SEC Form 4 · accession 0000899243-19-007534
ADVANCED DRAINAGE SYSTEMS, INC. · WMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M Klein
Officer — EVP
Period of report
Mar 11, 2019
Accepted (ET)
Mar 13, 2019 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001604028
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2019 | M | 141,210 | $13.64 | A | 440,725 | D | |
| Common Stock | Mar 11, 2019 | F | 23,082 | $25.11 | D | 417,643 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $13.64 | Mar 11, 2019 | M | 141,210 | D | — | Mar 31, 2023 | Common Stock | 141,210 | 0 | D |
Explanation of responses
- F1The option, representing a right to purchase a total of 141,210 shares, became exercisable in five equal annual installments beginning on September 1, 2014.