SEC Form 4 · accession 0000899243-19-007614
Elastic N.V. · ESTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aaron Katz
Officer — Chief Revenue Officer
Period of report
Mar 12, 2019
Accepted (ET)
Mar 13, 2019 · 8:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001707753
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Mar 12, 2019 | M | 15,000 | $4.26 | A | 266,660 | D | |
| Ordinary SharesF2 | Mar 12, 2019 | S | 1,500 | $81.3487 | D | 265,160 | D | |
| Ordinary SharesF3 | Mar 12, 2019 | S | 5,754 | $82.3585 | D | 259,406 | D | |
| Ordinary SharesF4 | Mar 12, 2019 | S | 6,532 | $83.2074 | D | 252,874 | D | |
| Ordinary SharesF5 | Mar 12, 2019 | S | 1,214 | $84.0035 | D | 251,660 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F6 | $4.26 | Mar 8, 2019 | M | 15,000 | D | — | Jul 4, 2024 | Common Stock | 15,000 | 528,037 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted December 27, 2018.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.80 to $81.74,inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4) and (5) to this Form 4.
- F3The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $81.82 to $82.78, inclusive.
- F4The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $82.85 to $83.75, inclusive.
- F5The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $83.90 to $84.11, inclusive.
- F6One-fourth of the ordinary shares subject to the option vested on July 4, 2015 and 1/48 vest monthly thereafter.