SEC Form 4 · accession 0001501364-19-000040

United Financial Bancorp, Inc. · UBNK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Raymond H Lefurge Jr.

Director

Period of report

Mar 11, 2019

Accepted (ET)

Mar 13, 2019 · 4:12 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001501364

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^{F1,F2,F3,F4,F5,F6,F7,F8}	Mar 11, 2019	M	5,308	$6.09	A	83,200	D
Common Stock	holding	—	—		—	12,613	I	Held by wife in IRA
Common Stock	holding	—	—		—	2,384	I	Held in SEP IRA

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options^F9	$6.09	Mar 11, 2019	X	5,308	D	Mar 16, 2009	Mar 16, 2019	Common Stock	5,308	0	D
Stock Options^F10	$7.42	holding	—	—	—	Nov 15, 2010	Nov 15, 2020	Common Stock	5,308	5,308	D
Stock Options^F11	$10.99	holding	—	—	—	Jun 21, 2012	Jun 21, 2022	Common Stock	2,017	2,017	D
Stock Options^F12	$10.99	holding	—	—	—	Jun 21, 2013	Jun 21, 2022	Common Stock	5,682	5,682	D

Explanation of responses

F1Includes 1,796 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan that vested on the first annual anniversary of the November 22, 2016 grant date.
F10Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
F11Stock options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
F12Stock Options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and shall vest on the first annual anniversary of the grant date.
F2Includes 10,265 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan on June 21, 2012 that vested on the first annual anniversary of the grant date.
F3Includes 2,209 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan that vested on the first annual anniversary of the November 18, 2015 grant date
F4Includes 19,716 shares held jointly with wife.
F5Includes 1,698 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and shall vest on the first annual anniversary of the grant date. Pursuant to the Agreement and Plan of the Merger, dated November 14, 2013, at legal close on April 30,2014, all shares became 100% vested.
F6Includes 1,820 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan which vested on the first annual anniversary of the June 20, 2014 grant date.
F7Includes 1,893 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan that vest on the first annual anniversary of the November 19, 2018 grant date.
F8Includes 1,631 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan that vested on the first annual anniversary of the November 22, 2017 grant date.
F9Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.