 | Jul 15, 2019 | Common Stock | 12,500 | 0 | D |
| Stock option (right to buy) | $3.72 | Mar 13, 2019 | M | 10,000 | D | Jan 13, 2013 | Jul 16, 2019 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $20.25 to $20.36, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F2The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $20.25 to $20.34, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.