SEC Form 4 · accession 0001109357-19-000038
EXELON CORP · EXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Nigro
Officer — Sr. EVP & Chief Fin. Officer
Period of report
Mar 13, 2019
Accepted (ET)
Mar 14, 2019 · 3:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001109357
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 13, 2019 | M | 3,800 | $46.09 | A | 99,574 | D | |
| Common StockF1,F2 | Mar 13, 2019 | S | 53,800 | $49.59 | D | 45,774 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NQ Stock Option (right to buy) 01/25/2010F3 | $46.09 | Mar 13, 2019 | M | 3,800 | D | — | — | Common Stock | 3,800 | 0 | D |
| NQ Stock Option (right to buy) 01/24/2011F3 | $43.40 | holding | — | — | — | — | — | Common Stock | 13,400 | 13,400 | D |
| NQ Stock Option (right to buy) 03/12/2012F3 | $39.81 | holding | — | — | — | — | — | Common stock | 13,000 | 13,000 | D |
Explanation of responses
- F1Reported exercise and sale transactions made pursuant to a Rule 10b5-1 trading plan adopted by Mr. Nigro on February 27, 2019.
- F2Price shown is the weighted average price. Shares were sold in multiple transactions at prices ranging from $49.38 to $49.69 inclusive. Mr. Nigro undertakes to provide to Exelon Corporation, any security holder of Exelon Corporation or the staff of the U.S. Securities and Exchange commission, upon request, full information regarding the number of shares sold at each separate price within the price range indicated.
- F3Non qualified employee stock options, awarded pursuant to the Exelon Long Term Incentive Plan. Options are fully vested and expire on the tenth anniversay of the grant date referenced in Column 1.