SEC Form 4 · accession 0001567619-19-006807
VISTA GOLD CORP · VGZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick Hume Earnest
Officer — President and CEO · Director
Period of report
Mar 9, 2019
Accepted (ET)
Mar 13, 2019 · 8:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000783324
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 9, 2019 | M | 75,600 | $0.00 | A | 1,205,006 | D | |
| Common Shares | Mar 9, 2019 | F | 28,728 | $0.77 | D | 1,176,278 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Mar 9, 2019 | M | 75,600 | D | Mar 9, 2019 | Mar 9, 2019 | Common Shares | 75,600 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of VGZ common stock ("RSU"). Vesting of the RSUs was subject to performance and market price criteria and a portion of the RSUs previously reported were forfeited. Vesting occurred on March 9, 2019.