SEC Form 4 · accession 0001209191-19-019252
Bank of Marin Bancorp · BMRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Min Situ
Officer — Principal Accounting Officer
Period of report
Mar 12, 2019
Accepted (ET)
Mar 13, 2019 · 7:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403475
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 12, 2019 | M | 134 | $42.57 | A | 1,530 | D | |
| Common Stock | Mar 12, 2019 | M | 106 | $42.57 | A | 1,636 | D | |
| Common Stock | holding | — | — | — | 4,670 | I | By ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F1 | $24.825 | Mar 12, 2019 | X | 134 | D | — | Mar 1, 2026 | Common Stock | 134 | 0 | D |
| Stock Options (Right to buy)F1 | $33.575 | Mar 12, 2019 | X | 106 | D | — | Mar 1, 2028 | Common Stock | 106 | 214 | D |
| Stock Options (Right to Buy)F2 | $22.94 | holding | — | — | — | — | Apr 1, 2024 | Common Stock | 200 | 40 | D |
| Stock Options (Right to buy)F1 | $34.80 | holding | — | — | — | — | Mar 1, 2027 | Common Stock | 280 | 280 | D |
| Stock Options (Right to Buy)F1 | $44.45 | holding | — | — | — | — | Mar 1, 2029 | Common Stock | 270 | 270 | D |
Explanation of responses
- F1Exercisable 33% per year beginning on first anniversary date of grant
- F2Exercisable 20% per year beginning on first anniversary date of grant