SEC Form 4 · accession 0001179110-19-003810
Care.com Inc · CRCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sheila Lirio Marcelo
Officer — President and CEO · Director
Period of report
Mar 11, 2019
Accepted (ET)
Mar 13, 2019 · 8:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001412270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value | Mar 11, 2019 | M | 30,000 | $2.68 | A | 1,159,486 | D | |
| Common Stock, $0.001 par valueF2 | Mar 11, 2019 | S | 27,722 | $19.7264 | D | 1,131,764 | D | |
| Common Stock, $0.001 par valueF3 | Mar 11, 2019 | S | 1,478 | $21.7386 | D | 1,130,286 | D | |
| Common Stock, $0.001 par valueF4 | Mar 11, 2019 | S | 800 | $22.4888 | D | 1,129,486 | D | |
| Common Stock, $0.001 par value | Mar 12, 2019 | S | 24,417 | $19.95 | D | 1,105,069 | D | |
| Common Stock, $0.001 par value | Mar 12, 2019 | S | 629 | $19.95 | D | 13,111 | I | By Husband |
| Common Stock, $0.001 par valueF6 | holding | — | — | — | 276,322 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F7 | $2.68 | Mar 11, 2019 | M | 30,000 | D | — | Dec 9, 2020 | Common Stock | 30,000 | 246,480 | D |
| Stock Option (Right to Buy)F7 | $2.68 | holding | — | — | — | — | Dec 9, 2020 | Common Stock | 149,252 | 149,252 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on August 2, 2018.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.5875 to $19.90, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.50 to $21.86, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.62, inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4.
- F5These shares were sold to cover tax withholding obligations created by the vesting of Reporting Person's restricted stock units.
- F6These shares are held by The Sheila L. Marcelo 2012 Family Trust, of which Reporting Person is a trustee.
- F7The options vested and became exercisable in successive, equal quarterly installments over four years measured from December 9, 2010.