SEC Form 4 · accession 0000002488-19-000035
ADVANCED MICRO DEVICES INC · AMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Forrest Eugene Norrod
Officer — SVP & GM DESG
Period of report
Mar 11, 2019
Accepted (ET)
Mar 13, 2019 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000002488
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 11, 2019 | M | 8,481 | $1.84 | A | 867,652 | D | |
| Common StockF1 | Mar 11, 2019 | M | 16,519 | $2.61 | A | 884,171 | D | |
| Common StockF2,F3 | Mar 11, 2019 | S | 25,000 | $22.37 | D | 859,171 | D | |
| Common StockF2,F4 | Mar 11, 2019 | S | 25,000 | $22.37 | D | 834,171 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option GrantF5 | $1.84 | Mar 11, 2019 | M | 8,481 | D | — | Aug 15, 2022 | Common Stock | 8,481 | 0 | D |
| Stock Option GrantF6 | $2.61 | Mar 11, 2019 | M | 16,519 | D | — | Nov 15, 2021 | Common Stock | 16,519 | 398,178 | D |
Explanation of responses
- F1The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.
- F3Transaction executed in multiple trades at prices ranging from $22.01 to $22.68 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F4Transaction executed in multiple trades at prices ranging from $21.99 to $22.68 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- F5This option vested 33 1/3% on August 15, 2016 and vests 8 1/3% per quarter over the next eight following quarters.
- F6This option vested 33 1/3% on November 15, 2015 and vests 8 1/3% per quarter over the next eight following quarters.