SEC Form 4 · accession 0001207097-19-000004
RENN Fund, Inc. · RCG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Murray Stahl
Officer — President and CEO · Director
Period of report
Mar 13, 2019
Accepted (ET)
Mar 13, 2019 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000919567
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2018 | P | 400 | $1.47 | A | 400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RightsF1,F2 | $1.47 | Dec 28, 2018 | A | 400 | A | Dec 28, 2018 | Feb 8, 2019 | Common Stock | 134 | 534 | D |
| RightsF1,F3,F2 | $1.47 | Dec 28, 2018 | A | 1,800 | A | Dec 28, 2018 | Feb 8, 2019 | Common Stock | 600 | 2,400 | I |
Explanation of responses
- F1Received 1 right for each share held as of record date.
- F2Exercised rights: 3 rights to purchase 1 share
- F3Mr. Stahl disclaims beneficial ownership over approximately 80% of the shares reported as he does not have a pecuniary interest in such shares.